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1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
Bruce R. Thompson Courthouse & Federal Building 400 S. Virginia St., Room 607 Reno, Nevada 89501
On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
D
1. 2. 3. 4. 5.
NAME OF ORGANIZATION/ENTITY
The National Judicial College, Reno, Nevada Eagle Valley Childrens Home Bruce R. Thompson & Howard D. McKibben Inns of Court
II. AGREEMENTS. mceortin~ indiviauut onty; see rp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS
McKibben, Howard D.
llI. NON-INVESTMENT INCOME. mepo~ing individuut und spouse; see pp. t 7-24 of filing instructions.)
A. Filers Non-Investment Income
~]
DATE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
2. 3. 4.
~
1.
NONE(No reportable reimbursements.) SOURCE American Inns of Court DATES October 23, 2010 LOCATION U.S. Supreme Court PURPOSE
Inn of Court Award Ceremony recipient of Ninth Circuit Professionalism Award
3. 4. 5.
V. GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. andudes those oSspouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
!. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlons.)
House - Douglas Co., NVD 1/2 interest-unimproved land Douglas Co.NV(water rights[] House, South of Newport, Oregor~ Bank of America (2) Bank of America, Checking Acct., Gardnerville, NV Symetra Wells Fargo Key Plan Maxi-Single Premium Life - Tax Deferred~ Hartford - Single Premium Evergreen Total Return Mutual Fund now Wells Fargo Adv. Fund AT&T Charles Schwab & Co., Inc. Morgan Stanley Sears Liq.Ass.&Liq. Asset FD DSC Exchange - (Cont. #13) Morgan Sta Morgan Stan. Tax Free - (Cont. #13) Daily Income & Active Asset Trust - (Cont. #13) Money Market Fund (FORMERLY DEAN W1TTER) Public Employees Retirment System of Nevada[]
Rent None
N O O K J M L L K M L J
W W W T T T T T W
E A
C A B A A C A A
T T
None
1. Income Gain Codes: (See Colun~s 131 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estale Only) V =Othcr
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
(Q-W)
18. ! 9. 20. 21.
22.
Inter Capital Quality Muni (two funds) Inter Capital Insured Muni Income net mineral acre interest - Howard County, Texas Water Rights, Douglas County, NV
Cisco Systems, Inc.
A A
J J J J
J
T T W W
T
23.
Dell
Computer
A
None
24.
Microsoft
Dividend
25.
None
26.
Dividend
27.
Dean Witter IRA Account: Proctor & Gamble Dean Witter IRA Account: - T Rowe Price
Dividend
28.
None
Small Cap
29. NCR Corp. None J T
30.
Interest
31.
Intel
Dividend
32.
None
33.
Interest
34.
Visteon
None
Closed
10/05/10
I. Income Gain Codes: (See Colunuas B I and D4) 2. Value Codcs (See Columns C" I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$ 50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Rcal Estate Only) V =Other
C =$2,501 - $5,000 H 1 -$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimalcd
D =$5,001 - $15,000 H2 =More than $ 5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" aI2er each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value [ Gain mm/dd/yy Code 2~[ Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48.
Farm- Hardin County, Ohio Series I Bonds (eleven) (See 2 in Part VIII) Heritage Bank Smuckers Comcast Corp. J.P. Morgan & Chase NuveenTradewinds Int. Nuveen NWQ Teradata Coca Cola 3M Apple Nevada State Bank (2 accounts) Johnson&Johnson
Rent None
M J M J J J K J J J J K M J
W T T T T T T T T T T T T T Buy 06/13/10
Interest None
Dividend None
A A
A A
Interest None
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or Icss F =$50,001 o $ 100.000 J :$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D=$5,001- $15,000 H2 =More than $5,000,000 M=$100.001- $250,000 P2 =$5,000,001 o $25,000,000 T =Cash Market
E =$15,001 - $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544