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AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Cour~ or Organization U.S. District CourL NDFL 5a. Report Type (check appropriate q,pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Go ~ernm en t Act of 1978 (5 U.S.C. app..~.~ IOI-I I D

I. Person Reporting (last name, first, middle initial) Stafford, Jr., William H.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/09/2011


6. Reporting Period 01/01/2010 to 12131/2010

Senior U.S. District Judge

5b. [] Amended Report 7. Chambers or Office Address US Courthouse I 11 North Adams Street Tallahassee, FL 32301-7717 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance aith applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. m epo,~ng individual only; see pp. 9-13 of fillng instructions.)


[~ NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. Board Member Board Member

NAME OF ORGANIZATION/ENTITY Pensacola Symphony


Sacred Heart Advisory Board

II. AGREEMENTS. ~R,porang individual only: seepp. 14-16 of filing instructions.)


~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Stafford, Jr., William H.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Stafford, Jr., William H.

Date of Reporl 05/09/201 I

Ill. NON-INVESTMENT INCOME. me~,ra, g ~md~al o~dspo~se; seepp. ~-2~


A. Filers Non-Investment Income
[] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If .t,ou were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children," see pp. 25-27 o filling instructions.) D NONE (No reportable reimbursements.)

SOURCE
The Florida Bar

DATES
06/23/2010 to 06/25/2010

LOCATION
Boca Raton, FL

PURPOSE
Activity of professional assoc or civic org. Privately funded by The Florida Bar Non-FJC educational seminar or program.

ITEMS PAID OR PROVIDED


Lodging and Transportation

2.

George Mason University Law and Economics Center

09/23/2010 to 09/26/2010

Alexandria, VA

Lodging and Transportation

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Stafford, Jr~ \Villiam H.

Date of Report 05/09/201 I

V. G I F T S. Ctnc/udes ,nose to ,~o~e ona dependent children: see plx 28-3 ! of filing instructlonx)
NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ttnctude, ~hose oyspo,se ond dependent children; see pp. 32-33 oyfiling instractionx) NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Stafford, Jr. William H.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS - income. ,alu,. transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) t (t) [ Amount Type (e.g_, div., rent, ! Code I (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during repotling period O) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm!dcl~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

I.
2.

Prudential Life Insurance Co. (policy)


Brokerage Account # 1

A
E

Dividend
Int./Div.

J
N

W
T T T T

- Morgan Stanley Bank Deposit Program (money market) - Ares Capital Corp. common - AT&T Inc common 6. 7. 8. 9. 10. 11. 12.
13. 14. 15.

A B B C A A 13 A

Interest Dividend Dividend Dividend Dividend Dividend Interest Dividend None

J K K K 3

Sold (pata)

04/05/10

- Blackrock Glbl Opp Eq Trst (closed end fund) - Cohen & Steers Select Utility Fund (closed end fund) - DWS Dreman Value Inc Edge Fund (closed end fund) - Nuveen 1NSD Qual Muni Fund (closed end fund) - Toyota Motor CP ADR common - Lehman Bros HLDG (preferred stock) - GMAC 8.000% (corporate bond) - JPMCHASE Capital XVI (fixed-rate capital security) - Unit Claymore Secs Closed-End Equity & Inc Ser (unit trst) - NVIDIA common - S&P 500 Index Fund (ETF)

T T Sold 09/13/10 J A

T Sold
09/13/10 J A

J K K Redeemed
10/18/10

B B B

Interest Interest Dividend None

16.
17.

Dividend Dividend

J Sold (part)
12/03/10 J

- Banco Bilbao VIZ ARG SA ADS common A

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 . $50.0(KI.0OO Q =Appraisal U -Book Value

B $1,001 - $2.500 G -$100.001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 . $1.009.000 R -Cost IRcal Estate Only) V =O~her

C =$2.501 - $5.000 III =$1.000,001 - $5.000.000 L ~$50,001 - SI00.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S =Ass~s.sment W Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$10~.001 , $250.000 12 -$5.000.001 - $25.000.000 T -Cxsh Mark~

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Stafford, Jr., William H.

Date of Report 05/09/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructlon~)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repoaing period i (I) (2) i Amount i Code I ! (A-It) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period

(i) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

(Q-W)
18.
19.

(5) Identity of buyer/seller (if private transaction)

- Covidien LTD common


- SPDR DJIA Trust (ETF)

A
A

Dividend
Dividend

J J J J Sold 06/29/10 J A
T

20. 21. 22.


23.

- Duke Energy common - General Electric common o Goodyear Tire & Rubber common
- Johnson & Johnson common

A A

Dividend Dividend None

Dividend

24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- Spectra Energy common - Tanger Factory common -TYCO Electronics common -TYCO Intl common - WalMart common - Wells Fargo & Co. common - Emerging Mkts Domeslic Debt (closed end fund) - iShares JPMorgan Emerging Mkt Bond (ETF) - Pfizer common - Virtus Multi-Sector ST Bond Fund (mutual fund) IRAs- (Aggregate Ownership)

A A A A A A A A A A C

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend lnt./Div. Dividend

J J J J J J J J J J M

T T T T T T T T T T T Buy Buy Buy Buy


01/05/10[ J 01105/10 06/29/10 01/05/10 J J J

Donated (part)

I. Income Gain Codes: (See Columns B I and D4 ) 2. Val ue Cod~ tSce Columns CI and 03) 3. Value Method Codes (See Column C2I

A $1,000 or less F =$50.001 - $ 100,000 J = $15.000 o~ less N =$250.001 - $500.000 P3 =$25,000.001 - $50,0~).000 Q =Appraisal U =Book Value

B -$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K = $15.001 - $50.000 O -$500.0OI - $1.000,000 R =Cos! tRcal kstalc Only) V =Other

C =$2,501 - $5,000 I I I =$ 1,000.001 - $5,000.000 L =$ 50.001 - $ 100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.090.000 S =Asscssn~cnt W -Estimated

D =$5,001 - $15,000 112 =More than $5,000.000 M = $ 100.001 - $250,(]00 P2 =$5.000.001 - $25,000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporling Stafford, Jr., William H.

Date of Reporl 05/09/2011

V II. INV EST MENTS and T RU STS - income, ,alue, ~o~a.io~ anel~des ,hose o/spo~so and depend.n, children; see plx 34-60 of filing instructions;)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Typ~ (e.g., Code I div., rent, (A-If) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Place "(X)" after each asset exempt from prior disclosure

Gain Code I (A-H)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49.

- Morgan Stanley Bank Deposit Program (money market) - Templeton Developing Markets A (mutual fund) - P1MCO Total Return A (mutual fund) - Allianz NFJ Small Cap Value A (mutual fund) - T Rowe Price Eq Inc (mutual fund) Sold (paa) Sold (pan) - Blackrock Intermediate Bond (mutual fund) - Virtus Multi-Sector Short Term Bond Fund (mutual fund) - Legg Mason Partners Global Hi Yld Bond A (mutual fund) - Allianz CCM Mid-Cap A (mutual fund) - Columbia Marsico Growth A (mutual fund) - Inveseo US Small Cap Value A (mutual fund) - Allianz NFJ INTL Value A (mutual fund) - Lazard Emerging Markets Fund (mutual fund) - Managers Cadence Mid Cap A (mutual fund) Sold (part) Buy Buy 09/13/10 11/19/10 10/15/10 J J
J

Sold

11/19/10

10/15/10 04/16/10

J J

Sold (pan)

09/13/10

Buy (addl) Sold (part)

01/22/10 10/15/10

J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columr,s CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J :$15.000 or I,ss N =$250.001 - $500.000 P3 =$25.000.0OI - $50.090.000 Q =Appraisal U = Bo~k Value

B -$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 - $1.000.000 R =Cost (Real Eslate Only) V =Other

C =$2,501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.0~1 P4 =More than $50.0(39.000 S ~Assessmcnt W =Estimated

D =$5.001 ;12 =More lhan $5.000.00~ M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T ::42ash Markc~

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Stafford, Jr., William H.

Date of Report 05/09/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)


Many of the entries from previous reports were, and continue to be, held in IRAs and are reported under the Aggregate of Ownership Arrangement. Part Vll, lines I, 10, 32, 33, 34, 35, 36, 43 & 44 of the 2009 Financial Disclosure Report were redeemed in 2009 and dropped from the 2010 Report. Part VII, Page 4, line 4 - This stocks name was changed in 2010 from Allied Capital (line #5 of the 2009 Report) to Ares Capital. Part VII, Page 5, line 19 - This ETFs name was changed in 2010 from Diamond Trust Series I (line #21 of the 2009 Report) to SPDR DJIA Trust. Part VII, Page 6, line 46 - This mutual funds name was changed in 2010 from MSIF Trust US Small Cap Value P (line #56 of the 2009 Report) to Invesco US Small Cap Value A.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Stafford, Jr., William H.

Date of Report 05/09/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

s/William Stafford

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E, Washington, D.C. 20544

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