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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court nr Organization U,S. Cou~t of Appeals - Sixth 5a. Report Type (check appropriate type) [] Nomination. Date [] Annual [] Final

Report Required by the Ethic~ in Government A ct qf 1978 (5 u.s.c, app. 9)" 101-111)
3, Date of Report 05/12/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. P~rson Reporting {last name, first, middle initial) McKeague, David W. 4. Title (Article I11 judges indicate active or senior status; magislrate judges indicate full- or part-time) Circuit Judge

[] Initial

] 5b. [] Amended Report 7. Chambers or Office Address U.S. Court of Appeals 315 W. Allegan Street Lansing, MI 48933 8. On the basis of the informathm ontaiued in this Report and any modifications pertaining thereto, It is In my opinion, in compliance with applicable laws and regulations. : Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE bo.~: for each parr where you have ~o reportable information. Sign on last page.

I. POSITIONS. c~,~,,,~,~ indi~,idua! only ....

[~ NON E (No reportable positions.) POSITION
1. Adjunct Professor

pp. 9-13 of filing instrnctinns.)

NAME OF QRGANIZATIQN/ENTITY
Michigan State Uni~versi~, College of Law

2.
3.

Board Member
Board Member

Federal Judge.,; Association

Michigan State University College of Law ....

II. AGREEMENTS, (~e~or,~,~. individual onO.; seepp. 14-16 ,~J~ling in

NONE (No reportable agreemencs.) DATE
I.

PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting [ McKeague, David W.

] , Date of Report

05/12/2010

III. NON-INVESTMENT INCOME. (Reporting individual and spause; see pp. 17-24 ,,f filing insrructions.)
A. Fliers Non-Investment income
--] NONE (No reportable non-investment income.) DATE

SOURCE AND TYPE

Michigan State Universib College of Law (approved teaching)

(yours~ not spouses) I. 2009 2. 3. 4. $24,685.00

B. Spouses Non-Investment Income - i/~.ou ~,ere married during any portion of the reporting year. c~mplete this sectian. t~Dollar art~ount not required exeept /~r honor~rio.) j----] NONE (No reportable non-investment income.) DATE 1. 2009 2. 2009 3. 2009 4. SOURCE AND TYPE Michigan Health & Hospital Association - wages Accident Fund Insurance Cnmpany - Director fees Sparrow Physicians Health Nelwork - Director fees

IX. REIMBURSE M E NTS -,.o.,~,,.~,i,,., lodging,food, entertai .... ~

Hncludc~s t/~r,,~t" to sp,~l~se ,nd d~.pench,nt children." see pp. 25-27 ~i]tiling in.struetions.~ [~] NONE (No reportable reimbursements.) SOIdRCE 1. 2. 3. 4. 5. Practicing Law lnsti~nte DATES 07/08/09 to 07110/09 LOCATION New York, NY PURPOSE Speaker at Seminar ITEMS PAID OR PROVIDED Lodging. transportation arid meals

FINANCIAL DISCLOSURE REPORT Page 3 of 1 2

Reporting

Date of Repot!

] Name of P .... ] McKeague, David W.

05/12/2010
I

V. GIFTS. ana~a~, ~ho~,,o ,ro~,~ ~ a~a~t ,,,iu,~,; ~ pp. 28-31 of filing ins.uctions.)
NONE (No reportable g~s,) ~
I.

DESCRIPTION

3. 4. 5.

VI. LI ABILITIE S. rl, a,~,~ ,~ ,,y.~ ...... ~ deptndtnt children; see pp. 32-J30Jfiling in.~tr,ction.~.)

~
I. 2. 3, 4. 5.

N ONE (No reporeable liabili~es.)

CR EDITOR
Sallie Mae Se~icing Co~omtion Student loans

DESCRI PTION

VALUE CODE
J

FIN ANCIAL DISCLOS URE REPORT Page 4 of 12 VII. INVESTMENTS and TRUSTS -- z ....

r~,.~ o|~, .... a~o.~n~ ~e~g~, David W. ,, vat,,e, t ....... ions {Includes those of sp ......

~,e n~n~po. 05/12/2010

d aepenaem children; see pp. 34-60 of f!ting instraction~)

I
,

NONE (N~; reportable income, ~sets, or transactions.) Description of A~ts (including t~s~ asse~s) Place "(XY nRer each asset exempt ~om prior disclosure Income during reporting peri~ (2) (0 ,Amount . Type (e.g., Code I ~ div., rent, (A-H) ~ or int.) ~ A A Dividend lntercs! "None E Dividend G~ss value at end of repo~ing period O) (2) Value ~ Vzlue Code 2 , Method ~ Code 3 (J-P) (Q-W) K J K O W T T T Transactions during repo~ing period ~ (~) Type (e.g., buy, sell, redemption) ~2) (3) ~4) Value Gain ; D~le ~ mm~d~:yy ~ Code 2 Code I (A-H) ~ ~ (J-P) (5) ldenfi~ of buy~w~~ller (if private transaction)

t. 2. 3. 4. 5. 6. 7. 8. 9. I 0. II. 12. 13 14. 15. 16 17.

Stonehedge LP National City Bank Ohio National Univ. Life IRA I -Schwab Advisor Cash Reserve -PIMCo Low Duration -PIMCo Real Return -PIIVlUo Total Rettun -Artisan Intl

Sold (par0 Sold

1/15/09 7/9/09 9/09/09 3,."26/09 7/9/09

J K K J K

A A

Buy (addl) Sold (part) Sold

A A

-DFA U.S. Small Cap -Columbia lntl Value Z -T Rowe Price lvlid Cap -Vanguard Index 500 Signal Shares - PIMCo Develnping I.ocal Markets - Touchst,me Sands Calfital Inst. Growth

J K K M

"I" 1 "1" T Sold {parl) l:]uy (addl) Sold (part) Sold 3/26/09 9,1/09 1/15/(19 1/15/09 1/15/09 9/2/09 J K K K J J A A A A

Sold (prot) Buy (addl)

FINANCIAL DISCLOSURE REPORT

Sa~ of Person Reporting

McKeague, David W.

Page 5 of 12

~,t~o,a,~.,
05/12/2010

I
Tr~sazlio~s during ~po~ing period Type (e.g., boy, sell, redemption) : Sold lpam) Buy (addq) Date ~ Value mm,d~ Code 2 ; Code I { ~A-I]} ; {J-P} ~ ~ 1/15/09 9/I/09 9/1/09 7/9/09 9/9./09
09/02/09

VII. INVESTMENTS and TRUSTS -i ........ ~,.~ ...... ,~o~ a~a~ ,ho~ o/~ ..... ~ ~,~, ~U~,,~;
NONE (No reportable income, assets, or transactions.) Desztip~ion of Assets (including Ims~ ~ssets) Place "(X)" after ~ch ~set exempt from prior disclosure Incom~ during repo~ing period Amount i Code I (A-H) Type (e.g., div., rent, or ira.) Gross value al e~d of reporting ~riod Value Code 2 O-P) Value Method Code3 tQ-W) T

buyer/seller {if private tmnsactiun~

18. 19, 20. 2 I~ 22.

23.

- ICAP Select Equi~

- iSha~s S&P 100 Index - Vanguard Ime~edia~e lnves~mem Gtad~ Investor

Sold Buy Sold

- CRM Small Cap Valuc Instl

Buy

24. 25. 26. 27. 28. 29. 30. 31. : 32. 33. 34.

- Stratton Small Cap Value - Harbor International Instl - Credit Suisse Commodity Return Strategy - BlackRock Global Allocation CI 1 - (;alamos Growth & Income Fund CI I - Hussman Strategic Growth - Loomis Sayles Strategic Income Y - PIMCO Diversified Income lnsll

J K K K .! J K 3

T T T T T T T T Sold (part) Buy (addl) Buy Buy Buy Buy Buy Sold (pan) 1/15/09 1/15/09 9/2/09 3126/09 3/)6/09 1/15/09 1/15/09 9/2/09 1!15/09 7/9/09 J J K J J K K K J K C A

- SPDR GoldTrust Shares - Thomburg htternational Value

J K

"1" T

Buy Buy

I. Income Gain Uu(let:

A =$)Jlfl(} or less

F~ ~SI.001 - S2,500

(" =52,501 - $5,0flfl

D =$5,00t - St 5,000

E S15.001 - 550,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Repnrt

Page 6 of 12
VII. INVESTMENTS and TRUSTS --~ ........ l~,, t ....... lions Include~" th ...... :sp ...... d de~ndent children; see pp. 34-60 ~f!ling instrucaon,)
NONE (No reportable income, assets, or transactions.) A. De~ription of Assets (inclading trust assets) Place "~X)" a~ each asset exempt from prior disclosure ~ : B, Income during reposing period Type (e.g., div., r~t, or int,) C. ~ Gross value at end of repoaing period : Value ~ Code 2
(J-P)

o~;12:2olo

Transa~ioas during reporting period

Amomat ~ [ (A-H)I . Code

Value Method Code 3 (Q-W) T T

Type {e.g., buy. sell, redemption) ~ Buy

] Date.. Value mmtdW~" i Code 2 ~ (J-P)

Gain Code ~ (A-H)

Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46 47. 4& 49. 50. 51.

- Vanguard Inflation-Protected Securities M! Health & Hospital Association- i.401K) Fifth Third Bank accounts Ohio National Univ. Life Policy IRA 2 -Schwab ,Adv. Cash Reserve -PIMCo Low Duration -PIMCo Real Return -PIMCo Total Return D A A Dividcnd Interest None Dividend

K L

7/9/09

Closed K N J K T "11T Sold (pan) Sold 1. T Buy (addL) Buy (addl)

04/06/09

1/15/09 7/9/09 9/9/09 9/17/09 1/15/09 7/9./09 3/27/09 1/16/09

J J K J J J .I K

A A

-Artisan lntl -Rainier Small Mid Cap -Vanguard Irtdex 500 Signal Shares - PIMCo Dt:vt:loping 1.ocal Markets - ICAP Select Equily - Tonchstone Sands Capilal Inst. Growth - iShares S&P 100 Index K K T T J J "1F

Sold Buy {addl) Sold /part) Sold

A A

Sold [part)

9,"I/09

FINANCIAL DISCLOSURE REPORT

Name of Per~oa Reporting [ McKeague, David W.

Date of Report

Page 7 of 12
VII. INVESTMENTS and TRUSTS -- i .......

05~12/~010
d dependent children; see pp. 34-60 o:filing instrnctions.)

to,, t ....... tions (Includes those oysp ......

C. Gross value at end of rcponing period

D NONE (No reportable income, assets, or transactions.) ~. ......... ! B. Description of Assets Income during r reporting period (including l~ast assets)

D. Transactions dunng reporting period

(1)
Place "(X)" after each asset exempt from prior disclosure Amounl Code I (ArH)

<_~
"ypc(e.g.. di~,.., rent, or int.)

(ij ............ i~)

Value Code 2 (J-P) Value Method Code 3 (Q-W)

Type(e.g., buy, sell, rcdcmption)

~ii ...... i "i~-- i <3) (4i-:

[ [)ate i Value i Gain " i~mntddiyy~ Code 2 i Code I i (J-P) ! (A-II) : i ! ] 9/10/09 9/9/09 1/15/09 1/15/09 9/2,09 3/26/09
9/2/09

<5)
ldcntityof buyer!seller (if private transaction)

52. 5:. 54. 5s 56. 57.

58,

Sold Vanguard Intermediate Investment Grade

hlvestor

J K J

A B A

Sold Sold K J J
J

- Harbor International Iostl - Credit Suissc Commodity Return Strategy - BlackRock Global Allocation CI l - Calamos Growth & Income Fund CI I
- CRM Small Cap Value Instl

T T "F
T

Buy Buy Bay

Bay

J J
J

59. 60. 61. 62 63. 64 65. 66. 67. 68.

- Hussman Strategic Growth - Loomis Sayles Strategic Income V - PIIVlCO Diversified Income lnstl

J J J

T T T

Buy Buy Buy Buy (addl) Sold (pan)

3/26/09 1/15/09 1/16/09 1/16/09 9;2/09 I/15/09 I/15/09 9/I/09 7/10/09 1/20/09

J J J J J J J J J J B

- SPDR Gold Tta~st Shares - T. Rowe Price Mid-Cap Growth

J J

T T

Buy Buy Buy (addl)

- Vanguard Inflation-Protected Securities - Vauguard Total Stock Index Signal

Buy Buy

FINANCIAL DISCLOSURE REPORT

fP ..... Reporting l N .....

Da,eof Report

Page 8 of 12

MeKeague, David W.

05/12/2010

VII. INVESTMENTS and TRUSTS -in,.o,~e, value t .....

~ ,~ONE (No reportable income, assets, or transactions.)

lions (lneludes those of spouse and de~ndent children; see pp. 34-60 o]f!ling i~tructions.~

.............. ~? ..................
Descriptitm of Assets (including t~st ~sec~) [lace "(X)" a~er each ~set exempt [rom prior disclosure ,,.. 69. .......................................................... Sold (1) ~Amount ~ Code 1 ~: (A-H)

~: ............
Income during reporting period 12) "Ive (e.g.. div., ren~ or i~lt.)

~ ..............................
Gro~ value at end ofrepoaing pcri~ (I) (2} Val~ Value Code 2 Method Code 3 (J;P) (Q-W) (1) Type (e.g., buy. sl!, redemption)

D. " ...............................
Fransacfio~ during r~o~ing period [ .......... (2) (3) (4) [ (5) Dale Value Gain [ Identity of mm!dff~vv Code 2 Code 1[ buyer/seller (J-P) (A-H) { (if private J transaction) ] ................" ~ ~ 03!27109 J A

70. 71. 72. 73. 74. 75. 76. 77. 7[,;, 79. 80. 8I. 82. 83. 84. 85.

MI Health & Hosp. Assoc. deferred comp plan IRA 4 -Schwab Advisor (.:ash Reserve -PllvlCo Real Return -PIMCo Total Return -Columbia lntq. Value Z -PIMCO Developing Local Markets lnsll -Vanguard Index 500 Signal

A B

Dividend Dividend

K L J

T T T Sold 7/9/09 9/17109 1/15t09 1/15/09 3/27/09 9!t 7/09 1/15/09 1/15/09 1;15/09 9/I 7i09 I./16/09 719/09 1/15/09 J J .] J 3 J .1 A A A A A

K J

T T

Buy (addl) Sold (part) Sold

Buy laddl) Sold [,part)

-Artisan Intl - CRM Small Cap Value lnstl - I.,oomis Sayles Strategic Income - PIMC.O Lnw Duration tnstl - Siva[ton Small Cap Value - Vanguard h|flatinn-Pn~tecled Seeuri|ies - Vanguard Total Slock Index Signal J J J J J T 1 T T 1"

Sold Buy Buy Buy Buy Buy Buy

FINANCIAL DISCLOSURE REPORT

~e of Peruon Reporting

Date of Report

Page 9 of 12

McKeague, David \V.

05/12/2010

VII. INVESTMENTS and TRUSTS-~,,,. ...... ~o,,t ..... ai,,~a,,,.~ua~.~th,,~eo/.~p ...... d dependent chitdren; see pp. 34-60nff!linginstructio,t,~)
[----] "NONE (N0 reportable income, assets, or transactions.)

A. ..........
Description of Assets (including trust assets) Place "(X)" aRer each asset exempt ti-om prior disclosure

i .....

~. " ......

~:. ..............
(]ross value ~t end of reporting period i t.I) t2) : Value Value Code 2 Method (J-P) (;ode 3 (Q-W) J A L J K T T T Sold 1/15/09 (part) Buy (addIt Buy [addl) K A (It Type (e.g., buy, sell. i redemption)

-.ill ............
Transactions during reporting period i2) (3) Dale i Value i mmAld,"yy [ Code 2 : [ (J-P) (4) Gain i Code I (A-H) (5) Identity of buycdseller (if prlvate transaction)

Income during reporting period (1) i (2) . Amoun : Type (e.g.. i Code I div., rent, [ (A-II) ,orint.) ~ Sold 3/27/09 Dividend Interest A

86. i ! 87. 88. " Schwab Individual Account -Schwab Advisor (;ash Reserve

B A

89, -Vanguard Index 500 Signal Shares 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. !00. - Cohmlbia Internatiolial Value CI Z 101. - Thomburg International Value 102, A A -Harbor Inlernarional lnsll A - Rainier Small/Mid Cap lns|l. - iShares S&P 100 Index A -DFA Tax Managed U.S. Small Cap -Artisan Intl.

Dividend

3/27/09 9/17!09 lit 5/09 1/I 5i09 7.,"9/09 l/15/09 9/1/09 9/2/09 1/15/09 3/26/09 7!9109 1/15./09 3/26/09

J J J J K J J J A A A A A

None None

Sold Buy (addl) Sold

None Dividend

Sold Sold (par0 Sold

Dividend

Buy Sold !pat1)

J J J J

Dividend Dividend

J K

T T

Buy Buy Sold (part)

FINANCIAL DISCLOSURE REPORT

~ ....

fPerson Reporting

Dare of Repot!

Page 1 0 of 1 2

MeKeague, Davia W.

05/12/2010

VII. INVESTMENTS and TRUSTS-incom~,~at, e. , ....... tio,~, a, ct,a,~ ,J,o.,~. ,,~, ...... d dependent children; see pp, 34-60 ~f filing instructlans.)
NONE (No reportable income, ~sets, or transactions,)

~.
Description of Assets ~including t~st asse~) Place "~X)" M~e[ cac~ ~g~ exemptffompfiordisclosu~

~.
Income d~ng re~ng ~riod

c.
Gross value at ~d of reposing perk~

" .......
2) u
T~e (~.g., buy, sell, redemption)

i~ ...............
~s)
buyetYscller (if private transaction)

lrao~aclions during reposing period

O)

(2)

(~)
Value Code2 ~ {J-P)

~2) (~)-~ ~4)

~mm/ddi)3 Crude2 Code I (J-P) ~A-H)

~ Amount T~e {e.g., [ Cod~ I ~ div.,rent, (A-H) " or int.)

V~lue ~ Method Code 3 (~W)

[103.

Buy (add]) A A Interest Interest J J T T

7/9J09

104. MSU Federal Credit Union 105. Mercantile Bank

FINANCIAL DISCLOSURE REPORT Page 11 of 12

J N ....[ P .... Reporting I Mc~<~ag,~, m, vi,t w.

|],ate olReport

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 1 2 of 1 2 I ~cKeague, D~vid w. IX. CERTIFICATION.

05/~2/20~0

I certi~, that all information given above (including information pertaining to my sponse and minor or dependen| children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was wilhheld because it met applicable statutory provisions permitting nun-disclosure. 1 further certify that earned incmne from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq,, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSII:IES OR I~AII,S TO FILE "[HIS REPORT MAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the UnitedStates Courts Suite 2-301 One Columbus Circle, N.E. Washinglon, D,C. 2(1544