Stephen S Trott Financial Disclosure Report For 2010

AO I0 Rev.
1/2011
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Ninth Circuit Court of Appeals
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final
Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. 101-111)
I. Person Reporting (last name, first, middle initial) TROVI, Stephen S. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time)
3. Date of Reporl 04/26/201 I 6. Reporting Period 01/01/2010 to 12/31/2010
Circuit Judge, Senior Status
5b. [] Amended Report
7. Chambers or Office Address U.S. Courthouse 550 W. Fort Street, Room 667 Boise, Idaho 83724
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followet Complete all parts,
checking the NONE box for each part where you have no reportable informatiom Sign on last pag~
I. P 0 S I T I 0 N S. t R,pom,~ i,alvla, ot o,ty ; s,, w. 9-1 s of filing instruction~)
D
1. 2. 3. 4. 5.
NONE (No reportable positions.) POSITION

Board Member Board Member Advisory Committee Member
NAME OF ORGANIZATION/ENTITY
Boise Philharmonic Association & Foundation Esther Simplot Performing Arts Center Childrens Home Society of Idaho
II. AGREEMENTS. tR~por~,g i,aivla,,t o~ty; ~e, pt,. 14-16 of filing instructions.)
D
NONE (No reportable agreements.)

DATE PARTIES AND TERMS
Vested interest in a retirement plan maintained by Los Angeles Cnty, CA. I was employed as an attorney between 1965/1981. I draw a retirement income monthly.
I. 2010
Trott, Stephen S.
FINANCIAL DISCLOSURE REPORT Page 2 of 12
Name of Person Reporting TROTT, Stephen S.
Date of Report 04/26/201 I
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offilinginstructionsO
A. Filers Non-lnvestment Income D NONE reportable non-investment income.) DATE
1. 2010 2. 2010 3. 4.
SOURCE AND TYPE

Los Angeles County California Retirement "Highwaymen" LLC, Record Sales & Performance Fees
INCOME
(yours, not spouses)
$12,000.00 $3,780.00
B. Spouses Non-Investment Income - tf you were marrled during any portion of the reporting sear, complete this sectlon~
(Dollar amount not required except for honoraria.)
~]
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
I. 2. 3. 4.
IV. REIMBURSEMENTS --,ra.spo.aao., Iodg;ng,/ood, ente,tainmen~

(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)
NONE (No reportable reimbursements.)
SOURCE
1.
DATES
LOCATION
Idaho Falls, ID
PURPOSE
Lecture on Constitutional Interpretation Theory
ITEMS PAID OR PROVIDED

Transportation, hotel
Idaho State Bar Conference July 15-16, 2010
2. 3. 4. 5.
Citizens Law Academy Harvard Law School
Sept. 8, 2010 Oct. 6, 2010
Idaho Falls, ID Cambridge, MA
Lecture on the Constitution Hotel Lecture on Informants Transportation
Date of Report 0412612011
V. GIFTS. anclud,~ those to spo~e ond dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIAB ILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructlon~)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
Name of Person Reporling TROTT, Stephen S.
V I I. I N V E S T M E N T S a n d T R U S T S - i.co,~e, votue, tra.~uctio~ a.cl.de, those o/spouse u.d depe.d..t children; see pp. 34-60 of fillng instructlon&)
NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period I (I) (2) i Amount Type (e.g., I Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemplion) (2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private wansaction)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. 16. 17.
All State Corp. All (X-I) Chevron Corp CVX (X-I) Exon Mobil Corp XOM IX-l) General Electric GE (X-I) Realty Income Corp Reit O (X-l) Verizon Comm. Com. VZ (X-l) Wisconsin Energy Corp. WEC IX- l ) San Diego Cnty CACTF Partn. Sharp 5.25% - CPN 5% due 8/I 5/28 Call 07/23/I 0 @ 101.00 - Moody A3 - S&PA CUSIP (Xol) Amer Balanced Fd Inc. CL C BALCX (X-I) Black Rock FDS - Total Return - BCBCX (X-l) Black Rock CA Muni Bond Fund Class I A MDCMX (X-l) Calvert FD Income Fd CL C CIFCX (X-I) Columbia FDS SER TRI Income Fd Class C CLOCX IX- 1) Columbia Tax-Ex Fd Class A COLTX (X-I Franklin CA TX Free Income FD Class A FKTFX (X-l)
A D B A
C A
Dividend Dividend Dividend Dividend

Dividend Dividend
J M L
T T T Sold 08/26/10 J A
L J
T T
A A
Dividend Dividend J T
Sold
08/26/10 J
A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Sold Sold Sold Sold Sold Sold Sold
07/16/10 07/16/10 07/14/10 07/16/10 07/16/10 08/26/10 07/16/10
K J K J J K K
A A A A A A A
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISee Columrts CI and D3) 3. Valuc Method Codes (See Column C2)
A =$1.000 or Icss F =$50.001 - $100,000 J =$15.00) or h."~s N =$250.0OI - $500.000 P3 =$25.0~0.001 - $50.0~0.000 Q =Appraisal U =Book Value
B -$1,001 - $2.500 G =$100.001 - $1.000.0~0 K =$15.001 - $50.0~0 O =$50~.001 - $ I.~)0.000 R =Cost (Real Estate Only) V =O~her
C =$2.501 - $5.000 II I =$1,000,001 - $5.0~).000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More Ihan $50.000.0~0 S =Asscssrcicnt W =Esfimatcd
D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.~.001 - $25.000.000 T =Cash Markcl
E =$15.001 - $50.0~O
Date of Report 04/26/2011
V I I. I N V E S T M E N T S a n d T R U S T S -income, ,,at.e, tra,~actlo,~ anct.de$ ,ho.e of ~,o.~e and dependent children; see p~ 34-60 of fillng instruction~)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporling period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
John Hancock CA TX Free Inc. FD CL A TACAX (X-l)

Pimco Total Return FD CL C PTICX (X-I) A
Dividend
Dividend
Sold Sold Sold Sold Sold Sold J J J J J J J T

T T T
08/26/10 07/16/10 07/16/10 07/16/10 05/17/10 05/17/10
K J J K J J
A A A B B B
Pioneer High Yield FD CL C PYLCX (X-I) A Wells Fargo FDS-TR CA TX Free FD CL C A SCTCX (X-I) Artio Globe Intl Fund EQII JETIX Calamos Growth Fund Class A CVGRX Dodge Cox Intl Stk Fd DODFX Dodge Cox Intl Stk Fd DODFX Goldman Sachs TR Square Money MKT FD FSMXX (X) Growth Fund of America Class F GFAFX Growth Fund of America Class F GFAFX Janus Inst Overseas FD JIGFX (X) Janus Adv Mid Cap Value CI I JMVAX Legg Mason Value Trust TRInc NAV LMNVX Mutual Series FD Inc Discovery Fd CL A TEDIX Mutual Ser FD lnc Global Dis Fd CL Z MDISX (X) Pimco Commodity - Real Return Stratigic Fund - PCRIX D D D D A D D A A A D A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J T T
Sold (part) Buy
11/30/10 12/20/I0
J J
T T T T
Sold (part) Buy
11/30/10 05/17/10
J J
Sold Buy Sold (part)
05/17/10 05/17/10 05/20/10
J J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S,:e Columns CI and D3) 3. Value Method Codes ISce Cohtmn C2)
A =$1.000 or tess F =$50.001 - $100,000 J =$ I 5.000 o less N -$250,001 - $500,000 P3 =$25,000.001 - $50.000.0~0 Q =Appraisal U Book Value
B =$1,001 - $2.500 G =$I00.001 - $1.000,000 K =$15.001 - $50.000 O =$500,001 - $1,0~0.000 R =Cost (Real Estate Only) V =Othcr
C=$2,501 - $5,000 Itl ~$1.000.001 - $5.000.000 L =$50.0~1 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50,000.0~O S =Asscssmoat W =Estimated
D =$5,001 - $15.000 112 =More than $5.000.000 M =$100.00l - $250.0~0 P2 =$5,0~0,001 - $25,000.000 T =Cash Market
E =$15.001 - $50.000
Name of Person Reporting TROVr, Stephen S.
VII. INVESTMENTS and TRUSTS - income, vatu,. ~o~oaio~ ana~a~ those of spo~s~ ~ ~p~t chiU,~; s~ ,,. 34-60 of filing instructions.)
NONE (TVo reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J J J J T T T T T
Buy 04/15/10 J
Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
Pimco Commodity - Real Return Stratigic Fund - PCRIX

PIMCO Funds Pac lnt Total Return PTTRX A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Sold (part)
I 1/30/10 J
PIMCO Funds Pac Int Total Return PI-IRX A PIMCO Funds Pac lot Total Return PTTR.X PIMCO Funds Pac Int Total Return PIFRX TCW FDS Ine Total Bond Fund TGLMX Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Tr Small Cap STK Portfolio Inv NAESX Vanguard Bond Index FD Short Term VBISX (X) Vanguard Fixed Income Sec. FD Short VFSTX (x) Vanguard Mid Cap Index Fd CL 1 VIMSX Vanguard Bond Index VBMFX Vanguard Bond Index VBMFX Vanguard Total lnst STK Index Fund VGTSX (X) Vanguard Total Inst STK Index Fund VGTSX Vanguard Bond Index VBMFX Vanguard Bond Index VBMFX A A A D A A A D D A A A A A
Sold (part) Sold (part) Sold
05/17/10 12/15/10 04/05/10
J J J
A A A
J J J J J
T T T T T
Buy Buy
04/15/10 04/15/10
J J
J J J J J J
T Buy T T T T Buy Buy Sold (part) Sold (paa) 04/15/10 J 05/17/10 05/17/10 05/17/10 12/15/10 J J J J B B
I. Income Gain Codes: (See Columns BI and D4) 2. Value COd~ (See Columns CI and D3) 3. Value Method Codes (S~e Column C2)
A =$1,000 or less F :$50.001 - $ 100.000 J =$15.000 or less N =S250.001 - S500.0~O P3 =$25.000.001 . $50.0~0.000 Q =Appraisal U -Book Value
B =$1,001 - $2,500 G =$I00.001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Co-sl (Real Estate Only) V =Olher
C =$2,501 - 55,000 111 =$1,000.001 - $5.000.000 L =550.001 PI =$1,000.001 - $5,000,000 P4 =More lhan W =Estimated
D = $5,001 - 515,000 112 =More than $5.000,000 M =5100,001 . $250.000 P2 =55.000.001 - $25.000.000 T =Cash Ivlarke~
E =515.001 - 550,0~0
VII. INVESTMENTS a n d TRU STS - inco,~e, rot,e. ~,o~ocao,~ ancl,d~ ,ho,e of ,po~,e ond dependent children; see pp. 34-60 of filing instructions.)
Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure Income during reporting period
(I) (2)
Gross value at end of reporting period

(I) (2) (I)
Transactions during reporting period

(2) (3) (4) (5)
Amount Code I
(A-H)
Type (e.g., div., rent,

or int.)
Value Code 2
(.l-P)
Value Method
Code 3 (Q-W)
Type (e.g., buy, sell,

redemption)
Date Value Gain mm/dd~,y Code 2 Code I

(J-P) (A-H)
Identity of buyer/seller
(if private transaction)
52.
Artio Intl Equity Fund II JETIX
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J
J
Sold Sold J J K J J J J
J
05/18/10 05/18/10 05/18/10 107/16/10
J J J J
B A
53. Calamos Growth Fund Class A CVGRX 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Calamos Inv TR New Growth FD CL CGRIX Calamos Inv TR New Growth FD CL CGRIX Cash & Money Market - Evergreen US Govt Porlfolio Dodge Cox Intl STK Fund DODFX Dodge Cox InIl STK Fund DODFX Dodge Cox Intl STK Fund DODFX Goldman Sachs TR FINL Square Money MKT FSMXX Goldman Sachs TR FINL Square Money MKT FSMXX Growth Fund American Fund - Class F GFAFE Growth Fund American Fund - Class F GFAFE Janus Advisers Ser Adv Mid Cap CI I JMVAX Janus Advisers Set Adv Mid Cap C| 1 JMVAX Janus Advisers Ser Adv Mid Cap CI I JMVAX Janus Invt FD Overseas - FD CL I JIGFX
T T T T
Buy Buy
Buy Buy
T T T T T T T T T
07/16/10 K 08/26/10 11/23/10 12/20/10 J K J
Buy Buy
J J
Buy
08/26/10
Buy Buy Buy Buy
07/16/10 08/26/10 05/18/10 07/16/10
J J J J
(x) (x)
Janus Invt FD Overseas o FD CL 1 JIGFX
I. Income Gain Codes: (S Columns B I and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)
A =$1,000 or less F =$50.001 - $ 100,000 J = $15.000 o~" less N =$250.001 - $500,000 P3 =$25.000.001 - $50,0~0.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$ 100,001 - $ 1,000,000 K = $15.001 - $50.000 O =$500,1)01 - $1,000.000 R =Cosl (Real Estate Only) V --O~her
C =$2,501 - $5,000 I I I =$ 1.000,001 - $5.000.000 L =$50.001 - $ 100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.000 S =Asscssmo~l W :Estimated
D =$5,001 - $15.000 112 =M ore than $5.000.00~ M = $ 100.001 - $250.000 P2 =$5,000,001 - $25,000.0~) T =Cash Markcl
E =$15.001- $50.000
FINANCIAL DISCLOSURE REPORT Page 8 of 12 VI1. INVESTMENTS and TRUSTS -i ....
e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

Dcseription of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period 0) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method
(J-P) Code 3
Transactions during reporting period (i) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
Legg Mason Value Trust TR Inc NAV LMNVX Legg Mason Value Trust TR Inc NAV LMNVX Legg Mason Value Trust TR Ine NAV LMNVX Mutual Series FD lnc Discovery Fd CL A TEDIX
Mutual Ser FD Inc GLBL Discovery Fd CL 2 MDISX (X)
D A A A A A A A A A A A A A A A A
J J J
T T T Buy Buy Sold 07/16/10 08/26/10 05/18/10 05/18/10 07/16/10 08/26/10 05/20/10 08/26/10
04/15/10 07/16/10 08/26/10 04/15/10
K J J J J J J J
J J J J A
J J J J J J J J
T T T T T T T T
Buy Buy Buy Sold (part) Buy

Buy Buy Buy Sold
Mutual Ser FD Inc GLBL Discovery Fd CL 2 MDISX (X)

Mutual Ser FD Ine GLBL Discovery Fd CL 2 MDISX (X)
PIMCO Commodity Real Return PCRIX PIMCO Commodity Real Return PCRIX
PIMCO FDS Pac Invt Mgt Ser Total Return PTTRX (X)
PIMCO FDS Pac Invt Mgt Ser Total Return PTYR.X (X) PIMCO FDS Pac Invt Mgt Ser Total Return
PTrRX (x)
TCW Funds Inc Total Return TGMLX
Vanguard Index Trust 500 Portfolio Inv Fund VFINX Vanguard Index Trust 500 Portfolio Inv Fund VFINX Vanguard Index TR Small Cap Stock Portfolio NAESX Vanguard Index TR Small Cap Stock Portfolio NAESX
J
J
T T T T
Buy
07/16/10 J
J J
Buy
07/16/10 J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 o~ less N =$250,001 - $500.000 P3 =$25,000,001 . $50.000,090 Q =Appraisal U =Book Value
B =$1.001 - $2.500 G =$ 100.001 - $ 1,000.000 K =$15,001 - $50.0~) O =S500.001 - $1.00~.000 R =Cost (Real Estate Only) V =Olhcr
C =$2.501 - $5.000 I I I =$ 1.000,001 - $5.000.000 L =$50.0OI - $100,0~1 PI =SI.000.OOI - $5,000.000 P4 =More than $50.000.090 S =Assessment W =Estimated
D -$5.001 . $15.0(10 112 = More t hart $5.000.000 M =$10~.001 * $250.000 P2 =$5.1100.001 - $25.000.00~ T -~Ca.sh Market
E =$15.0~1 - $50,000
Dale of Report 04/26/2011
VII. INVESTMENTS and TRUSTS - incon, e, ,,atue, ~ro,~uctlo,~ anclud,~ those o/s~,ouse and dependent children; see pp. 34-60 of filing instructions.)
Description of Assqts (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount [ Code I [ (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H)
Type (e.g., buy, sell, redemption)
Identity of buyer/seller (if private transaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
Vanguard IndexTR Small Cap Stock Portfolio NAESX Vanguard Mid Cap Index Fd CL 1 VIMSX
A A
J J J J J J J J J
J
T T
Buy
08/26/10 J
Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Municipal Bond Fund VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX iVanguard Municipal Bond Fund Short Term VWSTX A A A A A A A D B A A
Buy Buy Buy Buy
05118/10 J 05/19/10 J 07/16/10 J 08/26/10 J
T T T T T T T T T T
Buy Buy Buy Buy Sold (paa) Sold (part)
01/19/10 05/18/10 07/16/10 08/26/10 11/09/10 12/15/10
J J J J J J B B
J J
J
J
J
100. Vanguard Municipal Bond Fund Short Term VWSTX 101. Vanguard Municipal Bond Fund Short Term VWSTX 102. Vanguard Municipal Bond Fund Short Term VWSTX
Buy Buy Buy
01/19/10 06/17/10 08/26/10
J J J
J
J
I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes <See Column C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or I~s N =$250.001 - $500.000 P3 =$25.0~0.001 - $50.0~0,0~0 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O $500.0OI - $1.000.00~ R -Cost (Rcal Estate Only) V =Other
C =$2,501 - $5,000 III =$1.000,001 - $5,000,000 L =$50,001 - $100.000 p I =$1,000.001 - $5.000.000 P4 =More than S =Assessment W Estimated
D =$5,001 - $15,000 112 =More than $5,000.~00 M -1100.0~1 - $250.000 p2 -$5.000.001 - $25,000,000 T =:Cash Market
E =$15,001-
Date of Repor~ 04/26/201 I
VII. INVESTMENTS and TRUSTS - income, value, ~a,~actlo,~ anclud~ those o/spouse and dependent children: see pp. 34-60 of filing instructions.)
~-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during relx)ning period
[ (0
l Amount [ Code I (A-H)
(2)
Type (e.g., div,, rent, or int.)
(1)
(2) (3) (4) Date Value Gain mm!dd/y~ Code 2 Code I (J-P) (A-H)
(Q-W)
A B B C Interest Dividend Dividend Interest K T Sold Sold Sold 07/15/10 07/16/10 07/16/10 J K K A A C
(5) Identity of buyer/seller (if private transaction)
103. Bonds - Boise Idaho Waste Water AMBAC 104. Janus Fund JANSX 105. Janus Growth & Income JAGIX 106. IRA - US Bank Cash Equivalent
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2)
A $1.000 or less F =$50.0~1 - $100,009 J -$15.O~ or less N =$250.001 - $500.0~0 P3 =$25,000.001 - $50.000.0~0 Q -Appraisal U -Book Value
B =$l,0Ol - $2.500 G =$100.00I - $1,090,000 K =$15.001 - $50.000 O =$50~.001 - $ l,l~)O,O00 R :Cost IRcal Estate Only) V =O~her
C =$2,501 - $5,000 ttl =$1,000,001 - $5.000,000 L =$50.1)01 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.0~ S =Assessment W =Estimated
D =$5.001 - $15,000 112 =More than $5,000.000 M =$100.001 - $250.0~ P2 =$5.000.001 - $25.000.000 T =Cash Markc~
E =$15,001 - $50.000
FINANCIAL DISCLOSURE REPORT Pagellof12
Name of Person Reporting TROTI, Stephen S.
Date of Repo~
04/26/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)

Section VII: This, except for line #106 (IRA U.S. Bank), belongs to the reporting seem duplicative or redundant, which it is not. (X-l)- Inherited in 2010 Note: This report consists of three separate accounts. and is~ separate asset held in three different accounts, which may make some of
Re: Your letter of July I I, 2011 - Regarding my Financial Disclosure filing for 2010
(I) Part VII, page 4, line 8 refers to an asset the description of which continues on lines 9 and I0. Lines 8, 9, and 10 describe one asset. That is what the on lines 9 and I0 mean. On line 10, you will find the "X-I" designation in parentheses signifying that this single asset was acquired in 2010 by~ via inheritance from~ deceased mother. Thus, it was exempt from prior disclosure because it was not previously~ (2) Part VII, page 5, line 21 refers to an asset similarly acquired during 2010 and should have been followed by "(X-l)" as exempt from prior disclosure. Issue "(2)" has been corrected on page 5, line 21 of this Amended Financial Disclosure. I hope this adequately addresses your concerns.

IX. CERTIFICATION.
Name of Person Reporting TROFr, Stephen S.
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S[ Stephen S. TROTT
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO I0 Rev. 1/2011
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization Ninth Circuit Court of Appeals 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,.$ I01-111)
I. Person Reporting (last name, first, middle initial) TROTT. Stephen S. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
13. Date of Report 04/26/2011

6. Reporting Period
01/01/2010
to
Circuit Judge, Senior Status
12/31/2010
5b. [] Amended Report
7. Chambers or Office Address U.S. Courthouse 550 W. Fort Street, Room 667 Boise, Idaho 83724
8. On the basis of the informatinn contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information; Sign on last page.
I. POSITIONS. rRe~,n.gi.ai,~a..lo.l.~;seer~,. 9-13 of filing instructlonx)

[~] NONE (No reportable positions.)
POSITION
1. 2. 3. 4. 5. Board Member Board Member Advisory Committee Member
NAME OF ORGANIZATION/ENTITY Boise Philharmonic Association & Foundation

Esther Simplot Performing Arts Center Childrens Home Society of Idaho
DATE 1.2010
PARTIES AND TERMS

Vested interest in a retirement plan maintained by Los Angeles Cnty, CA. I was employed as an attorney between 1965/I 981. I draw a retirement income monthly.
Trott, Stephen S. A
III. NON-INVESTMENT INCOME. tRepo,~.g i.divid.ol o.ds~,o.se; see~,~,.

A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)

$12,000.00 $3,780.00
I. 2010 2. 2010 3. 4.
Los Angeles County California Retirement "Highwaymen" LLC, Record Sales & Performance Fees
B. Spouses Non-Investment Income - If you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
1. 2. 3. 4.
IV. REIMBURSEMENTS - transportation, iodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
NONE (No reportable reimbursements.) SOURCE DATES LOCATION

Idaho Falls, ID
PURPOSE
Lecture on Constitutional Interpretation Theory
ITEMS PAID OR PROVIDED

Transportation, hotel
I.
Idaho State Bar Conference July t5-16, 2010
2. 3. 4. 5.
Citizens Law Academy Harvard Law School
Sept. 8, 2010 Oct. 6, 2010
Idaho Falls, ID Cambridge, MA
Lecture on the Constitution Hotel Lecture on Informants Transportation
Dale of Report 04/26/2011
V. GIFTS. (Includes those W spou~e and dependent childrcn; see pp. 28-31of filing instruction~)
NONE (No reportable gifts.) SOURCE 1. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. anct,,d~,hose o/~,ouse and de~,endent children; see plx 32-33 of filing instractlons.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION
VALUECODE
Date of Repor~ 04/26/2011
VII. INVESTMENTS and TRUSTS - i.come, value, ~a~oaio~ ~tnc/udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) i Amount Type (e.g., ! Code 1 div., rent, (A-H) or int.) , C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.
All State Corp. All (X- I) Chevron Corp CVX (X-1) Exon Mobil Corp XOM (X-I) General Electric GE (X-l) Realty Income Corp Reit O (X-1) Verizon Comm. Com. VZ (X-l) Wisconsin Energy Corp. WEC (X-I) San Diego Cnty CACTF Partn. Sharp 5.25% - CPN 5% due 8/15/28 Call 07/23/10 @ I01.00 - Moody A3 - S&PA CUSIP (X-l) Amer Balanced Fd Inc. CL C BALCX (X-I) Black Rock FDS - Total Return - BCBCX (X-I) Black Rock CA Muni Bond Fund Class IA MDCMX (X-I) Calvert FD Income Fd CL C CIFCX (X-I) Columbia FDS SER TRI Income Fd Class C CLOCX (X- I) Columbia Tax-Ex Fd Class A COLTX (X-I) Franklin CA TX Free Income FD Class A FKTFX (X- 1 )
A D B A C A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J M L
T T T Sold 08/26/I 0 J A
L J
T T Sold 08/26/10 .I A
A A A A A A A
Sold Sold Sold Sold Sold Sold Sold
07/16/10 07/16/10 07/14/10 07/16/10 07/16/10 08/26/10 07/16/10
K J K J J K K
A A A A A A A
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mclhod Codes ISce Column C2)
A =$1.000 or less F =$ 50.001 - $ 100.000 J =$15.000 or less N ~$250.001 - $500.000 P3 =$25.000.001 - $50.0~O.000 Q =Appraisal U -Book Value
B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K =$15.0~1 - $50.000 O =$500.001 - $1.000.000 R ~ost (Real Estate Only) V -Other
C =$2.501 - $5,000 I I 1 =$ 1,000.001 - $5.000.000 L =$50,001 - $100.00~ PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 112 = M ore than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.00! - $25,000.000 T =C~h Market
E =$15.001 - $50.000

Description of Assets (including trust assets)
Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., ten{, or int.)
Place "(X)" after each asset exempt from prior disclosure
Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
Transactions during reporting period
(I) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
John Hancock CA TX Free Inc. FD CL A TACAX (X-l) Pimco Total Return FD CL C Pvrcx (x-1) A
Dividend Dividend
Sold Sold
08/26110 07/16/10
K J
A A
Pioneer ttigh Yield FD CL C PYLCX (X-l) A Wells Fargo FDS-TR CA TX Free FD CL C SCTCX Artio Globe Intl Fund EQII JETIX
Calamos Growth Fund Class A CVGRX
Dividend Dividend Dividend

Dividend
Sold Sold Sold Sold J

J J J T T T
07/16/10 07/16/10 05/17/10
J K J
A B B B
A D
D
05/17/10 J
Dodge Cox Intl Stk Fd DODFX

Dodge Cox Intl Stk Fd DODFX Goldman Sachs TR Square Money MKT FD FSMXX (X) Growth Fund of America Class F GFAFX
D
D A D
Dividend
Dividend Dividend Dividend
Sold (part) Buy
11/30/10 12/20/10
J J
Growth Fund of America Class F GFAFX Janus Inst Overseas FD JIGFX (X) Janus Adv Mid Cap Value CI I JMVAX Legg Mason Value Trust TRlne NAV LMNVX Mutual Series FD Inc Discovery Fd CL A TEDIX Mutual Ser FD Inc Global Dis Fd CL Z MDISX (X) Pimco Commodity - Real Return Slratigic Fund - PCRIX
D A A A D A A
J J J
T T
Sold (part) Buy
11/30/10 J 05/17/10, J
T Sold J J T T Buy Sold (parl) 05/17/10 05/17110 05/20/10
J J
J
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Colum~ CI and D3) 3. Value Method Codes ISce Column C2)
A =$1.000 or less F =$50,0OI - $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.0OI - $50.000,000 Q =Appraisal U -B~ok Value
B =$1,001 - $2.500 G =$100,001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R =Cost {Real Estate Only) V Olher
C =$2,501 - $5,000 Ill =$1,000,001 - $5.000.000 L =$50.001 - $100.0OO PI =$1.000.001 - $5.000.000 P4 =More than $50.1;OO.000 S =Ass,cssmcn! W =Estimated
D =$5.001 - $15,000 ll2 =More Ihan $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Markcl
E =$15,001 - $50.000
Date of Report
04/26/2011
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepI~ 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period [ (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e,g., buy, sell, redemplion) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39.
Pimco Commodity - Real Return Stratigic Fund - PCRIX PIMCO Funds Pac Int Total Return PYIRX PIMCO Funds Pac Int Total Return PTTRX PIMCO Funds Pac Int Total Return PIqRX PIMCO Funds Pac Int Total Return PTrRX
A A A A A A D A A A D D A A A A A
J J J J J
T T T T T
Sold (part)
11/30/10
Buy Sold (part) Sold (part) Sold
04/15/10 05/17/10 12/15/10 04/05/10
J J J J A A A
40. TCW FDS lnc Total Bond Fund TGLMX 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. Vanguard Index Trust 500 Portfolio Inv Fd VFINX Vanguard Index Tr Small Cap STK Portfolio Inv NAESX Vanguard Bond Index FD Short Term VBISX (X) Vanguard Fixed Income Sec. FD Short VFSTX (X) Vanguard Mid Cap Index Fd CL I V1MSX Vanguard Bond Index VBMFX Vanguard Bond Index VBMFX Vanguard Total Inst STK Index Fund VGTSX (X) Vanguard Total Inst STK Index Fund VGTSX Vanguard Bond Index VBMFX
J J J J J J J J J J J
T T T T T Buy Buy 04/15/10 J 04/15/10 " J
Buy T T T T Buy Buy Sold (part) Sold (part)
04115110 J 05/17/10 05/17/10 05/17/10 12/15/10 J J J J B B
51. Vanguard Bond Index VBMFX
1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3} 3. Value ~tclhod Codes (See Column C2)
A :$1,000 or less F =$50,001 - $ 100.000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25,0~0.0~1 - $50.00~.0~0 Q =Appraisal U -Book Value
B -$1,001 - $2.50~ G =$100,001 - $1.000.000 K =$15.~31 - $50.00~ O =$500.001 - $1,000.00~ R =Cost IRcal Estate Only) V =O~her
C =$2,501 - $5,000 I I I =$ 1,000,l~) I - $5,000.000 L =$50.001 - $100.000 PI =$1,000.001 P4 =More than $50,000.090 S =Asscssnumt W =Estimated
D =$5,001 - $15.000 112 =Morc than $5.000,000 M =$10~.0OI - $250.000 P2 =$5.000,001 - $25.000.000 T =Cash Marke~
E =$15,001 - $50,00~
VII. INVESTMENTS and TRUSTS - income, vat,,, tro,~,~io~ anti,des those o/spouse ~nd dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, bssets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int)
Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during ~orting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd~ry Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Artio Intl Equity Fund II JETIX Calamos Growth Fund Class A CVGRX Calamos Inv TR New Growth FD CL CGRIX Calamos Inv TR New Growth FD CL CGRIX Cash & Money Market - Evergreen US Govt Portfolio Dodge Cox Intl STK Fund DODFX Dodge Cox lntl STK Fund DODFX Dodge Cox Intl STK Fund DODFX Goldman Sachs TR FINL Square Money MKT FSMXX Goldman Sachs TR FINL Square Money MKT FSMXX Growth Fund American Fund - Class F GFAFE Growth Fund American Fund - Class F GFAFE Janus Advisers Ser Adv Mid Cap CI 1 JMVAX Janus Advisers Ser Adv Mid Cap CI 1 JMVAX Janus Advisers Ser Adv Mid Cap CI 1 JMVAX Janus Invt FD Overseas- FD CL 1 JIGFX
A A A A A A A A A A A A A A A A A
Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend J J K J J J J J J J J J J J J T T T T T T T T T T T T T
Sold
Sold
05/18/10 J
05/18/10 J
B
A
Buy Buy
05/18/10 07/16/10
J J
Buy Buy Buy Buy
07/16/10 K 08/26/10 J 11/23/10 12/20/10 K J
Buy
08/26/101
Buy Buy Buy Buy
07/16/10 08/26/10 05/18/10 07/16/10
J J
J
(x)
Janus Invt FD Overseas - FD CL 1 JIGFX
(x)
I. Income Gain Codes: (See Columns B I and IM) 2. Value Coda (See Colurar~ CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,009 J :$15.000 or le~s N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.0430 Q =Appraisal O =Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K :$13.13OI - $50.0~3 O =$500,001 - $1.000.1300 R :=Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 It I =$ 1,000,001 - $5.000.000 L =$50.0~1 - $100.000 PI =$1,000.001 - $5.000.000 P4 ~ More Ihan $50.000.000 S =Asscssmem W =Estimated
D =$5.0~1 - $15.000 112 = M ore than $5.000.000 M =$100.(X)I - $250.000 P2 =$5.000.001 - $25.000.000 T -Cash Market
Name of Person Reporting TROTF, Stephen S.
VII. INVESTMENTS and TRUSTS - incor~e, value, ,,a,~octlo~ anelud,~ those ol spous, and dependent children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "00" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (|) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm!dd~,y Code 2 Code I (A-H) (J-P) (5) Identity of buyer/seller (if private transaction)
69. 70. 71. 72. 73. 74. 75. 76. 77.
Legg Mason Value Trust TRInc NAV LMNVX Legg Mason Value Trust TRInc NAV LMNVX Legg Mason Value Trust TRInc NAV LMNVX Mutual Series FD Inc Discovery Fd CL A TEDIX Mutual Set FD Inc GLBL Discovery Fd CL 2 MDISX (X) Mutual Ser FD Inc GLBL Discovery Fd CL 2 MDISX (X) Mutual Set FD Inc GLBL Discovery Fd CL 2 MDISX (X) PIMCO Commodity Real Return PCRIX PIMCO Commodity Real Return PCRIX PIMCO FDS Pac Invt Mgt Ser Total Return PVIRX (X)
D A A A A A A A A A
J J J
T T T Buy Buy Sold 07/I 6/10 08/26/10 05/I 8/10 05/18/10 07/I 6/10 08/26/10 05/20/10 08/26/10 04/15/10 07/16/10 08/26/10 04/15/10 K J J J J J J J J J J J B A B
J J J J J J J J
T T T T T T T T
Buy Buy Buy " Sold (part) Buy Buy Buy Buy Sold
78. 79. 80. 81. 82. 83. 84.
PIMCO FDS Pac Invt Mgt Ser Total Return A P~RX (X)
PIMCO FDS Pac Invt Mgt Ser Total Return PTTRX (X) TCW Funds Inc Total Return TGMLX Vanguard Index Trust 500 Portfolio Inv Fund VFINX Vanguard Index Trust 500 Portfolio lnv Fund VFINX Vanguard Index TR Small Cap Stock Portfolio NAESX A A A A A A
J J J J
T T T T Buy 07/16/10 Buy 07/16/10
85. Vanguard Index TR Small Cap Stock
Portfolio NAESX
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (S~ Columns CI and D3) 3. Value Method Codes (S~c Column C2)
A =$1,000 or less f =$50,001 - $100.000 J =$15,000 o less N =$250,001 - $500,000 P3 =$25,000.001 - $50.0~0.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000,000 K =$15.001 - $50,000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~her
C =$2,501 - $5.1200 HI =$1,000.001 - $5,000.000 L =$50.001 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssngm W =Estimated
D =$5.001 - $15.000 112 =More than $5.000,000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =~h Market
E =$15,001- $50.000
Name of Person Reporting TROTF, Stephen S.
VII. INVESTMENTS a nd TRUSTS - income, vatu,. ,ru,~ac,io~ anctud~ ,hose o/spouse and aependcnt children; seepp. 34-60 of filing instruction~)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period I (2) Amount Type (e.g., I Code I div., rent, (A-H) or int.)
Gross value at end of report.ing period 0) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J J J J J J
J
Transactions during ~-porting period

(2) Date mm/ddiyy (3) (4) Value Gain Code 2 Code I (J-P) (A-H) (.5) Identity of buyer/seller (if private Wansaction)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
Vanguard IndexTR Small Cap Stock Portfolio NAESX Vanguard Mid Cap Index Fd CL I VIMSX
A A
T T
Buy
08/26/10
Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Total Stk Index Fund VGTSX (X) A Vanguard Municipal Bond Fund VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLTX Vanguard MunicipalBond Fund Short Term VWSTX A A A A A A A D B A A
Buy
05/18/10
Buy Buy Buy
05/19/10 J 07/16/10 J 08/26/10 J
T T T T T T T T T T
Buy Buy Buy Buy Sold (part) Sold (part)
01/19/10 05/18/10 07/16/10 08/26/10 I I/09/I 0 12/15/10
J J J J J J B B
J J J J J J J
100. Vanguard Municipal Bond Fund Short Term VWSTX I01. Vanguard Municipal Bond Fund Short Term VWSTX 102. Vanguard Municipal Bond Fund Short Term VWSTX
Buy Buy Buy
01/19/10 06/17/10 08/26/10
I. Income Gain Codes: (See Columns B I and I)4 ) 2. Value Codes (See Columr~ CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $ 100,000 J =$15.000 or less N =$250.001 P3 =$25.0OO.0OI - $50,000.000 Q =Appraisal U =Boak Value
B =$1,001 - $2,500 G =$ 100.001 - $ 1.0O0,000 K =$15.001 - $50.000
C =$2.501 - $5.000 I I I =$ 1.000,0~ I - $5.0~).000 L :$50.001 - $100.0OO P4 =More than $50.000.000 S -Asscssmcm W =Estimated
D =$5,001 - $i 5,000 112 = M ore than $5.000.000 M ~$10~.001 - $250.0(~
E =$15.001 - 550.0~0
R =cost (Real Estate Only) V =(hher
T =Cash Markc~
lue, VII. INVESTMENTS and TRU STS - inco ..... transactions (Includes those of spouse and dependent children; seeplx 34-60 of filing instruction~)
A. Description of Assets (including trust assets) i (I) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (2) Type (e.g., C. Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3 (Q-W) (I) Type (e.g., D. Transactions during reporting period (2) (3) (4) Value Date mm/dd/yy Code 2 (5) Identity of
l Amount [ Code 1 i (A-H) [
div., rent, or int.)
buy, sell, redemption)
Gain Code I
(J-P)
(A-H)
buyer/seller (if private

L,ansaction)
103. Bonds - Boise Idaho Waste Water AMBAC A

104. Janus Fund JANSX B
Interest
Dividend
Sold
Sold
07/15/10 J
07/16/10 K
A
A
105. Janus Growth & Income JAGIX 106. IRA - US Bank Cash Equivalent
B C
Dividend Interest K T
Sold
07/16/10 K
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A -$1.000 or less F =$50.001 - $100.000 J =$15.030 or I~s N -$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost IReal Estate Ordy) V =Other
C =$2,501 - $5,000 III =$1,000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.0~0.001 - $5.000.000 P4 =More than $50,000.090 S =Assessment W =Estimated
D =$5.0OI - $15,0~X) 112 =More than $5.000.1300 M =$10~.001 - $250.000 P2 =$5.000.0OI - $25.0~O.000 T =Cash Markc~
E =$15.001 - $50,000
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcate part of report)

Section VII: This, except for line #106 (IRA U.S. Bank), belongs to ~=.._~ and ~.~__.~ separate asset held in three different accounts, which may make some of the reporting seem duplicative or redundant, which it is not. (X-I)- Inherited in 2010 Note: This report consists of three separate accounts.
FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.
Name of Person Reporting TROVI, Stephen S.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Stephen S. TROTT
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Stephen S Trott Financial Disclosure Report For 2010

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Stephen S Trott Financial Disclosure Report For 2010

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AO I0 Rev.

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

3. Date of Reporl 04/26/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Circuit Judge, Senior Status

5b. [] Amended Report

I. P 0 S I T I 0 N S. t R,pom,~ i,alvla, ot o,ty ; s,, w. 9-1 s of filing instruction~)

NONE (No reportable positions.) POSITION

NONE (No reportable agreements.)

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting TROTT, Stephen S.

Date of Report 04/26/201 I

SOURCE AND TYPE

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS --,ra.spo.aao., Iodg;ng,/ood, ente,tainmen~

NONE (No reportable reimbursements.)

ITEMS PAID OR PROVIDED

Idaho State Bar Conference July 15-16, 2010

Citizens Law Academy Harvard Law School

Sept. 8, 2010 Oct. 6, 2010

Idaho Falls, ID Cambridge, MA

Lecture on the Constitution Hotel Lecture on Informants Transportation

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting TROTT, Stephen S.

Date of Report 0412612011

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporling TROTT, Stephen S.

Date of Report 04/26/201 I

NONE (No reportable income, assets, or transactions.)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15. 16. 17.

Dividend Dividend Dividend Dividend

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold Sold Sold Sold Sold Sold Sold

07/16/10 07/16/10 07/14/10 07/16/10 07/16/10 08/26/10 07/16/10

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting TROTT, Stephen S.

Date of Report 04/26/2011

John Hancock CA TX Free Inc. FD CL A TACAX (X-l)

Sold Sold Sold Sold Sold Sold J J J J J J J T

08/26/10 07/16/10 07/16/10 07/16/10 05/17/10 05/17/10

Sold (part) Buy

Sold (part) Buy

Sold Buy Sold (part)

05/17/10 05/17/10 05/20/10

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting TROVr, Stephen S.

Date of Report 04/26/201 I

Pimco Commodity - Real Return Stratigic Fund - PCRIX

Sold (part) Sold (part) Sold

05/17/10 12/15/10 04/05/10

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting TROTT, Stephen S.

Date of Report 04/26/2011

Gross value at end of reporting period

Transactions during reporting period

Type (e.g., div., rent,

Type (e.g., buy, sell,

Date Value Gain mm/dd~,y Code 2 Code I

Artio Intl Equity Fund II JETIX

05/18/10 05/18/10 05/18/10 107/16/10

07/16/10 K 08/26/10 11/23/10 12/20/10 J K J

Buy Buy Buy Buy

07/16/10 08/26/10 05/18/10 07/16/10