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Rev.

1/2008
1. Person Reporting (last name, first, middle initial) VRATIL, KATHRYN H.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) DISTRICT JUDGE-ACTIVE

AO 10

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2. Conrt or Organization DISTRICT OF KANSAS
5a. Report Type (check appropriate type) [] Nomination, [] Initial Date ~l-if] Annual

Report Required by the Ethics in Government Act of 1978

(5 (ZS.C. app. I01-111)


3. Date of Report 03/16/2010
6. Reporting Poriod 01/01/2009 to 12[31/2009

[] Final

5b. [] Amended Report 7. Chambers or Office Address U-NITED STATES DISTRICT COURT 500 STATE AVENUE, SUITE 529 KANSAS CITY, KANSAS 66101-2435 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of rUing instructions.)


~-] NONE (No reportable positions.) POSITION
1. Trastee Trust # 1

NAME oF ORGANIZAT.~!~N/ENTITN
(77" ":77 ..~,,;; . - ,,

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
~ NONE(No reportable agreements.) DATE PARTIES AND TERMS

Vratil, Kathryn H.

FINANCIAL DIS CLOSURE REPORT Page 2 of 12

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/05/2010

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income
]

[
1. 2. 3.
4.

NONE (TVo reportable non-investment income.) DATE SOURCE AND TYPE INcoME
(yours, not spouses)

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

--]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


AT&T pension

1. 2009 2. 3. 4.

IV. REIMBURSEMENTS - transpoa.tion, lodging, food, entertainment


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions..)

NONE (No reportable reimbursements.). SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT


Page 3 of 12

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report

03/05/2010

V. GIFTS. Cl, clude~ those ,o spouse u.d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.cludes those oy spou~e a.d dep~nde.t children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.) CREDITOR
1. Citibank 2. National Education 3. ISAC/CORUS 4. Student Loans Student Loans Student Loans

DESCRIPTION

VALUE CODE
K K J

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 12 VII. INVESTMENTS and TRUSTS - i ........


]

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/05/2010
d dependent children; see pp. 34-60 of filing instructions.)

~ue, transactions (Includes those of spo .....


C. Gross value at end of reporting period

N ONE (No reportable income, assets, or transactions.)


A, Description of Assets (including trust ~ssets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div.,rent, or int.) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) Date MonthDay (3) Value Code 2 (J-P)

_1 (1) (2) | Value Valuel[ Code 2 Method | Code 3 (J-P) (Q-W)

(4)
Gain Code 1 (A-H) i-

(5)
Identity of buyer/seller (if private transaction)

1. 2.
3.
4.

Prudential Life Ins. Policies Massachusetts Mutual Life Ins. Policy


Columbia Acorn Fund (ItLA)
American Century Income & Growth

B C
A
A

Dividend Dividend
Dividend
Dividend

J L
K

T T
T Buy
Sold

12-09
05-05

J
J

5.

Banc One Corp Notes

Interest

Matured

02-17

6. 7.

GNMA PL

Interest

Repayment Repayment

01 - 15 02-17

J J

8.
9. 10. I 1. 12. 13. t 4.

Repayment
Repayment Repayment Repayment Repayment Repayment Repayment

03-16
04-15 05-15 06-15 07-15 08-15 09-15

J
J J J J J J

15. 16.
17.

Repayment Repayment
Repayment

10-15 t 1-16
12-15

J J
J

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D 3 ) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$ 500,001 - $1,000,000 R =Cost (Ken[ Estate Only) V =Other

C =$2,501 - $5,000 HI =St,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000,00 t - $ 5.000,000 p4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$ 5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/05/2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt flora prior disclosure [ [ B. Income during reporting period C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date MonthDay (3) Value Code 2 (J-P) (4) [ Gain[ Code I (A-H) (5) Identity o f buyer/seller (if private transaction)

I (1)

(2) Amount Type (e.g., Code 1 I div.,rent, (A-H) or int.)

18. 19. 20.


21.

Artio Intl EquityFd Schwab International lndex Fund OrthologicCoqg. (IRA)


Califomia Amplifier (IRA)

B A

Dividend Dividend None


None

K J J
J

T T T
T

22.
23. 24.

Schwab Muni Money Fund


FAM Value Fund Artio Intl Equity Fd II CL A

Dividend
None None

T
Sold Sold 06-04 05-06 J J

25.
26. 27. 28. 29. 30.

Schwab Yield Plus lnv Shares


Vanguard Total Stock Mkt Stk Mkt Vipers Index Fd (Trust #1)

A
A

Dividend
Dividend K T

Sold
Buy Buy Sold (part) Buy Buy

02-02
04-02 07-01 09-04 09-30 12-30

J
J K J J J

31. 32. 33.


34.

Columbia Value & Restructuring

Dividend

Sold (part) Buy Buy


Buy,

03-17 03-24 06-23


09-22

J J J
J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =St ,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $ 1,000,000 K =$15,001 - $ 50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V ----Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P[ =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,00l - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 1 2

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/05/2010

VII. INVESTMENTS and TRUSTS - i ........ l.e, transactions (Includes those of spo.se and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

A.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

i
[ [

B.
Income during reporting period

C.
Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) I (I) Type (e.g., buy, sell, redemption)

D.
Transactions during reporting period _ (2) (3) (4) Value Date Month Code 2 (J-P) Day [ Buy 12-08 J Gain Code I (A-H) I (5) Identity of buyer/seller (if private transaction)

(1) (2) / ]Amount I Type (e.g., | Code I div., rent, (A-H) or int.)

35.

36. 37. 38. 39. 40. 41. 42. 43. 44. 45.
46.

iShares MSCI Emrg Mkt Fd Emerging Ma rkets Indx (IRA) Janus Growth &. Income Fd (IRA)

A A

Dividend Dividend

J L

T T

Buy Sold (part) Buy Buy Buy Buy

06-30 03-17 03-31 06-24 09-30 !2-18 03-17 12-17 03-17

J J J J J J J J J

Laudus Intl Mktmstrs Fund Select Shares (1 RA)

Dividend

Sold (part) Buy

William Blair Small Cap Growth Fund Class N (IRA) Schwab Cash Reserves
Blackrock Health Sciences Fund Inv CL A

None A Dividend
None

Sold J
K

T
T

.(IRA)
47. Schwab Cash Reserves (IRA) A Dividend J T

48.

Transamerica Premier Equity Fund Inv CL

None

Sold

03-1"7

(IRA)
49. American Century Equity Income Fund lnv

(IR~)

Dividend

Buy

03-17

50.

Buy

06-16

51.

Buy

09-15

1. Income Gain Codes: (See ColumnS BI and D4) 2. Value Code.~ (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$ 1.000 o r less F =$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 O =$100,001 - $1.000.000 K =$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2,50 l - $5,000 FII =$1.000,001 - $5.000,000 L =$50.001 - $ 100,000 P! =$1,000,00t - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,00l - $25.000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/05/2010

VII. INVESTMENTS and TRUSTS - ineo ..... I.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including toast assets) Place "(X)" after each asset exempt from prior disclosure [ I B. Income during reporting period Type (e.g., div., rent, or int.) C. Gross value at end of reporting period Value Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) I Buy 12-29 J D. Transactions during reporting period

f Amount Code I (A-H)

Date Month Day

Value Code 2 (J-P)

Gain Code 1 (A-H)

Identity of buyer/seller (if private transaction)

52,

53.
54.

Janus Overseas Fund (IRA)

Dividend

K.

Buy
Buy

06-24
12-22

J
J

55. 56.
57.

Artio Intl Equity Fund CL A Schwab 1 CashAcct


Schwab Cash Reserves

B A
A

Dividend Interest
Dividend

K J
J

T T
T

Buy

12-29

58.
59. 60.

Citigrp CapXVI 6.45% 66 due !2/31/66


Vanguard "lotal Stock Mkt Stk Mkt Vipers

A
A

Interest
Dividend J T

Sold
Sold (part) Buy

09-30
01-08 04-02

K
J J

61. 62. 63.


64.

Sold (part) Buy Buy


Buy

04-14 06-30 09-30


10-01

J J .1"
J

65. 66. 67. 68. Schwab Cash Reserves Sweep Shares (Trust #1) Schwab Yield Plus Inv Shares A A Dividend Dividend J J T T

Buy

12-30

Buy Buy

01-30 02-27

J J

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and I)3) 3. Value Method Codes (See Column C2)

A =$1,000 or tess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,00l - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 1-12 =More than $5.000,000 M =$100,001 - $250,000 P2 =55,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting

Date of Report

VRATIL, KATHRYN H.

03/0512010

VII. INVESTMENTS and TRUSTS - i ........ ~.e, tr ..... tions (Includes those of spouse aqd dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
[ i

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period

C. , Gross value at end of reporting period

D. Transactions dnfing reporting period

-~-~) [ (2)

(!)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1)
Type (e.g., buy. sell, redemption)

i
. 69.

Amount [ Type (e.g., Code I [ div.. rent, (A-H) or int.)

I (2) Date

(3)

(4)
Identity of buyer/seller (if private

Value Gain Code 2 Code 1 MonthDay (J-P) (A-H) , transaction)

Buy

03-31

!70. 71. 72. 73. 74. 75. 76.


77.

Buy Buy Buy Buy Buy Buy Buy


Buy

04-30 05-29 06-30 07-31 08-31 09-30 10-31


11-30

J J J J J J J
J

78.

Buy

12-31

79. 80. 81.

Gabelli Asset Fund AAA (IRA) Alger Smallcap and Midcap A (IRA) Schwab Value Advantage

Dividend None

Buy Sold Sold

12-29 03-17 02-17

J K J

Dividend

82.
83.

PIMCOTotal Return Fund

Dividend

Buy
Buy

01-30
02-27

J
J

84.
85.

Buy
Buy

03-31
04-30

J
J

[ I. Income Gain Codes: (See Columns B l and D4) 2. Value Codes [ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$ 1.000 or less F =$50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U =Book Value

B =$ 1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50,000 O =$500.001 - $I.000.000 R =Cost (Real Estate Only) V --Other

C =$2,501 - $5,000 HI =$1.000,001 - $5.000.000 L =$50.00l - $100.000 PI =$1.0~0.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15.000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5.000.001 - $25.000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 12

Name of Person Reporting ]

Date of Report

v~,XnL, KArHRYN n. [

03/05/2010

VII. INVESTMENTS and TRUSTS -inco ..... l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during repotting period (2) (3) i (4) ] Value Gain[ Date Month - Code 2 Code I Day (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

86.
87. 88. 89. 90.

Buy
Buy Buy Buy Buy

05-29
06-30 07-31 08-31 09-30

J
J J J J

91.
92. 93. 94. 95. 96. 97. 98. 99. 100. iShares TR Lehman Bd Fd Technology Select Sector SPDS a&/a Sector SPDR Tech Select Technology Select Sector SPDA a/k/a Sec tor SPDA Fincl Select A A A Dividend Dividend Dividend K K K T T T

Buy
Buy Buy Buy

10-31
11-30 12-09 12-31

J
J J J

Buy Buy Buy Buy

01-02 04-02 07-02 09-30

J J J J

I01. 102. Perkins Mid Cap ffn/a Janus Mid Cap Value Investor (IRA) A Dividend K T

Buy Buy

12-3I 06-24

J J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Coda (See Columns CI a~d D3) 3. Value Method Codes (See Column C2)

A =$1,0~0 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H [ =$1,000,00 t - $5,000,000 L =$ 50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 I-t2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00I - $25,000,000 T =C~sh Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 1 0 of 1 2

Name of Person Reporting

Date of Report

Vr~T~L, KATHaYN ~.

03/05/20L 0
d dependent children; see pp. 34-60 of filing instructions.)

VII. INVESTMENTS and TRUSTS - i.co,.e, v.~.e, tr..s.ctio.s Ct.ct.aes those oS,po ....
~-~ NONE (No reportable income, assets, or transactions.)
A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period

D. Transactions during reporting period

(1)
Amount Code 1 (A-H)

(Z)
Type (e.g., div., rent, or int.)

(1)
Yalue Code 2 (J-P)

<2)
Value Method Code3 (Q-W)

(l)
Type (e.g., buy, sell, redemption)

(2) I (3) I <4) I


Date Month Day Value Gain Code 2 Code 1 (J-P) [ (A-H) i J

(5)
Identity of buyer/seller (if private transaction)

103. 104. Vanguard Total Stock Mkl B A Dividend Dividend L T

Buy

12-18

105. Schwab Investor Money Fd 106.

Buy Sold

02-17 08-12

J J

I. income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$ l 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =lMore than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 t12 =More than $5,1300,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =C~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 1 1 of 12

Name of Person Reporting VRATIL, KATHRYN H.

Date of Report

03/05/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ([ndicatepa~tofRe~orL)"

FINANCIAL DISCLOSURE REPORT Page 1 2 of 1 2 IX. CERTIFICATION.

N.me of Person Reporting VRATIL, KATHRYN H.

Data of Report

03/05/2010 ..

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true~ and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signa~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544