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1/2011
Report Required by the Ethics in Go ~ernm en t Act of 1978 (5 U.S.C. app..~.~ IOI-I I D
I. Person Reporting (last name, first, middle initial) Stafford, Jr., William H.
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
5b. [] Amended Report 7. Chambers or Office Address US Courthouse I 11 North Adams Street Tallahassee, FL 32301-7717 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance aith applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
DATE
2. 3. 4.
B. Spouses Non-Investment Income - If .t,ou were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
1. 2. 3. 4.
SOURCE
The Florida Bar
DATES
06/23/2010 to 06/25/2010
LOCATION
Boca Raton, FL
PURPOSE
Activity of professional assoc or civic org. Privately funded by The Florida Bar Non-FJC educational seminar or program.
2.
09/23/2010 to 09/26/2010
Alexandria, VA
3. 4. 5.
V. G I F T S. Ctnc/udes ,nose to ,~o~e ona dependent children: see plx 28-3 ! of filing instructlonx)
NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ttnctude, ~hose oyspo,se ond dependent children; see pp. 32-33 oyfiling instractionx) NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income. ,alu,. transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (2) t (t) [ Amount Type (e.g_, div., rent, ! Code I (A-H) or int.) Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during repotling period O) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm!dcl~ Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
I.
2.
A
E
Dividend
Int./Div.
J
N
W
T T T T
- Morgan Stanley Bank Deposit Program (money market) - Ares Capital Corp. common - AT&T Inc common 6. 7. 8. 9. 10. 11. 12.
13. 14. 15.
A B B C A A 13 A
J K K K 3
Sold (pata)
04/05/10
- Blackrock Glbl Opp Eq Trst (closed end fund) - Cohen & Steers Select Utility Fund (closed end fund) - DWS Dreman Value Inc Edge Fund (closed end fund) - Nuveen 1NSD Qual Muni Fund (closed end fund) - Toyota Motor CP ADR common - Lehman Bros HLDG (preferred stock) - GMAC 8.000% (corporate bond) - JPMCHASE Capital XVI (fixed-rate capital security) - Unit Claymore Secs Closed-End Equity & Inc Ser (unit trst) - NVIDIA common - S&P 500 Index Fund (ETF)
T T Sold 09/13/10 J A
T Sold
09/13/10 J A
J K K Redeemed
10/18/10
B B B
16.
17.
Dividend Dividend
J Sold (part)
12/03/10 J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 . $50.0(KI.0OO Q =Appraisal U -Book Value
B $1,001 - $2.500 G -$100.001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 . $1.009.000 R -Cost IRcal Estate Only) V =O~her
C =$2.501 - $5.000 III =$1.000,001 - $5.000.000 L ~$50,001 - SI00.000 PI =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S =Ass~s.sment W Estimated
D =$5.001 - $15.000 112 =More than $5.000.000 M =$10~.001 , $250.000 12 -$5.000.001 - $25.000.000 T -Cxsh Mark~
E =$15.001- $50.000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructlon~)
[~] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repoaing period i (I) (2) i Amount i Code I ! (A-It) Type (e.g., div., rent, or int.) Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
(Q-W)
18.
19.
A
A
Dividend
Dividend
J J J J Sold 06/29/10 J A
T
- Duke Energy common - General Electric common o Goodyear Tire & Rubber common
- Johnson & Johnson common
A A
Dividend
24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
- Spectra Energy common - Tanger Factory common -TYCO Electronics common -TYCO Intl common - WalMart common - Wells Fargo & Co. common - Emerging Mkts Domeslic Debt (closed end fund) - iShares JPMorgan Emerging Mkt Bond (ETF) - Pfizer common - Virtus Multi-Sector ST Bond Fund (mutual fund) IRAs- (Aggregate Ownership)
A A A A A A A A A A C
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend lnt./Div. Dividend
J J J J J J J J J J M
Donated (part)
I. Income Gain Codes: (See Columns B I and D4 ) 2. Val ue Cod~ tSce Columns CI and 03) 3. Value Method Codes (See Column C2I
A $1,000 or less F =$50.001 - $ 100,000 J = $15.000 o~ less N =$250.001 - $500.000 P3 =$25,000.001 - $50,0~).000 Q =Appraisal U =Book Value
B -$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K = $15.001 - $50.000 O -$500.0OI - $1.000,000 R =Cos! tRcal kstalc Only) V =Other
C =$2,501 - $5,000 I I I =$ 1,000.001 - $5,000.000 L =$ 50.001 - $ 100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.090.000 S =Asscssn~cnt W -Estimated
D =$5,001 - $15,000 112 =More than $5,000.000 M = $ 100.001 - $250,(]00 P2 =$5.000.001 - $25,000.000 T =Cash Market
E =$15.001 - $50.000
V II. INV EST MENTS and T RU STS - income, ,alue, ~o~a.io~ anel~des ,hose o/spo~so and depend.n, children; see plx 34-60 of filing instructions;)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Typ~ (e.g., Code I div., rent, (A-If) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm!dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49.
- Morgan Stanley Bank Deposit Program (money market) - Templeton Developing Markets A (mutual fund) - P1MCO Total Return A (mutual fund) - Allianz NFJ Small Cap Value A (mutual fund) - T Rowe Price Eq Inc (mutual fund) Sold (paa) Sold (pan) - Blackrock Intermediate Bond (mutual fund) - Virtus Multi-Sector Short Term Bond Fund (mutual fund) - Legg Mason Partners Global Hi Yld Bond A (mutual fund) - Allianz CCM Mid-Cap A (mutual fund) - Columbia Marsico Growth A (mutual fund) - Inveseo US Small Cap Value A (mutual fund) - Allianz NFJ INTL Value A (mutual fund) - Lazard Emerging Markets Fund (mutual fund) - Managers Cadence Mid Cap A (mutual fund) Sold (part) Buy Buy 09/13/10 11/19/10 10/15/10 J J
J
Sold
11/19/10
10/15/10 04/16/10
J J
Sold (pan)
09/13/10
01/22/10 10/15/10
J J
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columr,s CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J :$15.000 or I,ss N =$250.001 - $500.000 P3 =$25.000.0OI - $50.090.000 Q =Appraisal U = Bo~k Value
B -$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O -$500.001 - $1.000.000 R =Cost (Real Eslate Only) V =Other
C =$2,501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.0~1 P4 =More than $50.0(39.000 S ~Assessmcnt W =Estimated
D =$5.001 ;12 =More lhan $5.000.00~ M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T ::42ash Markc~
E =$15.001 - $50.000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
s/William Stafford
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E, Washington, D.C. 20544