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FINANCIAL DISCLOSURE REPO FOR CALENDAR YEAR 2009

2, Court or Organization U.S, Court of Appeal.s-10th Cir

L] in d~dvermnc,a Act of!978 (5 tT~s.c apl,. L~" 16141/)

3. Date of Report 4/15/2010 6. Reporting Period 01/0112009 to 12/31/2009

i. Person Reporting (last name, first, middle initial) BALDOCK, Bobby R. 4. Title (Article Ill judges indicate aalive or senior status; magistrate judges indicate full- or part-time) U,S. CircuitJudge-Senior

5a. Report Type (~eck appropriate type) ] Nomination, [] Initial Dale [] Annual [] Final

7. Chambers or Office Address P,O. Box 2388 Roswell, lqew Mexico 88202-2388

5b. [] Amended Report 8, On the basis of the information contained in this Report and any modifications perlalnlng thereto, it Is~ Io my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanyblg this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

[~

NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY Trust # 1

1.

Trustee

f.

NONE ~o reportoble agreements.) ~ pARSES AN~ TERMS

~"

Baldock, Bobby R.

Na me of Person Reporting

Date of Report

PagcFINANCIAL2 of 9 DISCLOSURE REPORT I BALDOCK, Bobby R.

4/15/2010

A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE

1. 2. 3, 4.

~OURCE AND TYPE

INC.,_QM~
(yours, not spouses)

B. Spouses Non-Investment Income - ~Is,o. were married during anyportlon of the reportlng yeur, ootplet this section.
(Dollar amount ~ot required except for honoraria.) NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

2.

4.

IV. REIMBURSEMENTS - Iral~sporfatlon, Iodg]llg~ food~ ~l~rtalnI.~I.

(Includes ~ho~ to sk, au~e and dependent children; see pp. 25-27 of filing Inst~ctiorm)

NONE (No reportable reimbursements.) ~ ~

August 6-7, 2009

LOCATION
Phoenix, AZ

PURPOSE
Legal Fellowship - Speaker

ITEMS PAID OR PROVIDED

Transportation, meals, lodging

I.

Alli~nce Defense Fund - The BlacLstone Legal Fellowship Northwestern School of Law of Lewis & Clark College

2.

October 9- I 1, 2009

Portland, OR

Presenter of Distinguished Graduate Award

Tr,msportation, meals, lodging

3. 4. 5. ~"

FINANCIAL DISCLOSURE REPORT

~ .... f P~o. Repo.i.~

BALDOCK, Bobby R.

D.,c or t~po.
4/1512010

Page 3 of 9

V. GIFTS. (Includes those to spouse and dependent c.Mldren; see pp. 28-31 of fihng Inrtruction,.I
NONE (No reportable gifts.) SOURCE
1.
2.

R~

3.
4.

5.

VI. LIABILITIES. ana.,t., ,~o~* o;$~,o,,$~ .,~,~ d~,,,te,,, ~,~td~,,,; ,~ ~,~,, ~2-~ o~t~ng ~$,,,,.~on~) ~ NONE (No reportable liabilities.) R.C.~_F..d21.T_Q~
1. 2. 3. 4. Pioneer Savings

~
Rental Property #2, Chaves County, NM

VALUE CODE
L

5.

FINANCIAL DISCLOSURE REPORT [Name of Person Reparting Page 4 of9 ] BALDOCK, Bobby R.
VII. INVESTMENTS and TRUSTS -- i.~oo,~, ~.~o, t ...... cao~s (Inchtde.~ [hox~. ofspol, s~ arid dtpemlent children; xeep~
NONE (No reportable income, assets, or transactions.)
A. Descriptlo~ of Assets (inchding i~st asse~) B. In,me during reposing pedo~ C. Gross value at end of ~poning period [ D. ffcansacfions during ~poning

Date or Report 4/15/2010

,~.o~.o~o~
1. 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. 14. 15. Hunker Commune (El Paso, Navajo, Western, Adventure*) Lot in South Spring Acres, Roswell, NM Stock in South Spring Acres, Roswell, NM Minerals, Washita County, OK (BBX Oil Corp,) Si[verand silver coins Me,ill Lynch IRA -XCEL -Aim Weingarten Mutual Fund -Lord Abbett (Mutual R Fund) -ING Small Cap (Mutual Fund) -Franklin laves. Sec. TR Equity Ineom~ (Mutual Fnnd) -Merrill Lynch Retirement Reserves -Merrill Lynch Cash Equivalent Accounts -First Bank of Puerto Rico

Place"{X)afler~ch ....t

A ....t T~e(.g.

co~ ~ ~i~.,,~n~
(A-I~) ]

co~ I ~~ i ~"~ I~ I c~ I ~ ~" ~demption) (l-o) I Code 3

i (~W) T I ~ . M

V~e I Val~e I T~p*Ce,g.,

D~te [Vot,,e I G~i.

lde.tltyor
(if private t,~ns~clion)

Dividend

Buy Matured B Royalty None D C Dividend Rent None J J K J J W W W W T

6/9/09

09114109 K *See VIII

16,
17.

Gcld coins
Navajo, Hockley County, TX B

None
Royalty

J
J

T
W

2. Val~ Co,tel (See C0h~ns C [ ~d D3) ]. Valule Method C~e~ (S~ Colmnn C2)

J =$15,000 or tess N =$250.001 - $500.0~ P~ =$2L000.~1 - $50.000,~0 Q ~App~isal U -Book Vslue

K =$15,~1 - SJ0,000 O -$500,001 - $1,~,~ R ~osl {gc~ ~ate Ody) V ~th~

L =$50,001 - $100,0~ Pl ~$1,~,001 - $5,000,~ t4 -More ~h~ S -A~n~nt W

M P2 ~$5.~.~1 - $25.~,0~ T ~sh Ma~e~

FINANCIAL DISCLOSURE REPORT

I Name of Person Reporting

[ BALDOCK, Bobby R.

Date of Report [ 4!1512010 ]

Page 5 of 9

VII. I1NVESTMENTS and TRUSTS -- O, co,,.e..at,,e, t ...... diG., (includes those of spo,,st nnd dependent cl~lldra,: s, e pp. 34-60 ol17nng instructions,)
"NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X}" alter each asset exempt from prior disclosure I I B. Income during reporting period C. Gross value at end of reporting period ] Value Method Code 3 (Q-W) T T T T T T T T Type (e.g., buy, sell, redemption) D. Transactions during reporting period

Value Amount | Type (e.g., ] Code 1 / div., rent. Code 2 ,(A-H). or int.)(J-p)

/
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31, 32, 33, 34. Pioneer Savings Bank Working interest in ttodges- l[ockley Cotmty, TX Working interest in Jeffers-Hockley County, TX Working interest in Pair+ Hockley County, Working interest in Reed-tlockley County, T~ Working interest in White-Hockley County, W0rkinginterest in Terry-Hockley County, T~ Cash Value Life Insurance, Charlotte, NC (Money Market Acct) Oil&Gas Items: XqO Energy Production BP Am Production Company Conoco Phillips Sunco Oil & Gas Production Great Western DrilllingCompany El Paso Production Company Working interest in Mewbourn Oil, Eddy County, NM Property #2, Chaves County, NM A E E A C C B A C B A A A A A A

Date Value mmldd!y/ Code 2 (J-l)

Gain Code I (A-H)

Idenlity of b~yer/seller (ifprivnte Iransaction)

Interest Royalty Royalty Royalty Royalty Royalty Royalty Interest

L J J J J J J J

Royalty Royalty Royalty Royalty Royalty Royalty Royalty Rent

J K K J K K J L

W W W W W W W W

3. Value Melhod ~des

Q -Ap~aisal

R ~o~ (Real E~le Only)

S =Asscssmen~

T ~Cash Mark~

Name of FINANCIAL DISCLOSURE REPORT , BALDOCK,Person Reporting Bobby R.

Date of Report

Page 6 of 9 VII. INVESTMENTS and TRUSTS - i.co.,e,

[~
A.
Description of Asset~ (including trust assets) Plaee"(X)" after each asset ~,1,,~. ~ .....

4/15/2010

e~;o,,, (Includes ,I, ose of w ...... d d~penden! children; see pp. 34-60 of fillng tnttruetlons.)

NONE (No reportable income, assets, or tramactions.)

B.
Income during reporling period ~mounln Type (e.g.,

C.
Gross value al cad of reporting period Value I Value Code2

D.
Transactions during reporting period

Type (c.~.,

,)

Date

V~lu [ Gain ]

Identily of

exemptfrompdordisclosure

Codel [
(A-ll)I

div.,reot. or int.)

[Method

buy, sell,
rcdcmptior.)

mm/dd/yy Code2 [Codcl]

._[ (J-p) ~ (A-H)I

b,,yer/scller
(ifprivatc tran~ction)

(l-P), Codo3 ..___~[ (Q.~_-W)

35. 36. 37.

Trust #1 (X) -Citigroup -Computer Sciences

Dividend

38.
39. 40.

-Halliburton Co,
-lnnsuites Hospitality Trust SBI -KB Home

41.
42.

-KimberlyClark Corp.
-Meadwestw~co Corp.

43.
,44. 45. 46.

-3M Co.
-Walgreen -Wells Fargo & Co. New -Columbia Tax Exempt Fund A

47. 48. 4.9. 50. 51.

-FT Franklin AZ T/F Inc. A -Oppenheimer Global Fund Class A -Van Kampen Muni Income Fd CL A -Glendale Ariz Unl High FGIC 4.875 070113 DTD 100198 -Piton Cnty Ariz Str & Hwy Rev NPFG B/E

--1. Income Gnin Codes: ISle Cohtnm~ Ill and 04) 2. V~h~ Codes ($e Cohlmns C | ~nd D3) 3. Vah~e Mothod Code~ (See Coltmm C2)

A =$i,000 or less F =$50.001 - $100,000 J -515,000 or legs N -$250.001 - $500,000 P3-$25,O00.001 550,000,000 Q =Apprais.d U =Book Value

B =$I.001 - $2.500 G =$ I00,001 - 11,000,000 K =515,1)01 - $50,000 O =5500,001 - $ t,OO0,000 R =Cos1 (Re~l E,;ta~e Only) V ~Other

C =$2.50 t - $5.000 111 =51,0nO,001 . $5,000,O00 L ~$50,00| - 1100,000 Pl =5 l,OOO,O0t - SJ,000,0C,0 1"4 ,~,to~c than $50,000.000 $ =Asr.e~ment W =E~tima,ed

D =$5,001 - $15.000 112 =More than M ~$ 100,001 . 1250,00~ P2 =$5,0~.00! . T =Cagh Market

E =~15,001 - $50.000

FINANCIAL DISCLOSURE REPORT

Page 7 of 9 VII. INVESTMENTS and TRUSTS -i ......

Name of Pe .... Reporting

D~lc of Itcpor~

BALDOCK, Bobby R.

4/15/2010

~ vah~e, era ....dot,s (Inclades those of sp ...... d del~endent children; ~et p~ 34-60 of filing iaxtructions.)

NONE (No reportable income, assets, or transactions.)

~s~iption of Assets (i~Clu~i~g ~g a.,~), Income during [ (l)r~P~ng period(2) exempt fromprior disclosure ~dc 1 [ dlv., tea~ (A-H) or inl.) Gross value at end ~---~~f r~po~ing period ~ ~de2 (J-P) Method Code 3 j (Q-W) I (1) buy, sell, redemption) Transacfio~ during reporling ~riod -~ ~) ~~ (~

52.

-Arizona St Univ Revs Cpn FGIC OlD

@98.50
53. -Res~ Management Ac~unt Money Market

FINANCIAL DISCLOSURE REPORT ~am~ of P~o. R~p0~tiog

Page 8 of 9
BALDOCK, Bobby R.

I
l

o,~, or ac~o.
4/I 512 010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Item I I - Adventure Exploration purchased Rex Energy

FINANCIALpage 9 of 9 DISCLOSURE REPORT I BALDOCK, Bobby R.

Nzme of Person Reportin~

Dire of Report

4/15/2010

IX. CERTIFICATION.
| ceitify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) ix accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met ~pplicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of glft~ which have been reported are in complizncc with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND W[LFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544