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10

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization District Court - Montana 5a. Reporl "Iype (check apprcp~ale |,vpe) [] Nomination. Date [] Annual [] Final

Repot, Required kv ,he Ethics

in Government Act of l ~7~

(5 u.s.c .pp..~# ~o~-ttt~

3. D~re of Report 05/04,2010 0. Reporting Period 01/01/2009 to 12/31/2009

I. Person Reporting (last name, fir~, middle initial) Haddon, Sam E. 4. Title (Article Ill judg~ indicate active or senior status: magistrate judges indicate full- or part-time) U.S. District Judge- Active

[] Initial

5b. [] Amended Report 7. Chambers or Office Address Federal Courfl~ousc 125 Central Ave West Room 301 Great Fa[l~. M7 59404 8. On the basis of the information contained in this Report and an) modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Date

Resiewing Officer

IMPORTANT NOTES: The instructions accompanying thix form muxt be followe& Complete all parts,
checking the NO.rVlz" box for each part where you have no reportable information. Sign on last pagt:

[~

NONE (No reportable positions.) pOSITION NAME OF ORGANIZATION!ENTITY

I, 2.

II. AGREEMENTS. m.,o,,,,g ,,~,,.,~.,t o,,,,., ,,,,,. ,4-,, off!ling instructionx.)

~
I.

NON E (No r~Tmrtable agreements.) pATE P~TIES AND TERMS

Haddon, Sam E.

FINANCIAL DISCLOSURE REPORT

Page 2 of 7

NameofPerson Reporting

DateoirReprt

lladdon, Sam E.

05/04/2010

llI. NON-INVESTMENT INCOME. :R:poning~.di,iau,lo.d.~p ..... ;~,epp. 17.24off!linginstructlons.)

A. Fliers Non-Investment Income
NONE (No reportable non-im,estment income.) DATE SOURCE AND TYPE 1NCOM_~ ()ours, not spouses) S123.000.00

1. 2009 2. 3. 4.

Buchanan Capital LLC for First Cleating -Pension Plan Distribution

B. Spouses Non-lnvestment ! n come - tf ),ou n,ere married during an),portion of the reporting.;ear, complete tlus section.
(Dollar t7lrllollRI I~OI required except [br honoraria.)

~-]

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE ]he Northern Trust Company for Providcnce Health Syslem - Retirement Distribution

I. 2009 2. 3. 4.

lnclude.~ tho~e to spouxe aml ~L,pend~nt ch~ldr~n," see l~p 25-27 offiling inetrtatir~n~.)

NONE (No reportable reitnbursements.) SOURCE I. 2. 3. 4. 5. DATES LO~ATION PURPOSE ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Date of Report

n~ddon, Sam ~.
IName 0fPer~l~ Reprting

0~/04~0~0

V. GIFTS. anclude~ those ,0 spouse and dependent cl, ildren; ~ee pp. 28-31 of flUng instruction,*.)
~ NONE (~ reportable gi]~s.) SOURCE
~. 2. 3. 4. 5. Ame6can College ofTfiaI l,a~ers

DESCRIPTION
Membership dues and meeting regis+~fien t~es $1,725~00

NONE (No reportable liabilities..)

C~DITO~
1.

DESCRIPTION

VALUE CODE

3.
4.

5.

FINANCIAL DISCLOSURE REPORT

I~ ....
[

fPerson Reporting

Date o[ Rcpor~ 05/0412010 ]laddon, Sam E.

Page 4 of 7 VII. INVESTMENTS and TRUSTS - i ........

~,~. , ...... tions ancludes tho~e of sp ....... d dependent children; secpp. 34-60 t~f!ling in~truction~.)

~ NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets) Place "IX)" a~r each assel exempt from prior disclosure Income during ~ reposing peri~ "Amo~l T)~e leg., Ct~e I ~ div., rent, ~ (A-H) orin,.) Gross value at end : of r~oaing period .... ; Value Code 2
(J-P)

Transactions dunng repomng

~
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17. American Fun~: Investment Company of America Ame~m F~&: W~hinglon Mutual Security Bank CD 4.4 Community Bank CD 3.8 Macatawa Bank CD 4.55 Baylk Bank 3.6 National Rural Utility Wachovia Securities Money Market American l-un&~: Capital Income Builder Blackrnck Global World Savings Bank 5.3 Capital One Bank 4.4 PHO Neuberger Berman Real Estate Wisdom Tree It;Y Euity FD (I)HS) Wisdom Tree Dicta II;Y DVD Fund Claymnre S&P Gh~bal Water I-.TF B C C C C C B A D B C C A A C A A

~ ..............
Dividend Di~Sdend lntcrest Interest Interest Interest Interest Interest Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend l)ividend L K K M K K M M K M M L M

Type (e.g., ~ Value [ blelh~ : buy, sell, , Code3 ~ redemption) ~: (Q-W) ~ T T Matured T T Matured T T T "1" Matured T T Sold T T T Sold (part)

Date ] Value mm~dgD Code 2 (J P)

Gain Code I ~ ,A-HI ] ~

~ ......

buyer!seller (ifpri,a,~ transaction)

1)8/13/09

11/16/09

12/31/09

06/29/09

12q8/09

1 Income Gain Co,les:

A = $1.0~ or less

B =$1,tX)l - $2.500

C =$2,501 -

13, $25.000.001 - $50.000,0~

P4 ~Mmc thnn

FINANCIAL DISCLOSURE REPORT Page 5 of 7 V! I. INVESTMENTS and TRUSTS - i .........

[]

Name of Person Reporting

Date of Report

~adann, Sam E.

05/04/2(!10

.~ ..........,io,~ (l,,ludes tl ......~f spause and dependent children: .~ee pp. 34-60 o]filing in.~tructions.) ~. ~ .... ~( .................
Gr~s ~alue at end ~ i of reposing T~e (e.g., buy, sell, red~p~ion)

NONE (No reportable income, assets or transactions.)

--

~ ................. ~
Description of Assets (including~t ~scls) ]

D.
Transactions dufng ~porting

~come during reposing p~i~

Place"(X)" after each ~set exemp~ from prior disclosure

,_....................................................... 18. Blac~ock Pref Eq T~st

Value ~Amount ~ T~e (e.g.. : Value ? Cede 1 div.. renk ~ C~e 2 [ Method (A-Ill Code 3 ~r int.) [ (J-P) ~ (Q-W) ~ ~ ................... C Dividend

Date [ Value Gain [mm,dd~ ~ (_ode 2 [ Code I [ (A-It) ~ 0-P) ~ ~ ........ [ 12/18,~09 K D

Identi~ 0f buy~n.,sellet (if private tran~ction)

Sold

19. 20. 21. 22. 23.

First Interstate Bank Flushing Bank 3.0 X Western Bank I.I X R G Premier Bank 2.5 X CountyBank 2.9 X

A B

Interest Interest None

N K L M L

T 1 T T T Buy Buy Buy Buy 01/08/09 12/28/09 08/I 1/09 06/16/09 K L L L

A B

Interest Interest

ISc Co[~ CI and D3)

N ~$250,001 - $5~.~

O =I5~),001 - $ i ,1~~).1~1

P] =~] d)~}.~l - $5.ff1{),~

P2 =$5.~.001 - $25,~0,~0

FINANCIAL DISCLOSURE REPORT Page 6 of 7

~ ....

f Person Reporting

Dateofl~tport

Uaddon. Sam E.

05/04/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

[ N .... flerson Reporting II tladdon, Sam E.

Da,e of Repor!

05,04/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro~isions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulatiuns.

NOTE: ANY INDIVIDUAL \V|IO KINO~,INGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT 31AY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544