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Ao 10
Roy. 1/2010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009
2o Courl or Orgsnization UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF PA 5~. Report Type (check appropriale type) ~ Nomination. ~ lnifia~ Date ~ Annual

Repor~ Required by the Ethics


in Government Act of1978 (.~ uz C. app. :~,~ 101-111)

L Person Reporting (last name, first, middle initial) NEALON, WILLIAM J. 4. Title (A~iclc I11 judgc~ indicate active or scnior stares; magistrate judges indicate ~11- or pad-dine) ~H3GE, SEN1ORSTATUS

3. D~te o[ Report 05/!3/2010 6. Reporting Period 01/01/2009 tu 12131/2009

~ Final

5b. ~ Amended Repo~ 7. (:bombers or Office Address WILLIAM J. NEALON FEDERAL BUILDING AND US. COURT(lOUSE POST OFFICE BOX 11~6 SC~NION, PA 18501 -t 146 8. {}n the basis of the infi~rmation contained in Ibis Reporl and any modifications pertaining thereto, it is, in my opinion, in cnmpliance with applicable laws and regulations. Reviewing Officer Dale

L~IPORTANT NOTES: The instructions accompanying this form must be followed. Comphte att part~; checking the NONE box for each part where you have no reportable information. Sign on lastpage.

NON E OVo reportable positions,) POSITION NAME OF ORGANIZATION/ENTITY

1.

3. 4.

NONE (~) reportable agreeme~ts.) .... DATE PARTIES AND TERMS

"

Nealon, William J.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

N ..... P ..... Repor~:ing f NEALON, WILLIAM J.

Date of Report

05/13/2010

111. NON-INVESTMENT INCOME. (Re~o.i.g individual and sp ....


A. Fliers Non-Investment lncome NONE (:~) reportable non-investment income.) DATE
1. 2. 3. 4.

; seeps. 17-24of filing i,,structiota-.)

SO~CE AND TYPE

INCOME
(yours, not spouses)

B. Spozlse~s Norl-I rlvcs~lilellt ]

ncome - l/~,,,u were married during any portlon of the reporting year, complete this section.

NONE (No reportable non-investment income.) DATE


t. 2.

,SOURCE AND TYPE

4.

IV. REIMBURSEM ENTS - r~,,,.~,,,,t~,i,,,,, lodging, food.


Hniude,~ tb,~se to spouse and de~en~ent children ,~ee pp 25-27 o/Jiling inslru~tions.)

NONE (No reportable reimbursements.) SO~JRCE


I. 2. 3. 4. 5.

LO~ATION

PURPOSE

ITEMS PAID OR PROX, ID~D

of Persoa Reportillg FINANCIAL DISCLOSURE REPORT ] NEALON, WILLIAM J. Page 3 of 6

[Name

Date of Report 05.q 3/2010

V. GIFTS. a,,~.~a.~. ,~,,s. ~o ~:o~,.~ ,,.a a~.a~,,, ~,~ta.~.; .~, ?~. 2s-s ~
NONE (,~ repot:able g~/~s.) DESCRIPTION

of filing instr

2. B. 4. 5.

VI. LIABILITIES. ct,,d~de; a, ..... ,:~,~, ........ d dependent childre,,: see pp. 32-33 aJ[!~ling instructi,ms.)
NONE (No re.portable liabilities.) CREDITOR
1.

DESCRIPTION

VALUE CODE

3. 4. 5

FINANCIAL DISCLOSURE REPORT Page 4 of 6 VII. INVESTMENTS and TRUSTS - i.e ....... ..... a.
Dc~cdptlon of A~scts (including trust assets, Pk~cc "(X)" a~icr each asset excmp~ from prior disclosure

Nome of Perso. Repo~.~


NEALON, WILHAM J.

Date of
05~13/2010

I
"lransac~ion~ during rcpo~in~ period

t,,~, t ......

tions (Incl.des thase of ~ .......

d dependent children; seepp. 34-60 of filing instructi,,~x.)

~ NONE (No reportable income, assets, or transactions.)

~ ............7- ~ ....................................................................... o.
Income during reporting period Amount Type (e.g., Code I ~ div.. rent. (A-II) or[nL) G~oss v~uc al ~nd of reposing period : Value ~ Code 2 ~ 0-P) ~ Value [ Type Method [ buy, sell, Code3 ; redemption) (Q-W) T Sold J J K K T T T T Sold J K L L J T T T T T 7/20i09 K 1112/09 J

~ ......................................
1. 2. 3. 4. 5. 6. 7. 8. 9. I0. II. 12. 13.
14.

Date Value Gain Identi~y of mmdfyy Code 2 Code I buyer/seller (J-P) ~ (A-H) (ifprtvat + mmsactioa)

PNC BANK (ACCOUNT) WAC[IOVIA SECURITIES PENN SECURITY BANK (PENSECO) COMMON STOCK PENN SECURITY BANK (ACCOUNT) FIDELITY PA MUNICIPAL MONEY MARKET FUND FIDELITY PA MUNICIPAL INCOME FUND MORGAN STANI,EY "FAX EXEMPT SECURITY MORGAN STANLEY MUNICIPAL MONEY MARKET DREYFUS PA MUNICIPAL MONEY MARKET DREYFUS STATE MLFNICPAL BOND PA VANGUARD PA LT TAX EXEMPT INV FS-IOR. WACI1OVIA (SAVINGS ACCOUNT)

A A A A A B

Interest Interest Dividend Interest Interest Interest None

[3 A C C A

Interest Interesl ln~erest Interest Interest

15. 16.
17.

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting NEALON, \~ ILLIAM J.

I
[1

Date of Report 05113/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. J~ai,.,,,~,,aoI~e~,,,,,.)

FINANCIAL DISCLOSURE REPORT

N .... fre~on R~i,o,,ing


NEALON, WILL1ANI J.

D~t,. of Repo~
05113/2010

Page 6 of" 6
IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurute, ~roe, and complete to the best of my knowledge and belief~ and that any information not reported was withheld because i~ met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in cnmpliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C~ 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL \VHO KNOWINGLY" .-MND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORTMAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D,C. 20544