Вы находитесь на странице: 1из 8

AOIO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization United States District Court
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) McKibben, Howard D.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/03/2011


6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge, Senior

5b. [] Amended Report


7. Chambers or Office Address

Bruce R. Thompson Courthouse & Federal Building 400 S. Virginia St., Room 607 Reno, Nevada 89501

On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seerp. 9-13 of filing instructions.)

D
1. 2. 3. 4. 5.

NONE(No reportable positions.) POSITION


Instructor Board Member Member Emritus

NAME OF ORGANIZATION/ENTITY
The National Judicial College, Reno, Nevada Eagle Valley Childrens Home Bruce R. Thompson & Howard D. McKibben Inns of Court

II. AGREEMENTS. mceortin~ indiviauut onty; see rp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

McKibben, Howard D.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/201 l

llI. NON-INVESTMENT INCOME. mepo~ing individuut und spouse; see pp. t 7-24 of filing instructions.)
A. Filers Non-Investment Income

~]

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1.2010

SOURCE AND TYPE Public Emloyers Retirement System~

2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~
1.

NONE(No reportable reimbursements.) SOURCE American Inns of Court DATES October 23, 2010 LOCATION U.S. Supreme Court PURPOSE
Inn of Court Award Ceremony recipient of Ninth Circuit Professionalism Award

ITEMS PAID OR PROVIDED


Din~er~

3. 4. 5.

,FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/2011

V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. andudes those oSspouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
!. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlons.)

NONE(No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) Amount Code 1 (A-H) (~) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (t) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption)

Transactions during reporting period


(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17.

House - Douglas Co., NVD 1/2 interest-unimproved land Douglas Co.NV(water rights[] House, South of Newport, Oregor~ Bank of America (2) Bank of America, Checking Acct., Gardnerville, NV Symetra Wells Fargo Key Plan Maxi-Single Premium Life - Tax Deferred~ Hartford - Single Premium Evergreen Total Return Mutual Fund now Wells Fargo Adv. Fund AT&T Charles Schwab & Co., Inc. Morgan Stanley Sears Liq.Ass.&Liq. Asset FD DSC Exchange - (Cont. #13) Morgan Sta Morgan Stan. Tax Free - (Cont. #13) Daily Income & Active Asset Trust - (Cont. #13) Money Market Fund (FORMERLY DEAN W1TTER) Public Employees Retirment System of Nevada[]

Rent None

N O O K J M L L K M L J

W W W T T T T T W

E A

Rent Interest None

C A B A A C A A

Interest Int./Div. Interest Interest Dividend Dividend Interest Interest

T T

None

1. Income Gain Codes: (See Colun~s 131 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Othcr

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

NOlql ~. (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asse! exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int./ C. Gross value at end of reporting period (I) (2) Value Code 2 (J-P) Value Method Code 3

Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
18. ! 9. 20. 21.
22.

(5} Identity of buyer/seller (if private transaction)

Inter Capital Quality Muni (two funds) Inter Capital Insured Muni Income net mineral acre interest - Howard County, Texas Water Rights, Douglas County, NV
Cisco Systems, Inc.

A A

Interest Interest None None


None

J J J J
J

T T W W
T

23.

Dell

Computer
A

None

24.

Microsoft

Dividend

25.

Morgan Stanley Dean Witter IRA - Focus


Growth General Electric A

None

26.

Dividend

27.

Dean Witter IRA Account: Proctor & Gamble Dean Witter IRA Account: - T Rowe Price

Dividend

28.

None

Small Cap
29. NCR Corp. None J T

30.

Van Karnpen Utility Income

Interest

31.

Intel

Dividend

32.

House -Mono County, California


Bank of America Time Certificate B

None

33.

Interest

34.

Visteon

None

Closed

10/05/10

I. Income Gain Codes: (See Colunuas B I and D4) 2. Value Codcs (See Columns C" I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Rcal Estate Only) V =Other

C =$2,501 - $5,000 H 1 -$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimalcd

D =$5,001 - $15,000 H2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting McKibben, lloward D.

Date of Report 0.5/03/201 I

VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aI2er each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value [ Gain mm/dd/yy Code 2~[ Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48.

Farm- Hardin County, Ohio Series I Bonds (eleven) (See 2 in Part VIII) Heritage Bank Smuckers Comcast Corp. J.P. Morgan & Chase NuveenTradewinds Int. Nuveen NWQ Teradata Coca Cola 3M Apple Nevada State Bank (2 accounts) Johnson&Johnson

Rent None

M J M J J J K J J J J K M J

W T T T T T T T T T T T T T Buy 06/13/10

Interest None

Dividend None

A A

Dividend Dividend None

A A

Dividend Dividend None

Interest None

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or Icss F =$50,001 o $ 100.000 J :$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5.000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D=$5,001- $15,000 H2 =More than $5,000,000 M=$100.001- $250,000 P2 =$5,000,001 o $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/201 I

VllI. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)


All of our assets are held in trust.

FINANCIAL DISCLOSURE REPORT Page 8 of 8

Name of Person Reporting McKibben, Howard D.

Date of Report 05/03/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Howard D. McKibben

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Вам также может понравиться