I

Rev. ]/2010

.~o 10

[
]

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court/M.D. Pa. 5a. Report Type (chock appropriate type) [] Nomination, [] Initial Date ~[~ Annual

~epo,-t Required by the Ethics

in GovernmentAct of 1978

(5 u.s,c, app. ~.~ 1o1-111)

3. Date of Report 05/05/2010 6. Reporting Period 01/01/2009 to 12/31/2009

I. Person Repnrdng (last name, first, middle initial) Kosik, Edwin M. 4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge

[] Final

7. Chambers or Office Address William J. Nealon Federal Bldg. & U.S. Cotlrthouse North Washington and Linden Streets P.O. Box 856 Scranton, PA 18501

5b, [] Amended Report 8. On the basis of the information on~ttned In this Report and any modifications pertaining thereto, it is, in my opinion~ in complinnce with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying thisJbrm must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~Re.O.~.~ ~,,iaoo~ o.t~; ~ee ... 9-" of ~1~o~ i.,~..c,io~)

NONE (No reportablepositions.) POSITION
I.

NAME OF..ORQANIZATIQN/ENTITY

I1. AGREEMENTS. (n~o,i,s.~.ai~ia..t o~ty; ~,~,. 14-16 of filing in~lructionn;)

~ NONE (No reportable a~eements.) P~TIES
I. 7/16~1986 2. Blue Cms~Blue Shield ~!ly paid ~

:,~.- .. r~: .., ~

~ ~"?

,,-

Kosik, Edwin M.

FIN&NCIAL DISCLOSURE REPORT Page 2 of 9

] Name of P ....Reporting I Kosik, Edwin M.

Date of Report

05/05/2010

III. NON-INVESTMENT INCOME. (R~o~i.u

A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE
1.0 I- 12/09 2.

SOURCE AND TYPE

Commonwealth of Pennsylvania Retirement

INCOME
(yours, not spouses)

$53,300.00

3.

4.

B. Spouses Non-Investment Income - If you were married during anyportio*~ of the reporting year, complete this section.
(Dollar amourtt not required e.Acepl~fbr honoraria.)

NONE (No reportable non-investment income,) DATF~

I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transporlatlon, Iodglng,food, entertai

(Includes those to spouse and dependent children; see pp. 25-27 of Jiling instructions.)

NONE (No reportable reimbursements.) SOURCE

I. 2.

DATES

LOCATION

PUP_POSE

ITEMS PAID OR PROVIDED

3.
4.

5.

FINANCIAL DISCLOSURE REPORT

N .... fPe .... Reporting Kosik, Edwin M.

Date of Repor~ 05/05/2010

Page 3 of 9

V. GIFTS. anctoa~ those to spouse and dependent children; seepp. 28-31 of flling itlstructions,)
[~] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

2. 3.
4.

5.

~-]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE COD~

I. 2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting

Date of Report

Koslk, Edwin M.

05/05/2010

NONE (No reportable income, assets, or transactions.) ...... A.

~sc~pdon of As~ts (including trust ~seB) Flace "(X}~ after ~ch ~set exempl from prior di~losur~

~.

In.me du~ng [ ~ing peri~ (2) , O) :Amour I Type (e.g., [ Cod~ 1 div., rent, ~, (A-H) [ or int.)

Gross value at ~d ~ of ~po~ng period O) ~ (2) Value ] Value Code 2 [ Meth~ (JP) l C~e 3

c.

~
O) Type (e.g., buy, sell ~demption)

D.
T~acti~ fl~ing r~po~ing p~od (2) ~ (~) (~) [ Date ! Value Gain [~/d~ ~ C~e 2 i C~e I I i (J=P) " (A-H) (5) ld~tiD of buyerl~ll~r (ifp6vam

I. 2. 3. 4, 5. 6. 7. 8. 9.

Penns~r Bank, Ca&o~l~, PA (Savings) P~nn Securily Bank, Moscow, PA (Savings) Mutual of N~w York (1987) Singl~ Pr~miu~ Policy Fi~t Credit Union, S~nton, PA (Savings) PNC Bank, Scranton, PA (Checking) Pennstar Bank, Carbondale, PA (Cert. Dep.) PNC, Pittsburgh, PA Prudential Equity Fund, Class B Prudential World Ftmd, Global Series B

B A B B A B A A A

Interest In.rest Dividend Interest Interest Interest Dividend Dividend Dividend

L K K M J L J J J

T T T T T T T T T

10. I 1.
12. 13. 14.

Cisco Systems, Inc. Coca Cola Co, Delaware

General Electric Co. Hershey Foods Corp. Intel Co~.

None A
A A A

K K
J

T T
T Buy Sold 3/25/09 3/25/09 K K D

Dividend
Dividend Dividend Dividend

15.

Lucent Technologies, Inc. A

None Dividend None

J K L

T T T

16." Merck & Co. 17. Microsoft Corp. Washington

I. Income Gain Codes: (See Colunms B 1 and IM) (See Colunms CI and D3) 3. Value Method Codes

A =$1.000 or less F =$5(1,00! - $100,000 N =$250,001 - $500.000 P3 =$25,000,001 - $50,000,000 Q =Appraisal

B =$1.00l - $2,500 G -$100,0Ol - $1.000.000 0 =$5~0.001 - $1,000,000 R :~Cosl (Real Estate Only)

C -~;2,5C,1 . $5,000 H1 =$1,000,001 * $5,000,000 P| =$t,O00,001 - $5,000.009 P4 =More than $50,000,000 S =Ass~:s~mem

D =$5,001 - $I 5,000 H2 =More than $5,000.000 P2 ~$5,000,001 - $25.000,000 T =Cash Mmkm

E ~15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date o1" Report

Page 5 of 9

o5/o5~oto

NONE ~o reportable income, ~sets, or transactions.)

Description of Assets (including t~st as~) Place "(X)" afi~ each asset exempt from prior disclosure ............. 18. 19. 20. 21. 22. Pepsin, Inc. Praxair, Inc. Schering Plough Corp. Triton Global Restaurants, Inc. Union Carbide Corp. A i ] In.me d~ing ~o~ing period G~ss value at end of repo~ing T~n~ctions during ~[ng

[ Amount ] T~e (e.g.. C~e I ]div. ~t. or int.) ~ (A-H) ~ ~ A A A

O) ~ <E .....

~)
Value Code 2 [ (J-P)

<2)
Value Method Code 3 (Q-W) T T T T T

O)
Ty~ (e,g., buy, sell, redemption)

<~) ~ O)
Date

(4)

(5)
Id~ti~ of buys!seller (if private ~ansactio,)

] ~d~ ~

Value , Gain C~e 2 : Code I : (J-P) (A-H) j ~

Dividend Dividend Dividend None Dividend

K K K J K

23. 24.
25_ 26, 27.

Prudential World Fund, Inc, Global Series Class A Command Money Fund
Prudential Special Money Market Fund Inc. Alliance Quasar Fund Class B Target, Large Cap Fund

None C
A

K L
J K K

T T
T T T

Interest
Interest None None

28.
29. 30, 3 I.

Southem Union Co.

PA lntergovemmen~al Corporation Strategic Partaers New ERA Growth Fund, Class B Philadelphia General Obligation

A
A

Dividend
Interest None

T
Sold 6/15/09 J

J K

T T

Interest

32. 33.
34.

Prudential Financial Inc. Wachovia Corp,

NBT Bank Corp.

None B
A

J K
K

T T
T

Dividend
Dividend

I. Income Gmn Code~: (~c Colu~s B ] and D4) 2. Value Codes (~ Cohu~ns C I ~d D3) 3. V~uc Mc~ C~es (See Column ~)

A =$1,000 or less F =$50,0~ I - $ I ~,~0 J =$15,0~ ~ less N =$250.001 - $5~.~ P3 =$25,0~,001 * $50.000,0~ Q =Apparel U =B~k Value

B =$ I,~01 - $2.500 G =$ t 00,~ l - $1,0~.00O K =$15,~1 - $50.~ O ~5~,~1 - $1,000,~ R ~oa (R~I Es~ Only) V~

C =$2.501 - $5,000 H 1 ~ 1 ,~,~ 1 - $5.~.~0 L =$~0.001 - $100,~ PI =$1,~0,001 - $5,~.0~ P4 =More than S =A~e~nt W =fisti~tcd

D ~$5.001 . $ t 5,000 ~ ~More ~ $5.~0,~ M ~!00,~1 - $250,0~ P2 T ~ M~

E =$15.001 - $50.~0

FINANCIAL DISCLOSURE REPORT

Page 6 of 9

Name of Person Repnrting

Date of Report

05;05/2010

] Kosik, Edwin M.

V 11. INVESTMENT S and TRUSTS - income, ~,iue, transactions (Includes thoseofspouse und dependent children; seepp. 34-60 offding instruction&)
NONE (No reportable income, assets, or transactions,) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B, Income during reporting period C. Gross value at end of reporting period i D. Transactions during reporting period

: Identity of buyer/seller (if private

O) " ~--Amount [ Code I " (A-H) Type (e.g., div, rent, or int.)

(i) " ~2)

Value VI .lue Code 2 ~(QMethod (J-P) Code 3

O)
Type (e.g., buy, sell, redemption)

(2) ~ (3) t (4)

Date ! Value t Gain [ mm/dd/yy Code 2 i Code 1 i (j.p) : (A-H)

35. 36. 37.

M&T Bank Corp. Alger.MidcapGrowth Fund Alliance Bemstein Growth Fund

Dividend None

L K K

T T T

Dividend

38.
39. 40. 41. 42. 43. 44. 4.5"i 46, 47. 48. 49. 50. 51.

Badger TOB Asset Scrutinization

IDEX Mutual Fund Pimco Small Cap Fund Strategic Partners Large Cap Lord Abbett Midcap YUM Brands Cohen & Steers REIT Utility Fund John Hancock Tax-Adv Dividend Fund Ta [dex Asset Allocation (IMOX) Evergreen International (EBI) NFJ Dividend Interest Premium Strategy Fund Allianz NFJ Small Cap Colgate Palmolive Seligman Target Fund

C
C A

Interest
Dividend Dividend None

L
L J K J J K K K L K K J L

T
T T T T T T T T T T T T T

A A B B C A B

Dividend Dividend Interest Dividend Dividend Interest Interest None

Dividend None

! I. Income Gain Codes: (Se~ Colu~ms B I and D4) 2. ValueC0des ! (See Cotmms CI and D3) i I 3, Value Method. Codes , (See Coiulrm C2)

A =$1.0D0 or l~s F =$50,001 - $100,090 J=$lS,000orless N =$250,001 - $500,000 P3 =$25,000,00! - $50,000,000 Q ~Apprai~l U =Book Value

B =$1,601 - $2.500 G =$100,~01 - $1,000,000 K=$15,001 -$50,0,~0 O =$500,0~1 - $!.0~0.000 R =Cost (Real Eslatc Only) V =Other

C =$2,501 - $5,000 HI --$!.000,001 - $5,000.000 L~50,001-$100,000 P[ =$1.000,001 - $5,D00.000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 . $15,0.90 H2 =M~re than $5,000,000 M=$100,001 .$250,000 P2 =$5,000,001 T =Cash Madcet

E =S15,001 . $50,000

FINANCIALDISCLOSURE REPORT Page 7 of 9

Name of Person Reporting [. Kosik, Edwin M.

Da~e of Report

0~/osi20~0

VII. INVESTMENTS and T R U S TS - z,~o~. ~. ,,~ao~ a~ ,~o~ o/.~o~ ~ ~~t ~u~,~; ~.~ ~. ~4-6o oy,~i~g instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. lncom~ during reporting period C. Gross value a~ end of reporting period Transactions during reporting period

0)
Amount Code I [ (A-H) [

(2)
Type (e.g., div., rent, or int.)

0)
Value Code 2 (J-P)

~:~T 0)
Value Method Code 3 (Q-W) ] i

7 (2)
Type (e.g,, buy, sell, redemption)

(3) [ (4)
Identity of buyer/seller (if private transaction)

! Date . Value t Gain !mm/dd/yy [ Code 2 Code 1 i (J-P) [ (A-H) : [

52. 53. 54.

55.

Medco Health Solutions Goldman Sachs TR High Yield Municipal Eaton Vance Insured Municipal Bond Fund
Pfizer Inc.

None B C
A

J K K
K

T T T
T Buy 03/25/09 K

Interest Dividend
Dividend

56.

I. Income Gain Codes: [See Cohurms B | ~a~d D4) 2. Value Codes (See Columns C 1 z~nd D3) 3. Value Melhod Codes (See Colunm 122)

A =$1,000 or tess F ~$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500.000 P3 --$.25,000,001 - $50.000,000 Q :Appraisal U =Book Value

B :$1.001 - $2,500 G =$100,001 - $ 1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,50I H I =$ 1,000.001 - $5,000,000 L =$50.001 - $100,000 PI =st,e00,001 - $5,000,000 P4 =More than S50,000,000 S =Assessmeal W :Estimated

H2 =More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,O01 - $25,000,000 T =Carla Mark~

FINANCIAL DISCLOSURE REPORT

Page 8 of 9

N~e of Person Reporting

Date of Report

Kosik, Edwin M.

05/05/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

All stocks reported are common stocks. No, 21 Increase purchase of General Electric,

 F, INANCIAL DISCLOSURE REPORT Page 9 of 9

IX. CERTIFICATION.

~-~ of Per$on Reporting Kosik, Edwin M.

Date of Report

05/05/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.SoC. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY LNDIVIDUAL WHO I~NOWINGLY ANq3 WILFULLY FALSIFIE~ OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CI~qL AND CRIMINAL SAaNCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544