.

V, ao t0

FINANCIAL DISCLOS URE REPORT

FOR CALENDAR YEAR 2009
2, Cour~ or Organizadon US~, EDMO 5a. Repo~ T)-~ (ch~k approp~te ty~ ) ~ Nomination. Da~e ~ Initial ~ Annual

R,.p,,~ Req,,i~c,t ~y a,~ ra, i~:,.

in Gmcrnmenl dot qf 1978

Re,~ 1/2~8

.s u.s.c: ~m. ,~ m~-~t ~

3. b*~e of Report 05/05/2010

I. Person Reporting (las~ name, first, middle initial) FILIPPINE, EDWARD L. 4. Title (Article l[I j~g~ indicale ~tivc or ~nior s~us: ma~stmtc judg~ indicate ~11- ~ pad-time) U.S. Disrict Judge-Senior Stat~

01/01/2~9 ~ Final

7. Cham~ or OW~e Addr~ T.F. F~glcton United S~t~s Counho~ I I I Sou~ I~h St~t, R~m 10.137 St. Louis, Mi~o~ 63102

5~. ~ Am~dcd 8. On the bt*h at the in formation coal~ In lhh Re~ ~d any m~iflcafons ~ainlng ~ereto, it 1~ in m) oplnlo~ tn compliance with a~licable laws and r~ulatio~ Re~ic~ing O~ccr Da~e

IMPORTANT NOTES: TRe iastruc~ons accom~nyigg this form must be followeg Complete all checking the NONE b~ for each pa~ where jo~ have no re~able information. Sign on last page.

1. POSITIONS. R~vo,i,~ i~i,.~a~o~ o~t.r:.~, ~ ~-~ o/~ti,~ ~,.~,,~,.~o~..~

~
NONE (No reporlablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

4.

1-~

NONE (No reportable agreemenm.) DATE PARTIES AND TERMS

I.

Filippine, Edward L.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

Name of Person Reporting

Date of Report

FILIBPISE, EDWARDL.

05/05/2010

III. NON-INVESTM ENT INCOME. ~R,~,n,~ i, di,,i~t ~na~u.~.,,,~. ~ z-~

~ Filers Non-lnv~tment Income
NONE (No reportable non-imestment income.)

SOURCE AND TYPE

(you~, not spouses) I. 2. 3. 4.

B. Spouses Non-Investment In come - t7~ .~ ma~ed dudng any ~on of the re~ng )~ar,
t~dlar ~ount not rtqt~hed ~att~t./~w

NONE (No reportable non-investment income.)

~OURCE AND TYPE

2. 3.
4.

IV. REIMBURSEMENTS - ,,~..,:o,t~#o,~ to~g~, ~oo,~, ~o.~.~.~,~

{ Inclua~,s tho.~e to .~l~t~ ond depende~t ~hildren: see pp. 25-27 t!l" f!lin~g in.~truttions. ~

[~]

NONE (No reportoble reimbursements.)

SOURCE
I. 2. 3. 4.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

5.

FINANCIAL DISCLOSURE REPORT Page 3 of l0

~ ....f~" ..... R~po,~n~

FILIPPINE, EDWARD L,

~,.,~orR~p~r,
05/05,2010

V. GIFTS. (lncludes those to y4~ou.w and dependent childrcn~ see pp. 28-31 of filing ln.ttrucfion.~)
NONE (No reportable giJ?s.) ,SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

NON E (No reportable liabilities.)

I.

2.
3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10

r~me r Pr~* a*ponn~ rlLIeelr~E. EDWARD L. 05/05/2010

V If. INVESTMENTS and TRUSTS - i, co,,,. ,au~., ....... ,o,_, [lnd~d~ ,ho.,e of~ ...... d de~n~n, childr,n; .,11 p~ ~4-6fl of filing ln.,tructlonx.3
NONE (No reportable income, assets, or ~ansactions.) A, ~scri~ion of ~sc~s B. Inco~ during C. Gr~ val~e a~ c~ of D. T~n~tniom dor~g ~ning

ex~pt f~m prior di~l~u~ (A-H~

div.. ~nt. or ira.)

C~e 2 O-~)

Mcth~ C~ 3 (~W} T T T T T

buy. ~11. ~dempti~)

, Mon~ - C~ 2 C~c I ~ Day ~ ~ [

buycr.scllcr tma~ction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 1 I. 12. 13. 14. 15. 16.

Bank of A~rica. account Bank of America, IRA gl (CDs) Bank of America, IRA #2 (CDs) Southxvest Bank, account BROKERAGE ACCOUNT #1 ( IRA #1): -AEE. common stock --Dreyfuss General Money Market BROKERAGE ACCOUNT #2 ( IRA #2): --Dreyfugs General Moocy Market BROKERAGE ACCOUNT#3: - Seligman Growth Fund CI A. mutual fund --Dreyfuss General Govt Money Market --AEE. common stock --Missouri ST H&E FCS Auth IILTIt FACS RV ST ANTttONY, bonds --Missouri ST ENVIRON IMPT& ENRGY Res Auth War PII|n, bond BROKERAGE ACCOUNT

A A A A A

Interest Interest Interest Interest Dividend

J J J J K

Dividend

None A A A A Dividend Dividend Interest Interest

J J J J J

T T T T T

17. --T. common stock

Dividend

Sold

03/17

I. Income Gain Codes:

A -$1.000 or less

B -$1.001 - $.L500

C -$2.501 - $5.000

D =$5,001 - $15.000

E =$IL001. $50.000

3, Value: Method Cod~ (See Column C2)

P3 ~ ~.~2~,1X30,001 - $50,000.0~0 Q =Al~Cltisal U =Book V~loe

g "Cost Igeal Estate O~ly) V ~,Othcr

P4 =More than $50,000,000 S =~ment W ~Estinmted

T -~ s.-& Mark~

FINANCIAL DISCLOSURE REPORT

Page 5 of 10

r~ ....~pe~o. R0po,a,~
FILIPPINE, EDWARD L. 05/05/2010

VII. INVESTMENTS and TRUSTS - i ....

K ~pdon of A~cts 0nduding I~st a~mls) Pla~ "(X)" afl~ each as~c~ exempt f~m prior di~lo~

~. ,~lue, ~ansac~ons (Include,, th~,t of .,~ ......

C. G~ss value at end of ~ing ~ (I) (2) Val~ Val~ C~e 2 Meth~ (J-P} C~c 3

d d~tndtnl chiMrtn; ,ep~ 34-~ of filing in.~rucdo~g)

NONE (No reportable income, assets, or transactions.) B. [~ome du~ng rc~aing ~fi~ {1) (2) Amoun~ T)~ (.g.. C~ 1 div.. ~nt. (A-HI or int,) D. Tmn~ctions during ~ing (1} T)~ (e.g.. buy. sell, r~m~ion) (2) ~e Moa~ Day (3) (4) Value Gain C~ 2 ; C~ (J-P) (A-H) {5) [dcmi~y of

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

--BMY, ~mmon stock

Dividend

Buy (addl) ~ld

09/18 12/15 03/17 06/03 03;17 09/18 03/17 09/18 03/17 03/17 09/18 03/17 03/1 09/18 03/17 03il7 09/18 J J J J J J J J J J J J J J J A

--GE. common stock

Dividend

Buy (addl) Sold

--HBC, common stock

Dividend

Buy (addl) Sold

--VZ, common stock

Dividend

Sold (part) Buy (addl)

--APD. common stock --ALL. common stock

A A

Dividend Dividend

J J

T T

Sold (part) Buy (addl)

(part)
---(,AT, common stock --CNP, common stock (See Pt. VIII) --CPB, common stock (See Pt. VIII) --CVX, common stock --DD. common st~k A A A A A Dividend Dividend Dividend Di~.idcnd Dividend J T J T Sold Sold Buy (addl) Sold Buy (addl) Sold (part)

Sold

FINANCIAL DISCLOSURE REPORT

!NameofP ....Reporllng

"

Daee of Report

Page 6 of 10

FILIPP1NE,

ED\VARD L. I

05/{)512010

VII. INVESTMENTS and TRUSTS - in ....... I~, t ...... "tions (lncludt~ tho,e ,~.,Fo ...... d deptndent childrtn; see ~. ~4-60 ,filing inxtructi~n~)
NONE (No reportable income, asset, v, or transactions.)
A. ~plion of A~cts (i~luding tmgt a~ts) B. Income dur~g rc~ing ~fi~ C. Gro~ value at ~ of re~ing D. Tr~ctiom during ~ning ~ri~

Place "(X)" after each a~cl exem~ from prior d~u~

(1~ Amount C~ I (A-H)

t2) Ty~ (.g. div., rcnL or inL)

~1~ Value C~c 2 (J-P)

12) Val~ Mct~ C~3 (Q-W)

{1~ Ty~ (e.g.. buy. gcll. ~dcmpfion)

t2) 131 ~lc Value Gain Monlh - C~ 2 ~ay (J-P) ~A-H)

I~ntity of (ifp~vat I~gaction~

35. 36. 37. 38, 39. 40. 41. 42. 43.

-DTE. common stock

Dividend

Buy (addl) Sold J T ~ld (pan) Sold J T Buy (addl) Sold Sold (pan) J J T Buy (addl) Sold J T Buy (addl) Sold Sold J J T T Buy (addl) Sold (~)

03/17 06/03 ~/18 06/03 09/18 09/18 03/17 J J J J J A C

-EMg. common st~k -IGT.~mmonst~k -KMB, commonst~k -MCHP. common stock -MO. common st~k

A A A A A Sold

Dividend Dividend Dividend Divided Dividend 0617 Dividend Dividend Dividend None

-PFE, common st~k

A A A

~/18 09/18 09/18 0l/~ 03/17

J J J J .J A

~. -TEG. common st~k 45. -TOT. cmnmoast~k ~. -UST, common st~k 47. 48. 49. 50. 51. -INTC, commoa st~k --WDR, common sl~k -WM. common sl~k (S~ Pt. VIII) -WRl. common st~k

A A A

Dividend Dividend Dividend

03/17 ~/18 09/18

J J J A

Dividend

Buy

FINANCIAL DISCLOSURE REPORT Page 7 of 10

,~e of P .... Reporting FILIPPINE, EDWARD L.

I I

Dale of Report 05/05/2010

VII. INVESTMENTS and TRU STS -i.co,~e, ,,al~e, ~, ...... ,no..,-a.c1.~e.~ ,~,,.,~ ,.,~ ...... ~ a~..~,., ~i~..~ .,~ ~.
NONE (No reportable income, assets, or oansactions.) A. ~hption of Ag~e~ li~luding t~st agars) Place "(X)" after each as~l exempt f~m prior discl~u~ B. Income during ~ing ~6~ (I) (2) Amount Ty~ (e.g.. C~c I div.. rent. {A-HI or int.) C. Gros~ value at end of rc~Oing 11) (2) Value Value Ct~c 2 Mclh~ (J-P) C~ 3 (Q-W) J J J J T T T T D. T~n~clio~ during ~ing ~ri~ (I) Ty~ (e.g.. buy. sell. ~demption) 12) Date Month ~y {3) Value C~e 2 (J-P) (41 Gain C~e 1 (A-H} (5) Identity of buycr/selk~ (if private tm~ction)

52. 53. ~. 55. 56. 57. 58. 59. ~. 61. 62. 63. ~" 65. ~. 67. 68.

--ABT, common st~k --CTL. common st~k --DBD, co~on st~k --~1 ~ common stock A A A

None Dividend Dividend Dividend

Buy Buy Buy Buy Buy (addl)

12/15 09/18 ~/17 03/17 09/18 03/17 09/18 0~03 03/I 7 09/18 ~/18 0~03 09/18 03/17 03/17 09/18 09/18 J J J J J J J J J J J J J J J

--EXC, common st~k

Dividend

Buy Buy (addl)

--HD, common st~k --JNJ, common st~k

A A

Dividend Dividend

J J

T T

Buy Buy Buy (addl)

--MTB, common st~k --MCD, common st~k

A A

Dividend Dividend

J J

T T

Buy Buy Buy (addl)

--NSC, common st~k -PG, common st~k

A A

Dividend Dividend

J J

T T

Buy Buy Buy (addl)

--SUG. common st~k

Dividend

Buy

I. Income Gain Codes: (See Columns BI and IM) 2. Value Cod~ (S Colurtms CI and D3) 3. Value Met|rod C(zJes (See Columa C2~

A -$1,000 or less F -$50.001 . $100.0~0 J =$15.1~O0 or les4, N =$250,001 - $500.000 PJ -$25.000.001. $ .50.000.{glO Q -Appraisal U -Book Valoe

r4 ~.1,001 - $2.50~ G =$100.001. SI,000,000 g ~$15.001. $50.000 O ~$500.001 - $1.000.000 R =4~osl (Real Estate OnJy) V ~Other

C -$2,501 . $5.000 H 1 ~$I.00.001 . $5.000.000 L ~$50,001. $1130.000 PI -$1,000.001 - $5.000.000 P4 -More than $ 50,000.000 S -A~ssmeut W ~Estinta~nd

D -$5.001 - $15.000 H2 =Moe~ tha~ $5,000,000 M =$100.001 - $250.1)00 P2 =$5.000.001 - $25.000,000 T *=Cash Market

E -$15.001 . $50,0OO

Page 8 Of 10

FILIIelNE, EDWARD L.

05/05/2010

VII. INVESTMENTS and TRUSTS - i .... ~, .u~o, ~o.,a,-~...~ a, ct~d~ ~,,.,.~,.,~ .......
NONE (No reportable income, assets, or transactions.)
A. ~plion of A~-~ (i~luding ~1 ~scLs) Pla~ "(X)" afl~ c~h ~1 e~cmpl from prior di~tos~ B. I~ome during ~ing ~fi~ (1) ] (2) A~unl ~ Ty~ (c.g,. C~ I ~ dlv.. ~nt. (A-H) ~ or ira.) C. Groxs value a~ end of ~nmg ~ri~ (I) Value C~ 2 O-P) ~2) Val~ Mc~ C~3 (Q-W) (I) Ty~ {e.g., buy. ~11, ~mpt~n ) D. T~n~ctio~ d~ring m~ing ~i~ 12) Value C~ 2 U-P) {3) Gain C~c I (A-tt) (41 Idcmily buyer;seller (if private (5)

Date Monlh Day

6q.

--MMM. common st~k --AVP. t~on sZ~k

A A

Dividend Dividend

Buy Buy

~/03 01,16 ~/18 J

70.

71. 72. -Dr~fuss Genii Money Manet

Sold A Dividend J T

73. 74.

Ph~nix Life Ins. Co.. whole life

A A

Inl~Div,

T T

Great West Lie & Ann. Ins. Co.. whole life

IntJDiv,

"

FINANCIAL DISCLOSURE REPORT [ tlLlee~,,~a, ~nWAa~ L. Page 9 of 10 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

05/05~20t0

Part VI1, line 30: On my 2008 FDR, there was a "buy" entry on 03/18/08 for CNP that was duplicated on lines 44 and 83. There was also a ~le on I ~l &{)8 set out on line 84 which was actually a "par( sale" and did not dispose ofall the shares of CNP. The remaining shares were sold on 03/17/09 as set o~t on line 30 of this report. Part VI1. line 3 I: On my 2008 FDR. there was a "buy" entry on 03/18/08 for CPB that was duplicated on lines 45 and 78. Also .sales were listed on lines 79 and 80 but only one (line 79) used the con-eel designation ofpart sale." In fact, they were both part sales and did not dispose of all the shares of stock. Cun.-~quently. our ownership of shares of CPB continued into 2009 and was increased in that year by an additional buy as listed on line 31. Part VII, line 48: The curreut stock symbol for Waste Management Inc. is "WM": changed from "WMI as u.~d in my 2008 FDR.

FINANCIAL DISCLOSURE REPORT Page 10 ell0 [ Fi~Iepl~, EDWARD L IX. CERTIFICATION.

I certify that all informa~lon given above (including information pertaining to my spouse and minor or dependPhi children, if an

D,*eo.t~oa
05/05,2010

accu.rn.te" true, and complete to the best of my knowledge and belief, and that any informalio- -~" ..... a ...-_ ........... Y) ~ .... pro~lstorts permitting non-disclosure. . ,. ,o~. ~p~,~ tcu n as w~mae~i because 1! met appllcame statulo~. 1 further certify that earned income ~rom outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. stq, S U,S,C, 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND 3AILFULLV FALSIFIES OR FAILS TO FILE THIS REPORT .MAY BE SUBJECT TO CIVIL AND CRIMINAL S.~NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the Uniled States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544