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Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address Chambers 1886 219 South Dearborn Street Chicago, Illinois 60604-1706
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where yoa have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Nordber.cl, John A.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers l~on-lnvestment Income
~ NONE(No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)
2. 3. 4.
B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
I. 2. 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. aneludcs ,hose ,o spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those alspouse and dependent children; see pp. 32-33 of filing instructions.)
~
1. 2. 3. 4. 5.
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Ao Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period Gross value at end of reporting pedod Transactions during reporting period
(i)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3
O)
Type (e.g., buy, sell, redemption)
(2)
(3)
(4)
Gain Code 1 (A-H)
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
Mylan Labs, Inc. C.S. None
L N K J J L J L J K K K M N M N J
Valspar Corp.
C.S.
Dividend
None
Dividend
None
Dividend
Distribution
Nicholas II M.F.
Distribution
Distribution
Distribution
Distribution
None
Distribution
Dividend
Distribution
Distribution
None
1. Income Gain Codes: (See Columns B ! and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes {See Column C2)
A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - i.come, volue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date mm/dd/yy (3) (4) Value Gain Code 2 I Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30.
U.S. BancorpC.S. Gabelli Global Telecomm. F. Trust #1 - See VIII ComCast Corp. New Class A C.S. Wells Fargo Co.. Wells Fargo Common Stock Mutual Fund Pfizer Corp..C.S. Charles Schwab M.M.F. Janus OverseasM.F. Paychex C.S. General Dynamics AT&T Corp. Western Union Co.
A A C A A
Dividend Distribution
Royalty
K K
J
T T
W
J K L J J K K K K J
T T T T T T T T T T
A A A A A C A
31. I ~i Investments 32. 33. 34. AT&T Corp. DeVrylnc. C.S. B A Dividend Dividend Dividend K J J T T T
I. lncome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,001 . $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B ~$1,001 - $2,500 G =$100,001 - $I,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R ~Cost (Real Estate Only) V ~Other
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000,001 - $ 5,000,000 P4 -More than $50,000,000 S :Assessment W =Estimated
D=$5,001 - $15,000 H2 =Morethan $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct
E =$15,001- $50,000
I
(2)
VII. INVES TMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) Amount Code l (A-H) Type (e.g., div., rent, or int.) Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (.g., buy, sell, redemption) (2) (3) (4) Gain Code l (A-H) Transactions during reporting period
(5)
Identity of buyer/seller (if private transaction)
Diamond Hill Finl Trends Johnson & Johnson C.S. Kilroy l~ealty C.S. Eli Lilly & Co. C.S. M.G.I.C.C.S. C A B
J L K J J J
40.. Mylan Labs 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. Sprint NextelCorp. Windstream C.S. Columbia Acorn Intl F. Evergreen M.M. Trust Nicholas F. Berkshire Hathaway Cl.B M&I Bank Baird M.M.F. A A A A A Northern Trust C.S. Paychex Inc. C.S. A A
J J
Dividend Dividend
J J
J J
J J K J M J J
T T T T T T T Sold (part)
07/27/I 0
I. Income Gain Co&s: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F ~$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50.000 O =$500.001 - $1.000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S -Asscssmcnt W =Estimated
D =$5,001 - $15.000 H2 -More than $5~000,000 M =$100,001 - $250,000 P2 =$5,000,~01 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Type (e.g., buy, sell, redemption) Transactions during reporting period
(5)
Identity of buyer/seller (if private transaction)
(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Eaton Vance Corp. Fastenal Company Fiserv Inc. Markel Corp. Sigma Aldrich Corp. Chevron Corp. C.S. Intersections Inc. A A A A Dividend Dividend .
None J T
Charles Schwab M.M.F. Chase Bank Checking Fidelity Div. Growth IRA Gabelli Global Telecom M.F. Wells Fargo Co. Wells Fargo Common Stock Mutual Fund Eli Lilly & Co.
A A D A B A A
J J L J L L J
T T T T T T T
Buy 03/12/10 J
Sold (part) Brown-Forman Corp CI. B A Dividend Sold (part) Sold T Sold
J J J
(part)
Sold
07/27/10 J
04/13/10 J
J J J
T T T
J J J J
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Mclhod Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 -$25.000,001 - $50,0p0,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500.001 - $ 1,000,000 R =Cosl (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P I -$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001- $15,000 H2 -More ~an $5,000,000 M=$100,001 -$250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, valae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (t) (2) Value COde 2 (J~P) Value Method Code 3 (Q -W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) Date Value mrrddd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)
69.
70. 71. 72. 73.
Dividend
None
SPDR Gold Trust Gold Shares
None None
74. Cisco Systems Inc. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Microsoft Corp Oracle Pepsico Inc. Pfizer Inc. Procter& Gamble Co Quidel Corp
A A A A
07/27/10 ll/ll/10 i 07/27/10 09/03/10 08/19/10 08/19/10 08119/10 07127/10 08/19/10 ~ 04/09/10 07/27/10 10/13/10
J J J J J J J J J J J J
IntegrysEnergy Group
Dividend
J J J J J J
T T T T T T
Sold (part) Sold (part) Sold (part) Sold (part) Sold (part) Buy (addl) Sold (part) Buy (addl)
1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less =$50,001 - $ 100,000 =$15,000 or less =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001- $2,500 G =$100,001- $1.000,000 K =$15,001 -$50,000 0=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Other
C =$2.501- $5,000 HI =$1,000,001- $5,000,000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =Morethan $50,000,000 S =Assessment W=Estimated
D =$5,001- $15,000 H2 -Morc thaa $5,000,000 M=$100,001 -$250,000 P2 =$5,000,001 -$25,000,000 T =Cash Market
E =$15,001- $50,000
VII. INVESTMENTS and TRU STS - income, vat.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Gross value at end of reporting period (1) (2) (I) (2) (3) Transactions during reporting period
(4)
(Q-W)
86. 87. 88. 89. 90. 91. 92. Exelon Corp. FirstEnergy Corp. None None J J T T Wal-Mart Stores Inc. Abbott Laboratories Baird Core Plus Bond A Distribution A C Dividend Dividend T Sold Sold (part) Buy (addl) Buy (addl) Sold Buy Buy 03/12/10 J 08119/10 07128/10 08/19/10 10128110 12/15/10 12115110 J L K M J J
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1,000 orlcss F =$50,001 -$100,000 J =$15,000 orlcss N =$250,001- $500,000 P3 =$25,000,001 - $50,000,000 Q=Appraisal U =Book Value
B =$1,001- $2,500 G=$100,001 - $1,000,000 K=$15,001- $50,000 O=$500,001- $1,000,000 R =Cost(Real Estate Only) V =Other
C =$2,501- $5,000 H 1 =$1,000,001- $5,000,000 L =$50,001- $100,000 PI =$1,000,001- $5,000,000 P4 =Mo~ than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,~01 - $25,000,000 T =Cash Market
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544