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!.::;: ;-:~0"1~ . :

FINANCIAL DISC LOSU RE RI". PORT

FOR CALENDAR YEAR 2009
2. Court or Or~anL!~tion DISTRICT COURT - CENTRAL DISTRI~ OF CALIFORNIA 5a. Rcporl T)pe chcck a pprop~iatc t)pc~ ~ Nor~inazion. ~ Im,:ai L)~c ~ Annua~

OIPV
~b, ~ Amendcd RcD:a

Report Requi,e,t b), the l-;thics

~. Government Act of l978

I. Person Reporting Hast name. first, mid01e !n[fial) CAGEY, CO.MAC J. 4. Title {A~icle IH judges indicate acuvc or senior staais; magis~t judges indicat~ full- or pa~-I~mc) U.S. DISTRICT JUDGE- .ACTIVE

3. Date of Reporl 04/26t2010 6. Rtportin~ Period 01/01/2009 ,o 12/3 I/2~09

~ Final

7. Chambers or O[fice Address RO~ALO ~AGAN FE~E~L ~UIL~I~ 411 WEST FOURTH STREET SANFA A~A, CAlIFOrnIA 927~1-~516

8. ~)~ II~e ba~i~ of O~c Info~ ma~i,m oa~alned in Ibis R~port and any wi~h app[icable law~ a~ld regulatio~s. R~ iewing Officer I)atr

t IMPOB TA NT NO TES: The inxlrucflons accompanying this form mu~r be~fl!owed. Complete all parrs,
checking the YONE box ~r each part where you have no reportable b(lbrmation. Sign on last page.

I. POSITIONS. rR~m,;,~,
[~ NONE (No reportable positions.)

POSITION
I. Deans Council Chupman Lav~

~_..~__~ FQ_E__Q_~G AN I ZA T10 N/E NTITY

F-

--~

II. AGREEMENTS. C~p,,r,i,,~ individual on~v; ,ee lip. 14-16 vffiling i ........ ti,,ns.)
NONE (No reportc~ble PART1ES AND T~MS
I.

Carney, Cormac J.

FINANCIAL DISCLOSURE REPORT Page 2 of ! 0

N ...... fP~rson Rcporlin,.,

C,U~N~V. caRdiAC a.

III. NON-INVESTMENT INCOME. m,p,,,~,,~,~i~i,~,,~,,~.w ..........

A. Filers Non-Investment Income NONE (No reportable non-investment income.)

~. ~:.:~,u~,,~i

DATE

SOURCE AND TYPE

(yours, nol spouses)

2. 3.
4.

B. Spouses Noll-lllvestllleflt l~come - if yo~ were marrird dtring any portion of t,~e reporting )ear, complete this aection.
(Dollar ammmt not re~uired ta<ept f!~r ~morarL~ )

~
I.
2.

NONE (~k reportable non-investment income.)

DATE

SODNCE A~) ~PE

3.
4.

IV. REIMBURSE MENTS -NONE (No re/)ortable rei~r:bu~ements.)

~
i.

DATES

LOCATION

P~OSE

~TEMS PAID OR PRODDED

3.
4.

5.

VI. LIAB ILITIES. n,,,.t,~e~ ,~, .... ~[.,p ...... d dependent cltildre~;.tee pp. ;2-33 ,~ffiling i..structi,,ns.)
NONE 6~o reporzable liabilities,) CREDITOR
I.

DESC~_JPTION

VALUE q:ODE

2. 3.

5.

FINANCIAL DISCLOSURE REPORT

x~,n~or~ ..... Repor,i,,g

[ DateofReport

Page 4 of 1 0

caR~xrv, coa~~.~c a.

I
Ttansacrioos dur(ng reporling period l)~c (e g..
btq, sol{.

04..26._,o~0

NONE (No reportable income, assets, or transactic)ns.) Description of Assets 6ncluding ~sl assets) PhKe "(Xf after each as~ct exempt ~om prior d~scl~surc Income during rc~ing period Amount Code I . (A-HI Type tog, div., rent, orinlJ Gross value at end of reposing pcrlod Value Code 2 (J-P) ~ Value Method (ode3

Date

Value ; Ga(n t (JP) [ IAII}

rcdcmpmml

; mm(l~yy : C~dc 2 ~ Code I

ldcn{~ty of buyer;seller (ifpn~ate tlan~aclion)

1. ~ 3. 4. 5. 6. 7. 8. 9. 10. 1. 12. 13. 14. 15. 16. 17.

Wells Fargo Bank Accounls Wells Fargo Bank Accoum Wells Fargo CD Home Savings CD IX) Home Savings Accounts (X) V~ard Wellington Fund (X~ Vanguard Health Care Fund (X) Janus Twen~ Fund Columbia Slragetic Investor Fund Janus Global Technokmy AMGN MSCC American CentuD - Ultra Coun"ty Deferre,i"Comp. Plan- Stable Value l IRA Brokerage -Schwab Total Bond Fund - SWLBX -Schwab Money Market Fund { i

A A B A A A A

Int.iDiv. Dividend Inl./Div. Interest Interest Interest Interest None

K J K K K ~ J K J J

T T T T

T T T T T Sokl 09/28,09 t)928;09

Dividend None Nunc None !

1
K T

Sold

.4. A D

Dividend ! Dividend Dividend I

FINANCIAL DISCLOSURE REPORT Page 5 of l 0

x ....... ......R~.pu, fi,,g fPe

Dalteofl.~ept~rt

cm~t:v, COR.\IAC J.

04/26/2010

V1 I. INVE STM ENTS a n d TR U STS .. i~,, ......... ~ ........... ,~,,,~ (Includes tho,e of ~p ......... d dependent children; *ee lt. 34-60 of filing, inttructi,,n~)
~
.

NONE (~Vo reportable ittcome, assets, or transaction..)

Description of Assets (including Imsl assets) . Place "IX)" at]or each ~scl exempt from pri~>r d~s,iosure bmome during reporting period (2~ (~l Amaunt ; -f,~c fe~. Cod: I d~v., rm~t. (A H) or mL) Gro,~ v~luc ~t c,d of reFo~ing period ............... (1~ %aluc Code 2 (J-P~ ~) Vak.~ Mcthc.d Code 3 (Q W) ~I T~c (c~.. Buy. sell. redcmp ~ ) T~ns~ct~ons ~ring repomng , (2) ~ 13} ~ (4) Date ~ Value [ Gain m~vdd~)y i Code 2 Code l {1 Pl ~ (A-ID ~ !

"

(if private transac6on)

18. 19.

-AMAT -CSCO

Sold

09/28/09 09/28.09

J J

A A

Sold

50. -cosy
21. 22. ~ 23. -ELN -Clipper Fund CFIMX -HD Sold ]09,28/09 J A

26. 27.

BRKB TGT

No~c

~ ~

Buy Buy

03/~/09 03/0~/09

J J

Norm

29. 30. 31. 32. 33. 34.

-Meridian Gro~th Fund MERDX -Schwab 1000 Index Fund - SNXSX -Schwab Iml Index Eund - SX~INX -Tweed) Browne Global Value kund -

~ ! ~ ~ ~

j ~

-Vanward Smalt Cap Index Fund- NAESX ~ 40 l(k) ~ None ;. K

-1

HNANC1AL DISCLOSURE REPORT

Page

[ CaR,XEV. CO~C

VII. INVESTMENTS and TRUSTS - i ........... ~,,~, t ...... tiOns" (Includes" those of ,~ ....... d dependent children; see pp. 3d-60 o/fiting insm, c,ions.)
NONE (Ato reportab[e income, assets, or transactions.) Description orAssets (~ncluding trust assets) Place "~X)" after each asset exempt from wi6r disch:.mrc B. Income duri,g reporting period Amount Code I (VH) Type (e.g. di~., rent, er int.) C, ~ Gross value a~ end] of zcponi~g period Vah:e Code 2 (J-P) Value Method Code 3 ~Q-W) q~e (c g, buy, sell, redemption) D. Transactions duriog re~ming period

~ Date ~ Value r (;~in a u vy Code 2 : C~e I (J-P) IA-II)

[denti~ of buyerI~eH~r (if private ~anszction)

35. 36. 37. 38. 39. 40. 41. 42. [a3. ~.

-Dav~s NY Venture- NYV~ -Fidelity Advisor Freedora 2020- FDTFN Brokerage Account -American Fund.,;- Balanced -Capital Income Bhlr FD - CIBCX -American Funds Growth fund -Van Kampen Equity Small Caps -Washinglcm Mutual [n,,cstors FundWSHCX -American Funds New Pvrspectivc Fund -~tnam CA Tax [~xcmpl Income ~D- CLC~ A A A A Dividend Dividend Dividend None Dividend J J K T T T

47. 4S.
49.

-Franklin Rising Dividends - FRDFX -Allian7 NFJ Small Cap PCVCX

:1

CkVGcxCapita] WorI8 GFo,~qh &

50. 1.

-Pimco Total Return - PTTCX -Amer Balanced Fund- BALCX

FINANCIAL DISCLOSURE ~REPORT Page 7 of ] 0 VII. ~VESTMENTS an d TRUSTS .- ~,,,. .......

! ~ .......tP ....... R~.po,-ti.~

Cm~N~.\, CORMAC J,

04~6/201 ~

~,,~. t ...... tion~ (lnch,le~ th ...... t~P ........... d del, endent ,hildre,: ~ee pp. 34-60 ,filing imtruc,ionsO

~ NONE (~.~ reportable income, as,setx, or transactio,s.) Description of As~ts (including trust assen.) . Place "(XY al~cr each as~cl exempt from prior disdosurc Gross value at end ~ of rcpoalng period Val~c Code 2 Value Method (Q-W) 52. 53. ~ 54. 55. 56. 57. 58. 59. 60. i61. -VK Global Franchise Fund - VGFCX 529 Savings Pkm #1 -AmeNcan Funds - Growth Fund -American Funds - New Perspective Fund -Wash~gton Mutual ~nvestors Func -Ame6cau Funds - Capital Income l~uildcr -Amebean Funds- Balanced Fund -~nerican Funds- Bond Fund 529 Savings Plan #2 -American Fun~- Growth Fund -American Funds - New PerspectNe F~nd I 62. ~63. -Washington Malual Investors Fune -American Fund.; - Capital Income Builder 5. -~efican Fuads - Batanced ~u~d J [ ~ [ [ [ .r 7~ B ,[ ~ Dividend ] ,~" ~ K "] T , ~ l -" [ - i ~ I ~ ] A ~ ~ Dividen~ Sold 12/07,09 K B l )~c ft. g., buy. sell.

Income during rcportin~ perked Amount . Code ] Type ~c.g.. div.. rent.

l~nsactioas during ~.pming

Date Value ~mmidd.yy Code 2 Code I i

buyer!seller

~
~ ~ ~ ~ "

529 Savings Plan #3 -American gunds - Growt~ FuM

~ ~ividend ~

: ~

K~T~

FINANCIAL DISCLOSURE ILEPORT

Page 8 of 1 0 ] CARNEY, CORMAC J. VII. INVESTMENTS and TRUSTS .- i,,,. ........ ~, ............ .,io,., tlacludes ,h .....
NONE (No reportable income, assets, or ozmsactions.) Description of Assets (including trust assets) Place "(X)" ~fier each a~sct exempt from prior dischxmrc Income ducieg reporting ~fiod ~) (2) A mr~:mt T~pc (e.g., Code I div. rc~. (A-II) ~r inr~ Gross vatuc at end of rcpomng period 0~ ~ ~2~ Vahm : Vahw Code 2 ~ Method (J-P) Code 3 /~n.~actions during repoaing period ~) ~ I T)TC (eE . buy, sell redcmpl[un) (~) O) (0 ,, Dale Valt~c Gain mn~dtFyy Code 2 Cede I (J-P) -(5) Identity of buycrZseller
,f .*p ......... depenaent children; ,eel,p. 34.60 of filing d

04.Q612010

69. 70. 71. 72. ~ 73. 74. 75. 76. 77. 78.

-American Funds - New Perspective Fund -Washington Mutual Investors Fund -American Funds - Capital Income Builder -American Funds - BaLmced Fund -American Fnnds - Bond Fund Variable Life Insurance -NW Mutual- Mid Ca Gcth S~eck -NW Mutual C-rowth Stock Fund -NW P, dutunl hide.\: 400 Slock Fund -NW Mutual Small Cap Growth Stock Fund

:,9 -R,,.+.+e, Noo+~.:S F~.,~

80 -Russell Real Estate Securities Fund

82.

-Domestic Eqnity (formerly NW Mu Cap Guard Dome Eq Fund)

FINANCIAL DISCLOSURE REPORT

.~ ......fP .......Rep,,rfiug

I)a,eofRepor~

Page 9 of 1 0

CARNEY, CORMAC J.

04/26/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

1. Part VII: Items 5.6, and 7 were inherited.

Page 1 0 of 1 0 IX. CERTIFICATION.

CAI~_~EV. CORMAC J.

04/26,2010

I certify that all inforn~alion given above (including informatiun pertaining to my spouse aud minor uc dependent children, if any) is accurate, ~ue, and co nplete to the best of my knowledge and belief, and H~at an~ information nv~ ceporled was ~ithhehl because It met applicable statutu~, pro~fsions permitting non~isclosure. " I/u~her certify that earned income frnm outshte employment and honoraria and the acceptauce of gifts which have been repnr/cd are in compliance with the provisions of 5 U.S.C. app. ~ 501 el. seq., 5 I~.S.C. ~ 7353, and Judicial (onference regulations.

Slguati

NOTE: ANY INDIVIDUAL WtlO KNOWINGLY AND VILFULI.Y F:\I,SI! AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

"TO CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosurc Administrative Office of the United States Courts Suite 2-30 l One Columbtts Circle. N.E. Washington, D.C. 20544