U.S.

Securities and Exchange Commission

XBRL Software Engine and Associated Services

Solicitation Number: SECHQ1-08-C-8210-0002 Agency: Securities and Exchange Commission

Systems Documentation

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Table of Contents
Introduction.................................................................................................................................................3 High Level Process Flow and System Architecture...........................................................................................4 High Level Processing Components................................................................................................................7 Dispatcher................................................................................................................................................9 Report Builder........................................................................................................................................11 R Files..............................................................................................................................................13 Rule-Based Engine...............................................................................................................................14 Logging...............................................................................................................................................17 Appendix A. R File Example ....................................................................................................................20 Appendix B. Rendering Engine Rules ..........................................................................................................23 Appendix C. Error Messages......................................................................................................................26

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Introduction
For the past several years, the U.S. Securities and Exchange Commission (SEC or Commission) has been evaluating the use of interactive data as a tool to improve the timeliness and accessibility of information contained in filings with the Commission under federal securities laws. In 2005, the SEC introduced the XBRL Voluntary Filing Program (VFP) to encourage companies to furnish unofficial financial statements and other reports using Extensible Business Reporting Language (XBRL). Building on experiences with the VFP, the Commission has deployed software tools on its Web site to (1) allow public users to view rendered versions of disseminated EDGAR XBRL documents that contain Exhibit 101 attachments; (2) allow EDGAR users to preview rendered versions of XBRL documents prior to live submission to EDGAR. Common to these viewing tools is a rendering engine whose function is to generate a human-readable document from raw XBRL content. This paper is an overview of the rendering engine software. It provides some design and implementation details for a technical audience who may decide to take advantage of the open source license and incorporate the SECs rendering engine into their own XBRL applications. Those who do so must note that the rendering engine software is subject to design and implementation changes. Subsequent versions of this document will reflect these changes as appropriate and as needed. Currently, the rendering engine is based on the following technologies: Microsoft .NET 2.0 application programming model; Windows Server 2003 operating system; Visual Studio 2005 development tool; C# programming language; and NxBRE 3.1.0 open source rule engine.

High Level Process Flow and System Architecture gives an overview of the rendering engine and the web applications that it services; High Level Processing Components gives an overview of the three services of the rendering engine (ReportDispatcher, ReportBuilderPreview, and ReportBuilderSEC); Dispatcher and Report Builder give some implementation details for these two components of the rendering engine; Rule-Based Engine discuss the major functional areas of ReportBuilder; and Logging briefly discusses the rendering engine utility to record events of interest. The appendices provide additional information: Appendix A gives an example of an R file; Appendix B lists the rendering rules implemented by the ReportBuilder and the contents of the master rule configuration file; and Appendix C lists the rendering engine error messages.

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High Level Process Flow and System Architecture

The rendering engine is a backend process that synthesizes information from raw XBRL documents to generate meaningful human-friendly displays of information that are accessible to the public by the Viewer and Pre-viewer applications on the SEC website (see Figure 1). The rendering engine also generates an Excel workbook (2003 format) version of the same information.

Figure 1 Conceptual Diagram of XBRL Viewing and Previewing Capabilities

The process flow for the Viewer (see Figure 2) starts when an EDGAR submission is disseminated to the SEC website. If the submission contains Exhibit 101 attachments (XBRL company instance and extension files), the rendering engine transforms the raw XBRL to an XML representation (also called R or report files). When a user on the SEC website requests to view a disseminated EDGAR XBRL
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filing, the XBRL Web Server accesses the R files of the requested filing, applies a stylesheet to it and displays the rendered results in the Viewer. The Pre-Viewer differs from the Viewer in that the raw XBRL document submitted by the user is not an EDGAR submission, the resulting R files are not stored on the SEC website for more than a day, and the rendered results can only be previewed by the submitter of the XBRL document.

Figure 2 System Integration Diagram

The rendering engine was designed to have a scalable services-oriented architecture. It consists of two processing components; a dispatcher and a builder. The dispatcher monitors the builder; the builder performs the work. Although each installation of the rendering engine has only one dispatcher, it can be configured for multiple builders (see Figure 3). When a builder starts, it registers
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itself with the dispatcher using Microsoft .NET Remoting technology. This allows the dispatcher to communicate with the builders regardless of physical location as long as the servers upon which they reside are connected by a network. This gives the rendering engine a scalable architecture that is capable of accommodating future growth needs.

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Figure 3 Rendering Engine Components

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High Level Processing Components

The current SEC installation has a preconfigured dispatcher, ReportDispatcher, and two preconfigured builders; ReportBuilderSEC to process disseminated filings; and ReportBuilderPreview to process filings submitted through the Pre-Viewer. When the StartServices batch file is run by the SYSTEM user account, three Windows Services are started; ReportDispatcher, ReportBuilderPreview, and ReportBuilderSEC (see Figure 4).

Figure 4 Task Manager

ReportDispatcher monitors the two builders (Figure 5). The two builders, ReportBuilderSEC and ReportBuilderPreview, monitor their respective directory locations for documents to process. If documents are present, one or more threads are invoked to generate XML R files, package them in zipped format, and deposit them in a directory location known to the XBRL Web Server. Upon receiving a request from the Viewer or Pre-Viewer to view a document, the XBRL Web Server applies a stylesheet to the R files of the requested document then displays the resulting HTML on the SEC website.

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Figure 5 Process Flow Diagram

The dispatcher is the first service started and last to shutdown. If the hosting server is rebooted, the dispatcher will restart automatically, but the builders would need to be restarted manually (remote builder services must first be shutdown before being restarted). If a service shutdown command is received by a builder in the middle of processing files, the builder will delay shutting down until it completes processing. Each of the rendering engine Windows Services is installed in its own directory and can be configured separately.

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Dispatcher

The dispatcher is the central controller of the rendering engine. It maintains a list of available builders and their statuses by registering a builder when it starts and unregistering it when the builder shuts down. The dispatcher does not directly perform work to render XBRL documents. The dispatcher uses a configuration file (see Figure 6) to allow customization of port and server information through which the dispatcher communicates with its builder services. configuration properties are described in Figure 7. These

Figure 6 Example of Dispatcher Configuration (Aucent.XBRLReportBuilder.Dispatcher.exe.config)

Property PortNumber ServerKey EndPoint

Description Remoting property. Specify the port number used for communication. Remoting property. Specify the server name used for communication. Remoting property. Specify the endpoint server name used for communication.

Figure 7 Description ofConfiguration Items for Dispatcher

The dispatcher is a Windows Services program that is started by StartServices.bat. It is the first service started and the last to shutdown. When the StartServices batch file is executed, the Aucent.XBRLReportBuilder.Dispatcher.exe process starts by invoking the Main() method of the FilingDispatcherService class. The sole purpose of Main() is to provide the entry point to the dispatcher service by passing FilingDispatcherService as a parameter to the ServiceBase.Run ()
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method. The ServiceBase class, the base class for all Window Services developed with the .NET Framework, calls the OnStart() method in FilingDispatcherService to implement the startup code in FilingDispatcherManager.StartUp(). The dispatcher is now ready to receive requests from the builders.

Figure 8 High Level Dispatcher Class Diagram

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Report Builder

The report builder is the workhorse of the rendering engine. It begins by monitoring a directory location, as specified for FilingsFolder at a frequency determined by ProcessingFrequency in the builder configuration file (see Figures 9 and 10). If XBRL documents are found, they are added to a queue where a thread is invoked to process each document. The rendering engine parses the instance document and, through the discovery process, the company-extended and base taxonomies. An open source rule engine, NxBRE, then applies pre-defined SEC business rules to the parsed document to generate the R files. A version of the R file information is also generated for an Excel workbook where each report is stored in a separate worksheet tab.

Figure 9 Example of Builder Configuration File (Aucent.XBRLReportBuilder.Builder.exe.config)

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Property FilingsFolder ProcessingFolder ReportsFolder Processing Frequency MaxExtractionAttempts MaxBuilderThreads DispatcherURI PortNumber ServerKey EndPoint

Description Root directory location where ReportBuilder will periodically examine for filings to process. Root directory location where ReportBuilder will move the filings that are ready to be processed. Root directory location where ReportBuilder will place completed reports. Length of time in seconds the service will wait before checking FilingsFolder for new filings. The maximum number of times the ReportBuilder will attempt to extract the contents of a zip file before treating the file as invalid. The maximum number of threads that can be used to build reports at a given time. The # of threads should be configured based on the CPU setting. Specified the location of the dispatcher. For example: Tcp://dev6:9501/ReportDispatcherServer Remoting property. Specify the port number used for communication. Remoting property. Specify the server name used for communication. Remoting property. Specify the endpoint server name used for communication.

Figure 10 Description of Configuration Items for a Builder

A builder is a Windows Services program that is started by StartServices.bat. The current SEC implementation of the rendering engine starts two builders, ReportBuilderSEC and ReportBuilderPreview, after starting ReportBuilderDispatcher. When the StartServices batch file is executed, the Aucent.XBRLReportBuilder.Builder.exe process begins by invoking the Main() method of the ReportBuilderService class. The sole purpose of Main() is to provide the entry point to the builder service by passing the ReportBuilderService parameter to the ServiceBase.Run () method. The ServiceBase class, the base class for all Window Services developed with the .NET Framework, calls the OnStart() method in ReportBuilderService to implement the startup code in FilingProcessorManager.StartUp().

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Figure 11 High-Level Builder Class Diagram

A timer in FilingProcessorManager.StartUp() is set to periodically check for the presence of filings to process. If found, a builder thread in FilingProcessorManager.ProcessFilings() is used to perform the work of generating the R files and the Excel Workbook in ReportBuilder.BuildReports(). Since both the builder and the XBRL Web Server expect to receive files in zipped format, methods in ZipUtilities are used to uncompress files to be processed; and compress files generated by the builder.

R Files
R files are intermediate XML report files created by the rendering engine that contain synthesized information from an instance document, company-extended and base taxonomies, and SEC business rendering rules in order to provide a structure useful for both rendering and analysis. By applying a style sheet, the R files can be transformed to HTML-formatted reports, Excel reports or PDF reports (see Appendix A. R File Example).

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Rule-Based Engine
The rendering engine uses an open source rule-based engine, NxBRE, to control the application of SEC business rules to the processing of XBRL filings. Although NxBRE offers code for two different approaches; the Inference Engine and the Flow Engine, the builder service implements the Flow Engine because of its use of XML configuration files to control the process flow (see Figure 12). These configuration files are constructed using the rule language as defined in xBusinessRules.xsd and contain instructions for the execution of custom rule-based adapters.

Figure 12 Overview of NxBRE (Flow Engine)

During initialization, NxBRE processes a master XML configuration file, ReportBuilder.rul, to create a context that loads the rules. Each rule object is, in turn, defined by a separate configuration file that, at execution time, is retrieved, parsed, and its custom adapter invoked by the ObjectLookup.ExecuteRule() method. The advantage of implementing rules in this manner is the ability to change execution information in any of the rule object configuration files without having to recompile the source code to activate the change. Figures 13 and 14 show an example of how the CleanupFlowthroughColumns rule is declared in ReportBuilder.rul and how it is defined in the CleanupFlowthroughColumns.xml configuration file, respectively.

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Figure 13 Excerpt from ReportBuilder.rulFigure 11. Excerpt from ReportBuilder.rul

Figure 14 CleanupFlowthroughColumns Rule Configuration File

When the builder applies a particular rule (for example the CleanupFlowthroughColumns rule) it first checks to ensure that the rule has been enabled (Figures 15 and 16). Then a call to the ProcessRule method of the RulesRepository class is made with the rule name (for example the CLEAN_FLOWTHROUGH_COLUMNS_RULE) as a parameter. The NxBRE engine then retrieves the rule configuration file (for example, CleanupFlowthroughColumns.xml) and executes the appropriate custom adapter (for example, ReportBuilder.CleanupFlowthroughColumns()).

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Figure 15 Rule-Based Engine Process Flow Diagram

Figure 16 Integration of Report Builder and NxBRE

For a complete listing and description of the rules for the rendering engine, see Appendix B. Rendering Engine Rules. For additional information regarding NxBRE see http://nxbre.wiki.sourceforge.net/.

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Logging
The rendering engine uses the EventLog class provided with the Windows .NET Framework to provide a standard and centralized way to record application processing, status and exception events. This allows the dispatcher and builder services to write to the event log so that information can be viewed on a local or remote machine using the Windows Event Viewer (Figure 24).

Figure 17 Event Viewer

The Event Viewer can be used by the system administrator to customize events logs, such as the size of the log and whether events are archived or overwritten. Figure 25 shows the properties of the ReportBuilder event log.

Figure 18 Windows Event Viewer

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The types of events that can be logged for the rendering engine are as follows:
Type Dispatcher starts Builder starts Dispatcher ends Builder ends Builder register with dispatcher Dispatcher found filings and initiated the processing with a builder Builder starts the processing Builder completes the processing
Figure 19 Event Types

Description Log the start date/time Log the start data/time Log the end date/time Log the end date time Log the registration date/time Log the date/time the process starts and the builder thats responsible for the processing Log the date/time the process starts and the number of files received and the number of threads used to process the batch Log the date/time the process ends and the number of filings processed

A typical sequence of events for the builder service is as follows: XBRL Builder 01 is starting. XBRL Builder 01 found new filings, preparing the system for processing. Start processing 5 filings in XBRL Builder 01 XBRL Builder 01 has finished processing. 5 of 5 filings were completed successfully.

Each of the rendering engine services (dispatcher and builders) use the LogManager utility to interface with the EventLog class (Figure 27). LogManager calls the LogSection class to obtain the log and source names from each services configuration file: From Aucent.ReportBuilder.Dispatcher.exe.config: <LogSection logName="ReportBuilder" sourceName="Dispatcher" exclude="None" /> From Aucent.ReportBuilder.Builder.exe.config: <LogSection logName="ReportBuilder" sourceName="ReportProcessor" exclude="None" /> Default settings in the configuration files for both SECBuilder and PreviewBuilder have both the services writing to the same ReportBuilder log with log entries identified as ReportProcessor. These of course can be changed in order to distinguish between entries for SECBuilder and PreviewBuilder, as follows:

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Aucent.ReportBuilder.Builder.exe.config for SECBuilder: <LogSection logName="ReportBuilder" sourceName="SECBuilder" exclude="None" /> Aucent.ReportBuilder.Builder.exe.config for PreviewBuilder: <LogSection logName="ReportBuilder" sourceName="PreviewBuilder" exclude="None" />

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Figure 20 LogManager

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Appendix A. R File Example

The following is an example of an R file:
(1) Header
<Version>1.0.0.3</Version> <hasSegments>false</hasSegments > <ReportName>Statement of Income (Excluding Gross Margin Alternative) (Scenario, Unaudited [Member], USD $)</ReportName> <RoundingOption>In Millions, except Per Share data </RoundingOption>

(2) Columns
<Column> <LabelColumn>false</LabelColumn> <Id>1</Id> - <Labels> <Label Id="1" Label="3 Months Ended" /> <Label Id="2" Label="August 24, 2008" /> </Labels> <CurrencySymbol>$</CurrencySymbol> <hasSegments>false</hasSegments > <hasScenarios>false</hasScenarios> <Segments /> <Scenarios /> - <Units> - <Unit> <UnitID>USD</UnitID> <UnitType>Standard</UnitType> - <StandardMeasure> <MeasureSchema>http://www.xbrl.org/2003/iso4217</MeasureSchema> <MeasureValue>USD</MeasureValue> <MeasureNamespace>iso4217</MeasureNamespace> </StandardMeasure> <Scale>0</Scale> </Unit> - <Unit> <UnitID>USDEPS</UnitID> <UnitType>Divide</UnitType> - <NumeratorMeasure> <MeasureSchema>http://www.xbrl.org/2003/iso4217</MeasureSchema> <MeasureValue>USD</MeasureValue> <MeasureNamespace>iso4217</MeasureNamespace> </NumeratorMeasure> - <DenominatorMeasure> <MeasureSchema>http://www.xbrl.org/2003/instance</MeasureSchema> <MeasureValue>shares</MeasureValue> <MeasureNamespace>xbrli</MeasureNamespace> </DenominatorMeasure> <Scale>0</Scale> </Unit> </Units> </Column>

(3) Rows
<Row> <Id>1</Id> <Label>Net sales</Label>

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<Level>2</Level> <ElementName>us-gaap_SalesRevenueGoodsNet</ElementName> <ElementPrefix >us-gaap</ElementPrefix> <IsBaseElement>true </IsBaseElement> <BalanceType>credit</BalanceType> <PeriodType>duration</PeriodType> <ElementDataType>monetary</ElementDataType> <ShortDefinition>No definition available.</ShortDefinition> <IsReportTitle>false</IsReportTitle> <IsSegmentTitle>false</IsSegmentTitle> <IsSubReportEnd>false</IsSubReportEnd> <IsCalendarTitle>false</IsCalendarTitle> <IsTuple>false</IsTuple> <IsAbstractGroupTitle>false</IsAbstractGroupTitle> <IsBeginningBalance>false</IsBeginningBalance> <IsEndingBalance>false</IsEndingBalance> <IsEPS>false</IsEPS> - <Cells> - <Cell> <Id>1</Id> <ShowCurrencySymbol>true </ShowCurrencySymbol> <IsNumeric>true </IsNumeric> <NumericAmount>3497300000</NumericAmount> <RoundedNumericAmount>3497.3</RoundedNumericAmount> <NonNumbericText /> <NonNumericTextHeader /> <FootnoteIndexer /> <hasSegments>false</hasSegments > <hasScenarios>false</hasScenarios> </Cell> - <Cell> <Id>2</Id> <ShowCurrencySymbol>true </ShowCurrencySymbol> <IsNumeric>true </IsNumeric> <NumericAmount>3072000000</NumericAmount> <RoundedNumericAmount>3072</RoundedNumericAmount> <NonNumbericText /> <NonNumericTextHeader /> <FootnoteIndexer /> <hasSegments>false</hasSegments > <hasScenarios>false</hasScenarios> </Cell> </Cells> <ElementDefenition>Aggregated revenue during the period from the sale of goods in the normal course of business, after deducting returns, allowances and discounts. </ElementDefenition> <ElementReferences>Reference 1: http://www.xbrl.org/2003/role/presentationRef -Publisher SEC -Name Regulation S-X (SX) -Number 210 -Section 03 -Paragraph (b) -Subparagraph 1 -Article 5</ElementReferences> <IsTotalLabel>false</IsTotalLabel> </Row>

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The following are the rendered results of the above R file once a stylesheet has been applied and the resulting HTML displayed in a browser:

Note: some of the information included in the R files are used to render additional information for each line item. In the above example, a java script was used to display the details (including definition, references and element metadata) when the user clicked on the label Net Sales.

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Appendix B. Rendering Engine Rules

Rule CleanupFlowthroughColumns Description Examines columns in each report to determine if they have "unique" elements. If all elements belong to another report, then the column is considered to be a "flow-through" and is removed from the report. CleanupFlowthroughReports Applies only to 2005 GAAP taxonomies. This rule examines a report for flow-through columns (columns that do not have any unique elements) and removes any that are found. ColumnHeaders Loops through all columns i n a Report to determine header labels using the formats in this rule. CurrencySymbol Examines rows in a report to determine if a currency symbol should be displayed. EquityStatement Parses an Equity Statement to determine the reporting periods used by the report and shifts the reporting periods to rows on the grid. This is repeated for the complete set of elements is for each reporting period. Segments head the columns. InstantAndDuration Parses the data in a Report to see if there are any Instant and Duration columns that contain the same end date and merge these columns into a single column to save space and improve readability. PreferredLang Parses the supported languages in the taxonomy looking for en-us. If found, it becomes the default language for the report. Otherwise the first supported language in the taxonomy is used. ProcessBeginningEndingBalance Compares each cell of the "Beginning Balance" row in the report and compares the "Period End Date" with other cells in the row. If the "Period End Date" is the same or one day before the "Period Start Date" of another cell, "shift" (copy) the balance to this cell. PromoteSharedLabels Parses the data in a Report to determine if there are segments, scenarios or currency codes that are shared by the entire report. If this is found to be the case, then these labels will be promoted from the column headers to the report header. Rounding Parses data in a Report to determine the level of rounding that should be applied to the data. In addition to determining the rounding level the rule also tries to determine if rounding should be applied to share data. Segments Parses data in a Report to determine if there is Segmented data that can be displayed in vertical format. Criteria for displaying data in vertical format are as follows: (1) All Consolidated and the reporting periods for covers each of the Segmented data sets. (2) The Report does not contain Consolidated data, but one of the Segmented data sets contains reporting periods that cover all of the reporting periods for the remaining Segmented data sets. TotalLabel Determines whether a row should be marked as TotalLabel row and its value therefore underlined. 23 | P a g e

Contents of ReportBuilder.rul Configuration File:

<?xml version="1.0"?> <ArrayOfRule xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xsd="http://www.w3.org/2001/XMLSchema"> <Rule> <FriendlyName>CleanupFlowthroughColumns</FriendlyName> <RuleFile>CleanupFlowthroughColumns.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>CleanupFlowThroughReports</FriendlyName> <RuleFile>CleanupFlowThroughReports.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>InstantAndDuration</FriendlyName> <RuleFile>InstantAndDuration.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>PreferredLang</FriendlyName> <RuleFile>PreferredLang.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>ProcessBeginningEndingBalance</FriendlyName> <RuleFile>ProcessBeginningEndingBalance.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>PromoteSharedLabels</FriendlyName> <RuleFile>PromoteSharedLabels.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>Rounding</FriendlyName> <RuleFile>Rounding.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>Segments</FriendlyName> <RuleFile>Segments.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>ColumnHeaders</FriendlyName> <RuleFile>ColumnHeaders.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>EquityStatement</FriendlyName> <RuleFile>EquityStatement.xml</RuleFile> <IsRequired>true</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>TotalLabel</FriendlyName> <RuleFile>TotalLabel.xml</RuleFile> <IsRequired>false</IsRequired>

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<Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>CurrencySymbol</FriendlyName> <RuleFile>CurrencySymbol.xml</RuleFile> <IsRequired>false</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>AbstractHeader</FriendlyName> <RuleFile>AbstractHeader.xml</RuleFile> <IsRequired>false</IsRequired> <Enabled>true</Enabled> </Rule> <Rule> <FriendlyName>GenerateExcelFile</FriendlyName> <RuleFile>GenerateExcelFile.xml</RuleFile> <IsRequired>false</IsRequired> <Enabled>true</Enabled> </Rule> </ArrayOfRule>

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Appendix C. Error Messages

Exception Description
1122 1123 1124 1125 1126 No schema file No label linkbase file No presentation linkbase file No instance doc Poorly formed instance doc Exception Produced Error output to text file: Cannot find taxonomy file for the filing. Error output to text file: Call to BuildReports failed for the filing. For example: Exception thrown in BuildReports: Namespace prefix xsd is not defined. Error output to text file: Call to BuildReports failed for the filing. For example: Exception thrown in BuildReports: Namespace prefix xsd is not defined. Error output to text file: Cannot find instance document for the filing. Error output to text file: Call to BuildReports failed for the filing. For example: Unable to load the instance document: Unexpected end of file has occurred. The following elements are not closed: usfr-pte:DeferredIncomeTaxes, xbrl.Line 1084, position1. Error output to text file: Cannot extract files for filing. The max number of retries has been reached, removing the zip file from the Filings folder. Error output to text file: Cannot extract files for filing. The max number of retries has been reached, removing the zip file from the Filings folder. Error output to text file: None. The files will just sit in the filing folder. Error output to text file: Call to BuildReports failed for the filing. For example: Unable to load the instance document: Index was outside the bounds of the array. Error output to text file: Cannot find instance document for filing. Error output to text file: None. However only the first filing will be rendered. The second one will be ignored. Error output to text file: Cannot find taxonomy file for filing. Error output to text file: Cannot find taxonomy file for filing.

1127 1128 1129 1130

Zip file contains one subfolder Zip file contains nested subfolders Filing is not zipped Instance doc does not contain the work context

1131 1132 1133 1134

Instance doc does not have a conforming Edgar name Filing has 2 instance docs both with taxonomies Filing has 2 instance docs only second one has taxonomy Filings has wrong taxonomy file

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