AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Northern District of Illinois
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,,, 101-111)

I. Person Reporting (last name, first, middle initial) Guzman, Ronald A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) Active Article III Judge

3. Date of Report 05/I 5/2011

6. Reporting Period 01/01/2010 to 12/31/2010

[] Initial

5b. [] AmendedRepon 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

219 S. Dearborn St. Chambers 1278 Chicago, I1 60604

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. m,poning individual only; see pp. 9-13 of filing instructions.)

~ NONE(No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. mepo,ing i, dlvldual only; se, ,e. 14-t6 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Guzman, Ronald A.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Guzman, Ronald A.

Date of Report 05/15/2011

III. NON-INVESTMENT INCOME. (Reporting individualandsp ....

A. Filers Non-Investment Income

; seepp. 17-24 of filing instructions.)

~]

N ONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2.

3. 4.

B. Spouses Non-I nvestm ent !nco me - tf s,ou were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

--]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

College of DuPage, salary.

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Guzman, Ronald A.

Dale of Report 05/I 5/2011

V. GIFTS. anc~udes ,hose to spouse and ~epen,~en, children; sec pp. ~-s z of filing instructions.)
NONE (No reportable g~s.)
SOURCE
I. 2.

DESCRIPTION

VALUE

3.
4.

5.

VI. LIABILITIES. a,,el~des,hose nIspo~se and dependen, children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CRED1TOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Guzman, Ronald A.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - inco,.e, ,al.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(I) Type (e.g., buy, sell, redemption)

(4) (2) (3) ] Date Value ] Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

Fifth Third~[~
Franklin Federal Tax Free Inc. Fundm

A
A

Interest
Interest

J
K

Walgreen Co. Common Stockm American Capital Income Builder Mutual Stock Fund[] MS GL Infrastructure FD A[ (formerly Utilities Fund A) 6. 7. 8. 9. 10. II. 12. 13.
14.

A A

Dividend Dividend

A
A A A A A A A A
A

Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend

InvescoVan Kampen Comstock Class B[] Invesco Van Kampen Corp Fund Class B Invesco Van Kampen Mid Cap Grth Fnd Class B~ Invesco Van Kampen Equity Inc Class B lnvesco Van Kampen International Advantage Class B ~ lnvesco Van Kampen Amer Value Class B Fidelity Advisor Small Cap A Fidelity Advisor Mid Cap II A
Fidelity Advisor High Inc Advt Class A

J J J
J

T T

15. 16. 17.

Fidelity Advisor Intl Discovery A Fidelity Advisor Emerging Mkts Inc. A Fidelity Advisor New Insights A

A A A

Dividend Dividend Dividend

J J J

I. Income Gain Codes: {See Columns BI and D-l} 2. Value Codes {See Column, C I and D3) 3. Value Method Codes {See Column C2)

A =$1.000 or less F =$50.001 - $100,0~1 J $15.0OO or less N =$250.001 - $500,000 p3 = $25.000.0,01 . $50.00(~.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000,00{) K =$15,0OI - $50.000 O =$500.0OI - $1,0~O.000 R =Cost (Real Eslate Only) V =Other

C =$2,501 - $5,090 HI =$1,000.001 - $5.00~.0~O L =$50,0OI - $ I00.0~O PI =$1.000.001 - $5.0~XI.0~0 P4 More than $50.0OO,000 S =Asscssmcm W =Estimated

D =$5.001 - $15,000 H2 =More than $5,00~,000 M =$100,0OI - $250,0OO P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15,0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Guzman, Ronald A.

Date of Report 05/15/201 I

VII. INVESTM ENTS and TRU STS - ineomo. ,.alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period Transactions during reporting period

(including trust assets)

Place "(x)" after each asset exempt from prior disclosure

reporting period
(i) Amount Code I (A-H) (2) Typ~ (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(I) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

18.

JP Morgan Liquid Asset Fund

Int./Div.

T I

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes (Sc Column C2)

A =$ 1.00~ or less F =$50.001 - $I00,000 J =$15.000 or Jess N =$250.001 o $500,000 P3 =$25.000,001 - $50.000.000 Q =Apprai~l U =Book Value

B =$1.001 - $2,500 G =$100.001 - $1,000.000 K $15.001 - $50.000 0 =$500.001 - $1,000.0OO R =Cost (Real Eslale Only) V -Other

C =$2,501 - $5,000 HI =$1.000,001 - $5,000.000 L =$50,001 - $100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmenl W =Estimated

D =S5,0OI - SI5,000 H2 =More than $5.000.000 M =$100.001 - $250.0flfl P2 =$5,000.001 - $25,000,000 T =Cash Market

E =$15.0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Guzman, Ronald A.

Date of Report 05/15/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andlcu,e~,~,ofr~,o,~.~

In Part VII Investments and Trusts: Please note that the 2009 investments listed as Van Kampcn Comstock Class B, Van Kampen Corp Fund class B, Van Kampen Mid Cap. Growth Fund Class B, Van Kampen Equity Inc. Class B, Van Kampen international Advantage Class B, and Van Kampen American Value Class B, all merged with Invesco and thus the name change in each of the above to include "Invesco" before each fund name.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

IX. CERTIFICATION.

Name of Person Reporting Guzman, Ronald A.

Date of Report 05/15/201 I

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employ)anent and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Ronald A. Guzman

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544