UNITED STATES DISTRICT COURT WESTERN DISTRICT OF MICHIGAN

PAUL L. MALONEY CHIEF JUDGE 410 W. Michigan Ave. Kalamazoo. MI 49007 (269) 381 4741

August 3, 2010 Honorable Bobby R. Baldock Chairman, Committee on Financial Disclosure

---Y)ne-Coltrtrrbus Circle NE

Washington DC 20544 Re: Your ~tter of July 26, 2010

Dear Judge Baldock: In response to your letter, the undergraduate university

United States District Court .. Western ~:-=- -~~!s_tr~.~t..~l Michigan ................................. PLM/ab

Rev. 1/2010

.~o 10

I
]

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court- or Organization District Court, WD M I 5a. Report Type (check appropriate type) [] Nomination, Date [] Annual [] Final

aeport Required by the Ethics

in Government Act ~1978

(5 U.S.C. app..~,~" I01-11I)

3. Date of Report 05/I 8/20t0 6, Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) Maloney, Paul L. 4. Title (Arlicle 111 judges indicate active or senior status; magistrate judges indicate full- or parMime) District Judge-Active

[] initial

5b. [] Amended Report 7. Chambers or Office Address 410 W. Michigan Ave. Kalamazoo, MI 49007 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliancc with applicable laws and regulations. Date

Reviewing O[ficer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual onlyz see pp. 9-13 of filing instructions.)

NONE (No reportablepositions.)

POSITION
1.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual nnly; see pp. 14-16 offiling instructions.)
~ NONE (No reportable agreements.) PARTIES AND TERMS
1. 1995-2007 State Judicial Pension calculalcd based on years of sewice

2. 1995-2007

Berrien County Pension calculated based on years of service

FINANCIAL DISCLOSURE REPORT Page 2 of 11

[ N .... I ~,..,o.ey. v.u, t. I

fPe ....Reporting

Date of Report

o,/isno,o

IIl. NON-INVESTMENT INCOME. g.,o.i.g individual and s~,use; see pp. 17-24 of filing instruction~O
A. Filers Non-lnvestmen~ Income NONE (No r~7~ortable non-investment income.) DATE 1. 2. 3, 4. SOURCE AND TYPE INCOME (yours, not s~uses)

B. Spotlsevs Nail-| Ilvestmellt | iiom e - i]3,ou were married during any portion of the reporting ye~, complete Ibis
(Do]Art ,~o~on~tt not required eaeepl,/br honoraria.)

NONE (No reportable non-investment income.) DATE 1. 2009 SOURCE AND TYPE Teachcr, River Valley School District

2. 3. 4.

IV. REIMBURSEMENTS (Inchules tho.~to.Vn)u.~e,tm]depend~:nt :hiMren" ~eepp 25-270/~filing in.Wructirms ~

NON g (No r~7)ortable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 11

Name of Person Reporting

Date of Report

[ Maloney, Paul L. V. GIFTS. a,~t,,aes a, os~ to st, ....... ,t dependent chitdren; see pp. 28-31 of firing instructionx)
NONE (No reportable g~s.) SOURCE
I. 2. 3. 4. 5.

I
VAkUE

DESCRIPTION

VI. LI ABILITIES. an,.~.d~s ,ho~ of sp ........ d dependent children; see pp. 32-33 af]iling instructions.)
[~ NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. Tuition Management Services Undergraduate University DESCRIPTION Payment Agreement-College Tuition Tuition. Room and Board VALUE CODE J None

FINAIN CIAL DISCLOSURE REPORT

Page 4 of 1 1 VII. INVESTMENTS and TRUSTS - i .........

~ ..... f P ...... Reporting

[late of Report

05/18,0t0 I ~lalo.ey, Pa.~ L. ~... transactions (Include~ those of spo ..... c.

~ Gross value ~r end " ofre~ing period Value Code 2 O-P) Value Metht~l ~ Code 3 (Q-~) Ty~ (e.g., buy, sell, redemptioo) Tr~n~tions during reporting ~riod d depenUen, childrenl see pp. 34-60 of filing instrucllo,&)

~ NONE (No reportable income, ~sets, or transactions.)

................................... ,~. " ................................... ........ ~

~ i Description of Assets (including trust assets) Place "(X)" a~er each asset exempt from wior disclosure Income during . reporting period Amount ~ Type (e.g., Code I div., renl, (A-H) or ira.)

Value i Date mnt;dck;yy ~ C~c 2 ~ [J-P) [ ,

Gain Code 1 (A-H)

Identity of buyer/seller (ifpriw~e ~ransacti0n)

Brokerage Account # 1 2. 3. [ 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. --Morgan Stanley Liquid Asset Fund Money Market --Morgzn Stanley Bank Deposit --Morgan Stanley Equally Weighted S&P 500 D --Morgan Stanley Small Mid-Cap Special Value Fund D --MS1F Core Plus Fix Income Inst. --MSIF TR LTD Duration lnst --MSIF Active International AIIocatiott lnst --MSIF Emergiug Markets --MSIF luvestment Grade Fix Income lnst --Van Kampen Comstock I --Van Kampen Growth and Income I -Van Kampen Smal! Cap Growth 1 -*MSIF US Real Estate lust --MSIF US Large Cap GR lust --MSIF q"R US Small Cap Value htst --Allianz NFJ Dividend Value A A A A A A A A A A A A A A A A A Dividend Dividend Dividend Dividend Dividend lnt.iDiv. Dividend Dividend Dividend Dividend Dividend Dividend Dividend I)i,,idend Dividend Dividend J T Sold Sold Sold Snkl Sold Sold Sold Sold Sold Sold Sohl Sold Sold Sold Sold Buy 01/07/09 01/07i09 01107109 0t/07/09 01/07/09 01/07i09 01107./09 01.,"07109 01/07/09 01/07/09 01/07/09 01107i09 01/07/09 01107109 01107/09 J J J J J J J J J J J J J J J J A A A A A A A A A A A A A A A

ol/12io91

FINANCIAL DISCLOSURE REPORT Page 5 of I l

VII. INVESTMENTS and TRUSTS - i~o ......

[ N .... o~Pe.ou Rept,,tin~

I

] r~,,~o,,~y, ~au~ L.
d ~epenaent chitaren; see pp. 34-60 ol~ting

~, tra,,.~actions (tnauges ttwse of sp .......

NONE (No reportable income, assets, or transactions..) Description of Assets (including t~sl asse~s)
Place "{X)" alief each asse~

Income during reposing peri~

A~onnl Type (e.g,,

(}~ss value at end (~f reposing period

Val~le Value Ty~ {e.g.,

T~nsaetions during re~aing ~-riod

~) .....
Date Value G~i~ ~

exempt/?rim prior disclosure

Code ! ~ ~A-H) ~

div.. rent, or int.~l

Code 2 IJ-P}

Meth~ buy, sell, redemption) C~K~e 3 (Q-W) ..... Buy (addl)

mn~ddlyy Code 2 ~ Code I {A-H) : 0-P) ~ ...... 07/I 4/09 01/12/09 07/14/09 01/12/09 07/14/09 01/12.,09 07/I 4,09 01t12/09 07/14,09 01/12/09 07/14/09 01/I 2/09 07;14109 01i~2/09 07/14/09 01/12/09 07/14/09 J J J J J J J J J J J .I J J J J A A A A A A

buyer~seller (ifpriwac tran~clion)

I 8. 19. 20, 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31, 32. 33. 34. --Perkins Mid Cap Val [NV A Dividend --ING Global Real Estate A A Divideml J T --American (;r FD of America F A Dividend J T American Euro Pacific Growth F A Dividend J T --Blackrock Equity Dividend A A Divider~d J T --Blackrock Inflat Prt~t Rond A A Dividend J "F --Amer Cent Growth AD\" A Dividend J T --Allianz NFJ Sin-Cap Value A A DMdend

Buy Sold Buy Sold (part) Buy Sold (part) Buy Buy (addq) Buy Sold (part) Buy Sold (part~ Buy Buy (.addl) Buy Sold

FINANCIAL DISCLOSURE REPORT I Name of Person Reporting

Page 6 of 11

[ Date of Report

VII. INVESTMENTS and TRUSTS -i .....

., value, , ...... tions (Incl.des those of spouse and dependent children; see pp. 34-60 o~,ling instruction,~)

~ NONE (No reportable income, assets, or transactions..)

-..................
] ~

Description of Assets Income during [ Gross value at end (including ~mst assets),1 repo~ing period [ ofrepo~ing period ] Amount ~, Code I ~ (A-H) ~ Type (e.g., div.. rent. orint.) Value Code 2 (J-P) Value Metb~ C~e 3 (Q-W) T Type (e.g., buy, sell, redemption)

~. ............... .......... ~. V

c.

D.
Transactions during reaming ~riod [Date [mm/d~y I Buy Sold (part) 01/12/09 07/14/09 01/12/09 07/14/09 7/14/09 01/t9/09 071 t 4/09 01/12/09 07/14/09 01/12/09 07/14109 01/12/09 07/14/09 01/12/09 07/14/09 01/12/09 07/14/09 J J J J J J I J J J J J J J J J J A A A A A Value ~l Gain Code 2 ~ Code I
(J-P) (A-H)

Place "(X)" after each asset exempt ~om prior disclosure

] ]

Identity of buyer/sdler (if private transaction)

35. 36. 37. 38. 39. 40. 4 I. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

--Jennison Mid Cap Graph A

Dividend

--JP Morgan HtBRG STAT MKT NEU A

Dividend

.I

Buy Buy (addl)

JP Morgan Mid-Cap --Lazard Emerging Markets Open

A A

Dividend Dividend

J J

T T

Buy Buy Sold (part)

--Pimco Low Duration FD A

Dividend

Buy Sold (part)

--Pimco Total Rerttm A

Dividend

Buy Sold (part)

--Thornburg Intl Value A

Dividend

Buy Sold (part)

--Van Kampen Small Cap Growth A

Dividend

Buy Buy (addl)

--First American Real Estate SEca

Dividend

Buy Buy (addl)

I. Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Colltmns Cl and D3) 3. Value Method Codes
(S COlullln C2)

A =St,000 or less F -$50,001 - $100,000 J : $15.000 or less N -$250.001 - $500,000 P3 =$25,000,001 - $50.000.000
Q =Appraisal I! ";t~ook Value

B =St .001 - $2.500 G =$100,001 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - S[ ,00t),00I) R Cosl [Real Eslal Only)
V =Other

C =$2.501 - $5.0t~t HI =51.000.001 - $5.000.000 L ~$50,001 - $ 100,000 Pl =$1,000.001 - $5.000.000 P4 =Mote Ihan $50,000.000 S :=Assessment
W Estimated

D =$5.001 - St 5,000 1-12 =More than $5.000,000 M =$100,0OI - $250.000 P2 -$5.000.00t - $25.000.000 T -Cash Market

E =$1 ~.~)l~-5~.~-ff -

FINA1NCIAL DISCLOSURE REPORT Page 7 of 1 1 VII. INVESTMENTS an d TRUSTS - in ......... ......... -A-.-- ................
Description of Assets (including trust assets) Place "{X)" after each asset exempt from prior disclosure
....................................... J

Name of P ..... Repor..g Maloney, Paul L. lue, t .......

Gate at a,po.
05/18/2010

tiGriS (Includes those of sp ....... d dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

-~.
Income during reporting period

-Z .....................
Gross value at end of reporting period Transactions during reporting period

(~) " (2)

Amount Code I (A-H) Type (e.g., div., rent, or int.)

(l~ .... (2)

Value Code 2 (J-P) Value Method Code 3 (Q-W) T

(~)
Type (e.g,, buy, sell, redemption)

i Date i Value Gain mm!dd/yy ~: Code 2 Code I ! (J-P) (A-H) ! 01/12/09 07/14/09 0!/12/09 07/14/09 07/31/09 10123/09 J J J J J J A A A

(2) " ] (3)

(-i) .............. i~-J

Identity buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60, 61. 62. 63. 64. 65. 66. 67. 68.

--TCW Total Return BD N

Dividend

Buy Sold (part)

--UBS Bank USA Dep Acct --UBS Pace Money Market 1NV Fund Class P

A A

Interest Dividend

J J

T T

Open Buy Sold (part) Sold (part)

Brokerage Account #2 --Apple Computer common stock --UBS Deposit Acct Brokerage Account #3 --Morgan Stanley MoneyMarket --S & P 500 Index Fund B A A Dividend Dividend J T Sold 04/06/09 J A A A Dividend Int./D/v, J J T T Sold (part) Open 06/29/09 4/9/09 J J C

--Dividend Growth Secttrities B --MS Global DividendGro~vth Security A --MS Global Dividend Growth Security B State of Michigan 401k

A A A

Dividend Dividend Dividend

J J J

T T T

I, Income Gain Codes: (See Columns BI and 04) 2, Value Codes (See Colti01n:~ CI and 03) 3. Value Method Ctxles (See ColtlnlB C2)

A =$1.lll)0 or less F ~$50,001 - $100.000 J ~$ [ 5,000 or less N =$2503101 $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal L ~Book Value

B ~$1.001 - $2,500 G =$100.001 - $1,000,000 K ~$15,001 - $50.000 O =$500,001 - $1.000.000 R =Cost [ Real Estate Only} V "Other

C =$2.501 - $5.000 III =$1,000.001 - $5.000,000 L ~S50.001 - $ 100.000 PI ~$1.000,001 - S5.0~0.000 P~ =More than $50.000.000 S =AsscssmcnJ W -Estimated

D -$5.001 - $15.000 H2 =Mor~ than $5.000.000 M ~$ 100.001 - $250.000 P2 $5,000.001 - $25,000.000 T =Cash h~larkct

E =$15.001 - $50,000

FIN&NCIAL DISCLOSURE REPORT

|1 Name of Person Reporting

Date of Report

Page 8 of 1 1

Maloney, Paul k

05/18/2010

V1 !. INVESTMENTS and TRUSTS - ~ .... ,. value, transactions attcludes those of spouse und dependent children; see pp. .74-60 of f!li,,g instructions.)
----] NONE (?Vo reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place"(X)" at~er each asset exempt l~om prior disclosure t3. hlcome during reporting period Amount Code i (A-H) X~pe (e.g., div., rent, orint.) C. Gross value at end of reining period Value Code 2 (J-P) Value Method Code3 (Q-W) T T T T T T T J J T T Open 4,9!09 J ~ D. Transactiot~s during reporting ~riod

[ Ty~ (e.g., ~ buy, sell, redemption)

Dale ] Value Gain ~ mm/d~/vv I Code 2 Code t I ~ (J-P) (A-H) [ ] ~

Identity of buyer.seller (if prayate ~ransaction)

69. 70.

--SSgA Bond Market Index --MFS Total Return A --Dodge and Cox Stock Fund --Rather Lg Cap Growth Equity Fund --Columbia Acorn Z --American FundsEuro Pacitic --Alliance Bernstein Int Value I --Pimco Total Return Fund I --UBS Deposit :\cct 457 Retirement Acct --Nationwide Fixed Acct --Newberger Genesis Fund TC 403bAccount --New Perspective Fund A --Capital World Growth A --US Govt Securities A Fifth Third Bank Account

A A A A A A " A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Int.iDiv. J

J K L J J K

71. i 72. 73. 74. 75. 76. 77. 78. 79. ! ~t). 81. 82. 83. 84. 85.

B A

tnt./Div. Dividend

L J

T T

A A A A

Dividend Dividend Dividend Interest

J J J J

T T T T

FINANCIAL DISCLOSURE REPORT Page 9 of 1 1

Date of Report

05/18/2010 [ Maloney, Paul L.

_1NamefPersn Reprting 1

VII. INVESTMENTS and TRUSTS - ;neo,., ,,.;.., transttctinns (Includes those of sponse and dependent children; see pp. 34-60 tyf!ling instructions.)
---] NONE (No reportable income, assets, or transactions.)
........... A. ........................... Descriptiou of As~,ets (iuctuding trust assets) Place ~(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code [ div., rent. (A-H) or iutA " ......................... C. Gross value at end i of reporting period : ~l~ ~2~ 0) Value Value Type (e.g., Code 2 Method buy. sell. Code 3 I redemption~ (J-Pl (O-W) ~ " ............. D. Transat:ttons during reporlmg period 12~ (3~ Date Value mm.~dd/yy (_ode 2 (J-P, ~4~ Gain Code 1 (A-H~ , (5) Identity of buyer/seller (ifprtvate transaclion t

86.
87. 88. 89. 90.

DOJ Federal Credit Union

403b(.7) Account --New Perspective FundA --Capital World Grov,~h A --US Go;t Securities A

Interest

A A A

Dividend Dividend Dividend

J J J

T T T "

Open Open Open

!2/18/09 12/I 8/09 12;!8/09

J J J

FINANCIAL DISCLOSURE REPORT Page 10 of I 1

[ Name of Person Reporting I[ r~ta~o,,~y. ~~,,I L.

Dale of Reporl

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 11 of 11 IX. CERTIFICATION.

Name of Person Reporting

Date of Report

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honnraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq,, 5 I_J.S.C~ 7353, and Judicial Conference regulations.

Signatu~

NOTE: AbiY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FALLS TO FILE "[HIS REPORT MAY BE SUBJECT TO CIVIL AN[) CRIt~IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office or" the United States Courts Suite 2-3!)1 One Columbus Circle, N.E. Washington, D.C. 20544