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1. Person Reporting (last name, first, middle initial) Berrigan, Helen G. 4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, LA 70130
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Board of George & Jean Pugh Foundation: LSU Law School Board, Louisiana State University Law Center
Berri_qan, Helen G.
Ill. NON-INVESTMENT INCOME. mepo.lng individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income D NONE (No reportable non-investment income.) DATE
1. 2010 2.2010 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE
DATES
06/10/2010 to 06/13/2010
LOCATION
Greentree, NY
PURPOSE
Intl. Human Rights & Transportation, Meals & Hotel Humanitarian Law Seminar
3. 4. 5.
V. GIFTS. aneludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DE SCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[--] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place .(X)r after each asset exempt from prior disclosure
Value Code 2
(J-P)
Citigroup-Common Stock IBM - Common Stock Tri-Continental Corp. Mutual Fund Legg-Mason Partners Fund T. Rowe Price Growth Stock Mutual Fund Dreyfous Growth & Income Mutual Fund Dreyfous Research Growth Fund - Class Z Dreyfous New Leaders Fund - Class A Liberty Financial Services N.O., LA Common Stock~ Rental Property # 1 New Orleans, LA~ Appraised 8/21/85 Exxon Corp. Common Stock General Electric Common Stock ONEOK Common Stock Westar Energy, Inc. - Common Stock Fidelity Advison - High Yield Portfolio Class T Van Kampen - Senio Loan Fund FDCL IB Command Money Fund (Wachovia Securites)
A C A A A A A A C D C A B A B A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Rent Dividend Dividend Dividend Dividend Dividend Dividend Interest
J M K J L K J L M N M K L J K K K
T T T T
T Q T
1: Income G~in COd~Sl (See Columns B 1 and D4) 2. Value Codes (See Colurtms C I and D3) 3. Value Method Codes (See Column C2)
A ~$1;000 or less F =$501001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2~500 G --$1001001 - $1,000,000 K =$15,001 = $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $ 5,000,000 L =$50,001 - $100,000 P I =51,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimatcd
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5;000;001- $25,000,000 T =Cash Market
E =$15,00 t - $50,000
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (1) (2) Amount Type (e.g., Code 1 div.. rent. (A-H) or int.)
Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) K L J L J K J J J J
J
Transactions during reporting period (1) (2) (3) (4) Value Gain Type (e_.g., Date buy, sell;. ..mrrddd/yy Code 2 Code 1 redemption) (J-P) (A-~ (5) Identity of buyer/seller (if private transaction~
18.
Centinela Valley CA UN
A A A C A A A A
Interest Interest Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend
Dividend
T T T T T T T T T T
T
K K
19. Harris County, TX Cultured 20. 21. 22. 23. 24. 25. 26. 27.
28.
International Paper Co. -- Common Stock 1NG Golden Select Guarantee Annuity Bank of America Corp. -- Common Stock Johnson & Johnson -- Common Stock AT & T Common Stock Coca Cola Common Stock
Dupont E.I. De Nemours -- Common Stock A Fifth Third Bankcorp -- Common Stock
Washington Mutual Inc. -- Common Stock
A
A
29.
Dividend
K N K J K K
T T T T T T
30. ~~~ Inc. PLC PS Plan 31. - AT&T, Inc. Common Stock 32. 33. 34. - BP PLC ADR - Chevron Corp. - Cleco Corp.
1 : Income Gain Codes: (See Columns B 1 and IM) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $1001000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R -Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100;000 PI =$1,000,001- $5;000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100~001 - $250,000 p2 =$5,000,001- $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVES TMENTS and TRU STS - income, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE reportable income, assets, or transactions.)
B. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
C.
" D.
(2) (3) (4) Date ~alue Gain mm/dd/yy, Code 2 Code 1 (J-P) (A-H)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
- Consolidated Edison, Inc - Dominion Resources, Inc. VA New - Fairpoint Communications - Frontier Communications - Kinder Morgan Energy Partners - Penn Real Estate Investment Trust SBI - Simeon Property Group Reit Inc., New SPG -Tanger Factory Outlet - The Southern Company - Verizon Communications - Fidelity Advisor Series II High Yield - Dryden High Yield LD, Inc. Class A - Pioneer High Yield LD Class A - Van Kampem Senior Loan Fund FD Class IB - Alliance Bernstein, Inc. FND - American Strategic Income Portfolio, Inc. - DWS Free Real Estate FD 11 SRO
13 A A A B A A A A A A A A A B 13 A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
K J J J K J
Sold K J J K J J J K K J
T T T T T T T T T T
06/01 / 10 J
1. Income Gain Codes: (See Columns BI and 194) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A -$! ,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,00 i -$1,0001000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~] NONE
reportable
A.
Description of Assets
Income during
O) Amount Code 1 (A-H) (2) Type (e.g., div.,rent, orint.)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66.
- ING Primerate TR DPR - MFS Charter Income Trust - Pimco High Income FD - AES TR III 6.75% PFD Conv. due 10/15/2029 - Entergy Louisiana LLC 7.6% I st Mortgage Bonds - Geogia Power Senior Note 7/15/2047 - Metlife 5.875% Senior Notes due 11/21/2033 - Sherwin Williams 7.25% (7.25) Corts Tr II due 2/1/2097 - Smon PPTY Group, Inc., PFD 6.00% Alabama Power BAC Cap Trust I Shares I Boxx Inv. Grade Entergy LA. Bond Verizon Communications BP PLC Sponsored ADR
A A A A B A B A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J J J
Redeemed 04/19/10 K
K Redeemed 05/25/10 J A
J J J J J J
I. Income Gain ~des: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A ~$ii000 or tess F=$50,001 - $100,000 J=$15,000orless N =$250,001 -$500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$I00,001 -$1,000,000 K =$15,001- $50,000 O=$500,001 -$1,000,000 R=Cost(Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,0001001 - $5,000;000 L =$50,001 - $100 000 pl =$1,000,001- $5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 --More than $5,000,000 M =$i 00100i 2 $250i000 p2 =$5;000;001- $25;000 000 T ~~h Market
E =$15,001- $50,000
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 UoS.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOVCINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, LA 70130
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts, checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.
~
1. 2. 3. 4. 5.
POSITION
Member Member
NAME OF ORGANIZATION/ENTITY Board of George & Jean Pugh Foundation: LSU Law School Board, Louisiana State University Law Center
Berri_qan, Helen G. A
Ill. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE ~o reportable non-investment income.) DATE
1. 2010 2. 2010 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~-~
PURPOSE
Intl. Human Rights & Humanitarian Law Seminar
V. GIFTS. ancludes those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anc~udes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3~ 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior diselosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) J M K
J
(2) (3) (4) Date ......... Value Gain ......... mmidd/y~ C~d~ 2 Code 1 ....
(J--P) (A-H)
transaction)
I. 2. 3. 4. 5.
6.
Citigroup-Common Stock IBM - Common Stock Tri-Continental Corp. Mutual Fund Legg-Mason Partners Fund T. Rowe Price Growth Stock Mutual Fund
Dreyfous Growth & Income Mutual Fund
A C A
A
T T T
T
A
A
Dividend
Dividend
L
K
T
T
Dreyfous Research Growth Fund - Class Z Dreyfous New Leaders Fund - Class A Liberty Financial Services N.O., LA Common Stock~ Rental Property #1 New Orleans, LA~ Appraised 8/21/85 Exxon Corp. Common Stock General Electric Common Stock ONEOK Common Stock Westar Energy, Inc. - Common Stock Fidelity Advison - High Yield Portfolio Class T Van Kampen - Senio Loan Fund FDCL IB Command Money Fund (Wachovia Securites)
A A C D C A B A B A A
Dividend Dividend Dividend Rent Dividend Dividend Dividend Dividend Dividend Dividend Interest
J L M N M K L J K K K
T T T Q T T T T T T T
1. lncomc Gain Codes: (See Columns BI and 1)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1 ;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $I,000,000 K -$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Rcal Estate Only) V =Other
c ~$2,501- $5,000
D =$5,001 - $15,000
E =$15,001- $50,000
H2--M6~ thah $5;000,000 Ht =$ 000 00 - $5,000~000 L=$50001-$ 00000 M =$100~001 = $250 000 PI ~$1,000i001 .-$5i000~000 P2 =$5,000,001 ~ $25,000,000 P4 =M0re than $5010001000 ...... s =Assessment T =Cash Market W =Estimated
VII. INVESTMENTS and TRUSTS - income, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.) Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
reporting period (1) (2.) Amount Type (e.g., Code 1 div, rent, (A-H) or int.)
of reporting period (1) .. (2) (1) Value :Value Typ~:(e.g., Method ..... buy~ sell~Code 2 redemption) (J-P) Code 3 (Q~W)
(2) ..... (3) I (4) Date ..... Value Gain mm/dd/yy Code 2 Code 1 Q-P) (A-H)
18.
Centinela Valley CA UN
A A A C A A A A
Interest Interest Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Int./Div. Dividend Dividend Dividend Dividend
K L J L J K J J J J J K N K J K K
T T T T T T T T T T T T T T T T T
K K
19. Harris County, TX Cultured 20. 21o 22. 23. International Paper Co. -- Common Stock ING Golden Select Guarantee Annuity Bank of America Corp. -- Common Stock Johnson & Johnson -- Common Stock
24. AT & T Common Stock 25. 26, 27. 28. 29. Coca Cola Common Stock
Dupont E.I. De Nemours -- Common Stock A Fifth Third Bankcorp -- Common Stock Washington Mutual Inc. -- Common Stock Capital Income Builder -- Class A A A A E B A B A
30. ~ Inc. PLC PS Plan 31. - AT&T, Inc. Common Stock 32. 33. 34. - BP PLC ADR - Chevron Corp. - Cleco Corp.
t, Income Gain Codes: (See Col .... B I and I)4) 2. Value Codes (See Columns C I and D3) 3, Value Method Codes (See Column C2)
A =$I,000 or less F =$50,001 - $100,000 J =$15,000 Or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G --~i00~00i iS] ,~00,000 K =$15,001 - $50;000 O =$500,00i - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$i,000,001 -- $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 ~ $5,000,000 P4 =More than $50~000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 --MOre than $5;000,000 M =$I00,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent ehildren; see pp. 34-60 of filing instructions.)
~ NONE ~o reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during C Gross value at end D. Transactions dur ng reporting period
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
- Consolidated Edison, Inc - Dominion Resources, Inc. VA New - Fairpoint Communications - Frontier Communications - Kinder Morgan Energy Partners - Penn Real Estate Investment Trust SBI - Simeon Property Group Reit Inc., New SPG -Tanger Factory Outlet - The Southern Company - Verizon Communications - Fidelity Advisor Series II High Yield - Dryden High Yield LD, Inc. Class A - Pioneer High Yield LD Class A - Van Kampem Senior Loan Fund FD Class 1B - Alliance Bernstein, Inc. FND - American Strategic Income Portfolio, Inc. - DWS Free Real Estate FD 11 SRO
B A A A B A A A A A A A A A B B A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
K J J J K J
Sold K J J K J J J K K J
T T T T T T T T T T
06/01/10
1. lnc0rae Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$I;000 0r l~ss F =$50,001 - $100,000 J =$15i000 Or tess N =$250~001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G 25100,001 - $ L000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 =$ t,0001001 - $5,000 000 L =$50,001 - $100,000 P 1 =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
=$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets: : (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code 1 ~liv., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) J J T T D: TranSaCtions during reporting period (1) Type (e.g,, buy, sell, redemption) (2) .... (3) .... (4) Date Value Gain mm/dd/yy Code 2 Code ~ (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
52. 53.
A A
Dividend Dividend
54.
55. 56. 57.
A
A B A
B A A
Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend
Dividend
T
T Redeemed 04/19/10 K A
T Redeemed 05/25/10 T J A
A
A
J
J
T T T
04/30/10
A
A
Dividend
Dividend J
T T
A A
Dividend Dividend
06/01 / 10 J 06/10/10 J A
1 lncome Gain CodeS: (See Columns B 1 and 1)4) 2. Value Codes (See Columns Cl and D3) 3. Va~ue Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$I,001 - $2,500 G =$100,001 - $1,000,000 K =$I5;001 - $50,000 O =$500,001 - $1,000,000 K =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1 -$1,000,001 - $5,000,000 L $50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 W =Estimated
E =$15.001- $50,000
P2--ss;o00,0o~ - $25,0o0~000
T =Cash Market
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 500 Poydras Street, Room C-556 United States District Courthouse New Orleans, LA 70130
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion~ in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Board of George & Jean Pugh Foundation: LSU Law School Board, Louisiana State University Law Center
Berri_qan, Helen G. B
III. NON-INVESTMENT INCOME. <Reporting individual and spouse; see pp. 17-24 of f!ling instructions.)
A. Filers Non-Investment Income
~
2. 2010 3. 4.
B. Spouses Non=Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE
~]
1.
Intl. Human Rights & Transportation, Meals & Hotel Humanitarian Law Seminar
V. GIFTS. ancludes those to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. aneludes those olspouse .nd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRU STS -~.come, van.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets ( ncluding trust assets)
B. Income during reporting period ,.1) Amount code 1 (A-H) (2) Type (e.g, div rent ar int.)
C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3
(Q-W)
D Transactions during reporting period (1) Type (e.g., buy sell redemption) (2) (3) (4) Da~;e Value mm/dd/yy Code2 O~-P) (51 .Identity of buyer/seller (i~private transaction)
1. 2. 3. 4. 5. 6. 7. 8.
9. 10. 11. 12. 13. 14. 15. 16. 17.
Citigroup-Common Stock IBM - Common Stock Tri-Continental Corp. Mutual Fund Legg-Mason Partners Fund
A C A A
J M K J L K J L
M N M K L J K K K
T T T T T T T T
T Q T T T T T T T
T. Rowe Price Growth Stock Mutual Fund A Dreyfous Growth & Income Mutual Fund A
Dreyfous Research Growth Fund - Class Z A Dreyfous New Leaders Fund - Class A
Liberty Financial Services N.O., LA Common Stock~ Rental Property #1 New Orleans, LA~ Appraised 8/21/85 Exxon Corp. Common Stock General Electric Common Stock ONEOK Common Stock Westar Energy, Inc. - Common Stock Fidelity Advison - High Yield Portfolio
Class T
A
C D C A B A B A A
Van Kampen - Senio Loan Fund FDCL IB Command Money Fund (Wachovia Securites)
1. Income Gain Cbdes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G =$I00,001 - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V Other
C =$2,501 - $5,000 H 1 =$ 1,000,001 ~ $5,000;000 L =$50,00I - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5~000,000 M =$100,001 - $250,000 P2 =$5;000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
B. Income during reporting period (1) Amount Code ] (A-H) (2) Type (e g, div., rent, or int.)
C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
D. Transactions during reporting period " (1) Type [.e.g., buy, sell, redemption) (2) (3) I (4) Date Value mm/dd/yy Code 2 (J-F) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
18.
Centinela Valley CA UN
A A A
C
K L J
L
T T T
T
K K
22. 23.
24.
Bank of America Corp. -- Common Stock Johnson & Johnson -- Common Stock
AT & T Common Stock
A A
A
Dividend Dividend
Dividend
J K
J
T T
T
J J J
J
T T T
T
Dupont E.I. De Nemours -- Common Stock A Fifth Third Bankcorp -- Common Stock
Washington Mutual Inc. -- Common Stock
A
A
29.
A E B A B A
K N K J K K
T T T T T T
30. ~ Inc. PLC PS Plan 31. 32. 33. 34. - AT&T, Inc. Common Stock - BP PLC ADR - Chevron Corp. - Cleco Corp,
1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $ 100,000 J :$15,000 or less N =$250,001 - $500,000 P3 ~$25,000,001 - $50,000.000 Q =Appraisal U =Book Valuc
B =$1,001 - $2,500 G -$100,001 - $ i,000,000 K =$I5,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other
C =$2,501 - $5,000 H I =$1,000,001 - $5;000,000 L =$50,001 - $100,000 Pl-$1,000,001 - $5i000,000 P4 =More than $50,000,000 S -Assessment W =Estimated
D =$5,001- $15,000 H2 =More than $5,000~000 M=$100,001- $250,000 P2 -$5,000,001 -$25;000,000 T-Cash Mark~
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - inco,~e, votue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period O) Amount Code t (2) Type (e.g., die4 rent, or int.)
of reporting period O) (2) (1) Value Value Code 2 Method " (J-P) Code 3 (Q-W) K J J J K J T T T T T T Sold K J J K J J J K K J T T T T T T T T T T ,06/01/10 J (5) (2) ..........(3) (4) Identity of Type (e.g., Date ...... Value Gain buy, sell; mm/dd/yy Code 2 Code t ,iii " i : bnyer/selle~ (ipdvate redempti0~i) (J-P) (A-H) transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.
- Consolidated Edison, Inc - Dominion Resources, Inc. VA New - Fairpoint Communications - Frontier Communications - Kinder Morgan Energy Partners - Penn Real Estate Investment Trust SBI - Simeon Property Group Reit Inc., New SPG -Tanger Factory Outlet - The Southern Company - Verizon Communications - Fidelity Advisor Series II High Yield - Dryden High Yield LD, Inc. Class A - Pioneer High Yield LD Class A - Van Kampem Senior Loan Fund FD Class IB - Alliance Bernstein, Inc. FND - American Strategic Income Portfolio, Inc. - DWS Free Real Estate FD 11 SRO
B A A A B A A A A A A A A A B B A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or !ess F =$50,00i ~ $1001006 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,00! - $2,500 G =$100,001 - $1,000,000 K =$15;001 - $50,000 O -$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
E =$15,001 - $50,000
L :$50,0Ol - ~oo,ooo
Pl =$1;000,001 -$5;000,000 P4 =More than $50,000;000 S =Assessment W =Estimated
VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t ~ (2)" ~) Amoum Type (e.g.. C. Gross value at end Transactions during reporting period of reporting period (4) (2) (i) (2) (3) Type (e=g., Date: Value Gain Value :: : Value Code2 Method: ::, buys!sell, mm/dd/yy Code 2 Code I Code 3:: :.~: redemption) (A-H) 0-P). (Q-w) J J J J T T T T Redeemed 04/19/10 K J K T T Redeemed ! 05/25/10 J J J J J J
J
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66.
- 1NG Primerate TR DPR - MFS Charter Income Trust - Pimco High Income FD - AES TR III 6.75% PFD Conv. due 10/15/2029 - Entergy Louisiana LLC 7.6% I st Mortgage Bonds - Geogia Power Senior Note 7/15/2047 - Metlife 5.875% Senior Notes due 11/21/2033 - Sherwin Williams 7.25% (7.25) Corts Tr II due 2/1/2097 - Smon PPTY Group, Inc., PFD 6.00% Alabama Power BAC Cap Trust I Shares I Boxx Inv. Grade Entergy LA. Bond Verizon Communications BP PLC Sponsored ADR (X)
A A A A B A B A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
T T T T T T T Buy Buy Buy Buy Buy Sold 04/30/10 04/30/10 04/30/10 06/01/10 06/01/10 06/10/10
J J J J J J
1. income Gain Codes: (See Columns B 1 and 1)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1;000 Or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,00t - $2,500 G =$100,00 l - $1,000,000 K =$15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 = $5,000 H 1 =$1,000,001 $5 000,000 L --$50 00l ~ $100,000 PI =$1,000~00i ~ $5,000;000 .... P4 =MOr~ ~haa $50;000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5;000,000 M =$100,001 - $250;000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOVCINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544