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in the future?
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From its purely economic common market origins the Community has
extraordinarily evolved into the world’s foremost environmental protection group. The
founders of the Treaty of Rome could never have foreseen the vast array of non-economic
aspects incorporated into the Community. There is no question it has evolved from its
base but the question is to quantification of extent. This essay will present the argument
that despite remarkable difficulties initially due to the absence of a formal legal base for
environmental matters the Community still attempted to protect the environment by legal
and political discourse. When such a base was given in the Single European Act (SEA)
the EC evolved at an exponential rate and each amendment since has further accelerated
the drive for effective environmental protection. It will go onto argue that despite the
ferocious legislation and policy emerging a residual economic lag is still present,
tempering effective protection which requires a delicate balance to be struck. Worse still
In the beginning….
In 1957 the Community was born with the six initial members signing the Treaty
of Rome creating the European Economic Community1 from its name one can tell the
genesis was solely economic. Indeed Article 3 of the treaty stated the primary aim was
the establishment of a ‘common market’ in which the factors of production could freely
and it is no surprise. Concerns at the time centred on the horrors of WWII and the utopia
manifested itself appreciably and economic growth was king. Despite the thick economic
hull some cracks do emerge in which an environmental widget could be driven through.
Article 2 while prescribing economic goals also calls for “the raising of the standard of
living and quality of life” among member states (MS). Wägengaur argues it shows the
“ambitions of the founding fathers went far beyond the establishment of a common
interpret the Preamble and Article 2 of the EEC Treaty as including economic concepts of
environmental pollution”3. Although actions taken had to relate to the primary objective
provision for the environment. As such Article 100 and to a lesser extent Article 235
formed the jurisdictional basis of environmental legislation early on. Article 100
authorises the Council to issue directives for the approximation of MS law hindering the
establishment of the common market and Article 235 is similar but gives authority to the
Council where the “Treaty has not provided the necessary powers” to attain common
market goals. It is the wide reading of Article 2 that enabled Articles-100 and 235 to be
used for incidental environmental goals despite the original intention of facilitating
Article 3 goals. Despite criticism4 the Council grasped the creative interpretation of The
stressed that these were incidental to the overreaching aim of minimising market
Wägengaur, (1990) ‘The Single Market Programme and the Protection of the Environment’, in
Environmental Protection and the Impact of European Community Law, p16. Cited in: Andrew Jordan
Environmental Policy in the European Union (London : Earthscan, 2002) p 16
3
Rechbinder and Steward (eds) (1985) Environmental Protection Policy, Volume 2: Integration Through
Law- Europe and the American Federal Experience, p21 cited in Jordan Op. Cit p16
4
distortions and prior to the SEA unanimity voting was required (as opposed to qualified
rules are a hindrance to the free movement of the factors of production due to disparities
adopted and so the genesis of Community environmental law can be traced to the late
60s. In 1967 a Directive5 was adopted for a uniform system of classification, labelling
exhaust systems of motor vehicles and another7 on limiting vehicle emissions and a 1972
Directive8 on vehicle emissions caused by diesel engines. These marked the first
Directives affecting the environment and all had their jurisdictional base in Article 100.
The first fifteen years shows there was no coherent basis for environmental legislation
and it was adopted in an ad hoc manor and reliant on Article 100 therefore incidental to
an economic objective. In total only nine Directives and one Regulation9 was adopted. In
its first fifteen years the EEC had made minute steps away from its economic base.
This period in the EEC’s history is perhaps the most remarkable for
environmental law because the Community still lacked a Treaty base and legally speaking
the situation was the same as in the first phase of our discussion but the results far
In 1972 the Summit Conference took place, the international community formally
recognised that the environment needed protection. As a result the Heads of States of MS
called upon the Community to give a blueprint for an official environmental policy and
the first EAP was formally approved by MS and the Council in November 1973.10 The
it was the beginnings of a coherent policy: objectives were set, principles stated and
priorities selected. More importantly it provided a base for Community action pertaining
to the environment still absent from the Treaty. Environmental action had become
somewhat legitimised. It is beyond the scope of this essay to detail each EAP11 but EAPs
set the principles, objectives and priorities and these that enabled the Commission and
ECJ to respectively legislate and adjudicate on matters of the environment. The 1st EAP
contained eleven principles but three are of paramount importance, the principles of:
preventative action, polluter pays and most importantly the Commission had authority to
10
OJ No.c112 20.12.1973, p3
11
The EAP’s are policy, the intent of this essay is to concentrate on primary and secondary law and legal
discourse from the community’s adjudication bodies
12
Seventh General Report of the EC (Brussels, 1973), point 263 cited in Jordan Op. Cit. p19
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Commission was given real authority to act and international environmental law
principles identified.
Even after the EAP’s though economic concerns were still paramount as the Third
EAP adopted in 1983 accepts - originally “the central concern was that, as a result of very
divergent national policies, disparities would arise capable of affecting the proper
functioning of the common market.”13 In spite of this criticism of pre 1983 policy the
Community especially through the ECJ is further coming away from a solely economic
entity even if the reason for curtailing the four fundamental freedoms (goods, labour,
capital, enterprise) were veiled behind economic rationale - they still protect the
Cornelis Kramer14 in 1976 was the first manifestation (and enforcement) of the
principle of Sustainable Development (SD) in the EC. The question before the court was
effect. Article 30 facilitates the free movement of goods and is one of the fundamental
articles to facilitate the Treaty’s goals. The Court held that while in the short term quotas
may restrict production, the restrictions are needed to ensure a constant supply15. Clearly
A seminal case for the future of Directives on the environment was heard in 1976
Commission v Italy16 and shows the ECJ’s willingness to evolve away from purely
13
OJ No.C46, 17.2.1983, p1
14
proceedings concerning the non transposition of the Detergents Directive17 the Italian
government challenged inter alia the legitimacy of the EC’s competence concerning
environmental matters arguing the Treaty made no provisions for the environment.
Rejecting the argument it was held that Article 100 was the valid legal base for the
measure18 and the Directive was adopted “not only within the [Environmental Action
Programme]… it also comes under general programme for the elimination of technical
barriers to trade”19 and “[f]urthermore it is by no means ruled out that provisions on the
environment may be based upon Article 100 of the Treaty.” 20 While the ECJ did refer to
the EAP as a base for adoption the primary jurisdiction was the general programme 21 - a
purely economic instrument. Its rationale was also economic – differing environmental
concluded the environment at this stage has “not yet constituted as a value independent
from market concerns, although its normative base had been established23.” Established
by the Court refusing to rule out Article 100 as the basis of environmental provisions.
Nonetheless, the evolution away from economic interests is progressing and the Court did
Para 8 of judgement
19
ibid
20
ibid
21
Para 8 of judgement
23
Yoichiro Usui, “Norm Evolution in EC Environmental Law”, Constitutionalism WebPapers, ConWEB No.
1/2002 available online: http://www.qub.ac.uk/pais/FileStore/ConWEBFiles/Filetoupload,5321,en.pdf
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restrict freedom of trade even before the SEA gave it a Treaty base for doing so.
The 1983 ADBHU24 case is a colossal step forward. The question was to the
validity of the Waste Oils Directive25 but the facts are not important, what is important is
The Court had effectively held the four fundamental freedoms of the Treaty could be
was in moving the Community away from its economic base. The courts statements of
the law are incorrect; the treaty did not set out environmental protection as one of the
goals of the Community let alone a goal that could restrict its fundamental objectives.
What was shrewdly achieved was to influence the Intergovernmental Conference (IGC)
on the SEA in debate at the time and firmly declare that the ECJ wants environmental
objectives in the amendment. The Court indulged in a logical fallacy – of deciding what
the law ought to be not what it is,29 embarking on a teleological interpretation of the
Treaty and the purpose driving the teleology was environmental protection.
24
Directive 75/439/EEC
26
Para 12 of judgement
27
As Hartley points out – “This logic ... ignores the distinction between what the law ought to be and what it
is” T.C. Hartley, The Foundations of European Community Law (2nd ed. 1988) 78.
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Due to legal discourse like ADBHU and political discourse in the 3rd EAP as
mentioned above, between February 1983 and the adoption of the SEA in December
1985 over forty Directives, eight Decisions and ten Regulations were adopted by the
Council. It is important to stress that still no Treaty base had been provided. Compared
with its first fifteen years a 580% increase in legislative activity occurred in the
number of instruments passed in the period 1972-1986 was 16130 – 120 Directives, 27
broken free of its economic anchor but the anchor posited a drag for the primary reason
that there was still no formal legal base Hildebrand puts it well, although many directives
were passed “their ability to prescribe behaviour roles, constrain activity and shape
Furthermore as will be argued below even when a base was established the anchor still
The SEA inserted into the new EEC Treaty Title VII on ‘Environment’ (Article
130) in doing so it finally gave a legal foundation for environmental legal discourse in
the Community. The remedy of the ‘democratic deficit’32 and the acceleration of the
30
Jordan at note 29
31
The Community has been criticised for a lack of openness and lack of role played by the European
Parliament (an elected body) in passing legislation. The SEA went some way to remedying it. See generally
Catherine Hoskyns & Michael Newman, Democratizing the European Union: Issues for the Twenty-First
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completion of the internal market by the eve of 1993 also have positive bearing on
environmental law and a fundamental move away from purely economic goals. Article
100(a) and 100(b) for the harmonization of national law to peruse the accelerated goal of
an internal market with no frontiers, at first sight seems like the situation prior to the
SEA where environmental laws were seen as creating distortions which needed
harmonising. But in Article 100(a)(3) it is stated the Commission takes as a base a “high
level of protection” towards the environment in perusing Article 100 goals and 100a(4)
permits MS to provide more stringent protection. Article 100a makes it possible to use
majority voting for environmental matters as opposed to the slow unanimity procedure
The ECJ grasped the legal base in its case law. In Peralta33 it held that the new
Article 130 could be applied to restrict the principle of freedom to provide services. In
Commission v Germany34 the court went as far as to day the Groundwater Directive 35
the rights were extended further, holding that “where the directive is intended to create
rights for individuals, the person concerned can ascertain the full extent of their rights”38
and enforce them before a national court. What is significant about these two cases is that
the Directives litigated were adopted pre SEA and the ECJ is retrospectively using the
SEA to ‘read in’ environmental rights. The Commission too grasped the new provisions,
a limited survey39 of Directives adopted between July 1987 and August 1990 shows that
the new provisions were the legal base rather than the pre SEA Article 100 and 235.
Formally at least the environment is really gaining momentum but a little peering behind
Article 100a’s majority voting procedure is not used as frequently as one might
have expected and until late 1991 the Community’s environmental policy continued to be
there is significant potential laid down by the SEA but the provisions are abstract and
leave much room for manoeuvre. The next Treaty amendments took place at Maastricht
The TEU integrated more environmental principles into the Treaty. It amended
Article 2 to include as one of the Community’s tasks the promotion of “sustainable and
Provisions of The Treaty “economic and social progress which is balanced and
sustainable”. The Bruntland’s report idea of SD had gained a legal footing in the Treaty.
39
ibid p31
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economic objectives, Wilkinson points out this is an important symbolic change and
represents ‘greening’ of the Treaty.42 The ‘high level of protection’ inserted by the SEA in
Article 100a(3) is reaffirmed in new Article 130r(2). The Precautionary Principle is also
included in the same article but as a commentator points out 43 much like other Treaties
there is no definition of the term or even when it should apply. The SEA inserted Article
130r(2) in order to integrate the environment into other policy areas however after an
analysis of relevant EAP reports a study concludes the Commission “has not made great
integration into practice”44 as such the TEU amended Article 130r(2) to reinforce
Moving onto 1996 the ToA enshrined into a new Article 2 SD provisions and in
where it was tucked in the environmental section and ambiguous to scope, here it was
42
Joel Tickner “Precautionary Principle” The Newsletter of the Science and Environmental Health Net May,
1997 - Volume 2, #4 Available online: http://www.pmac.net/precaut.htm
44
Yoichiro Usui Op. Cit. p51
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MS were also permitted to be ‘greener than the rest’ with the amendment of
Article 100a permitting them to impose more stringent environmental rules than the
Community. This provision was tempered though because States had to report to the
Commission on stricter rules and the Commission would investigate if they breached free
trade rules. Environmentalists themselves wanted the burden of proof in favour of the
applicant, however this was rejected at the IGC for ToA48 severely weakening the impact
of the provision. Other amendments also had impact but will not be analysed due to
constraints.49
provisions tucked away into their own Title and from its genesis in 1957 it is weighty
evidence the Community has evolved away from a sole economic base at least in a
formal sense but the impact is determined not by formality but the ECJ which sadly in
The Crayfish50 is symptomatic of the problem in the ECJ’s case law – the
48
Climate Network Europe, European Environmental Bureau, European Federation for Transport and
Environment, FoE Europe, Greenepeace International Europe, WWF (1995) Greening the Treaty II,
Utrecht: Stichtung Natuur en Milieu cited in Jordan Op. Cit p59
49
ToA inserted Article 191a giving public right to access information held by the Council of Ministers,
Commission and the European Parliament and the Qualified Majority voting procedure extended to all
aspects of environmental policy via amendment to Article 130s(2).
50
preventing native species contracting a disease. The Commission argued the measure was
disproportionate and less restrictive alternatives available for protection such as health
checks. As such Germany was in breach of Article 30 [now 28].51 The Court did not
dispute the fact that Article 36 [now 30] provides an exception for national legislation 52
but measures cannot be covered by Article 36 if aim can be achieved “just as effectively
by measures having less restrictive effects on intra-Community trade.”53 The German law
offended the proportionality test and was deemed in breach of Article 30 [now 28].54
Prima facie this is a solid argument if the aim can be achieved by less restrictive means
but as Notaro has pointed out the import ban was the only measure to guarantee zero risk
to native species and wonders “whether the Court has decided that the search for no risk
is unreasonable.”55 By the courts own reasoning in paragraph 18 of its judgement the ban
should have been held as an Article 36 [now 30] derogation not an infringement, but
economic concerns trumped. Even more fundamentally as Jans has argued 56 it is difficult
for important bans to pass the proportionality test because the burden of proof placed on
the MS is very high. The freedom to be greener than the rest enshrined in Article 100a is
51
Para 18 of judgement
54
Para 24 of judgement
55
Nicola Notaro, “The New Generation Case Law On Trade And Environment” E.L. Rev. 2000, 25(5), 467 at
469
56
J. Jans, European Environmental Law, Kluwer (1996) at 218 cited in Notaro ibid
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The existence of harmonising measures also curtail the freedom. The Hedley
Lomas Case57 concerned the British refusal to grant export licenses to live animals
destined for slaughter in Spain on the grounds Spain was in breach of a Directive58 on
stunning on animals before slaughter. The court held recourse to Article 36 [now 30]
could only be invoked in the absence of harmonising measures; in this case there was.
The fact the Directive contained no monitoring procedure or penalties did not effect the
judgement.59 The Court effectively held that a MS can only control the environment
within its own borders similar with the GATT panel decision in the Tuna Dolphin case.60
GATT is an overwhelming economic body sadly the ECJ is exhibiting some of its
The ECJ’s refusal to give standing for NGOs and societal actors to bring
overworked with only a limited staff for investigating and dealing with infringement;
third parties and NGOs could transfer the burden. Despite this in the Greenpeace case62
both the CFI and ECJ refused standing under Article 230(4) to the NGO Greenpeace.
57
GATT panel held that a country can only control the consumption of a natural resource “only to the extent
that the production or consumption is under its jurisdiction” para 5.31of the judgement
61
Torrens rightly argues63 that in previous cases such as ERTA64 and Les Verts65 the ECJ
refused blind interpretation of Article 230 which would have produced an unjust result.
[and] Community law has moved beyond that”66 particularly since free movement of
goods had been curtailed for environmental concerns long before there was a Treaty
base.
environmental law and a recent case only a month old illustrates the ECJ’s activism 67.
The formal legislative provisions are impressive but the question of effective protection
Enforcement
applied but it is often a formalistic exercise making sure MS statutes comply. If the
Diana L. Torrens, “Locus Standi for Environmental Associations under EC Law – Greenpeace – A Missed
Opportunity for the ECJ” Vol. 8 Issue 3 1999 p339
64
Case 294/83 Parti Ecologiste les Verts v. European Parliament [1986] ECR I-1368
66
crucial. However, Hattan’s recent study points out “the monitoring and information
investigate breaches. In the competition field the Commission can carry out ‘dawn raids’
to gather information69 and issue fines for Article 81 and 82 breaches. Unlike with
economic concerns the environment has no such police esque powers and is reliant upon
incomplete national reports, an ad hoc compliant system and questions/petitions from the
European Parliament. The system makes it difficult to gather information about state of
MS law to establish a proper frame work but as Kramer notes “even a piece of national
legislation that copies a directive word for word will remain a mere piece of paper unless
it is applied.”71 The application and enforcement of law is key, every positivist jurist
insists that for a legal system to be valid, it must be efficacious72. The EC environmental
regime is flirting with the boundaries of validity - its own reports show widespread non-
68
Elizabeth Hatton, “Implementation of EU Environmental Law” Journal of Environmental Law; Sep 2003;
15; 3 274 at 274
69
See “Socio-Legal Positivism and a General Jurisprudence”, Oxford Journal of Legal Studies, Vol. 21(1)
2001 p10
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problems,73 at the end of 2003 there were 88 cases of non timely transposition, 118 cases
reports75 only base themselves on formal transposition one can conjecture the actual
police powers, staffing and the ECJ refusal for NGO’s to gain standing the effectiveness
of the regime is contingent on the political will of the MS. The Commissions proposal76
to fulfil the third pillar of Århus on access to justice will alleviate some of these
difficulties but even it has its weaknesses77. This is not a satisfactory situation and the
Community must do more to move away from its economic base and force political will
by tougher enforcement.
Conclusion
It is plain to see the Community has evolved from its sole economic base at its
constitution in 1957. Prior to the SEA the ECJ was primarily responsible, with the EAP’s
providing the catalyst for normative discourse. When the SEA entered into force a Treaty
base was established and successive amendments since have furthered the legal
73
Fifth Annual Survey on the implementation and enforcement of EU environmental law (SEC(2004) 1025)
75
The EEB (an NGO) have gone as far as to say about the Council’s third pillar proposal “the Council…
effectively limits access to justice and maintains the current status-quo in the EU” i.e. direct and individual
concern see http://env-health.org/a/1619 this was in relation to its first reading in the EP and it has been
adopted since without a second reading see OJ L 124 17.05.2005 p1-3
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foundations. Despite this a residual economic lag remains and the question of effective
often cite lack of political will at MS level but there was a lack of will to remove
protectionist barriers to trade yet economic integration was effectively forced through
with a hard-line policy from the Commission and activist judges sitting on the ECJ.
When this failed hard targets were set in the Treaty’s not vague goals as with the
environment. The Community has moved away from its economic base and has evolved
a remarkable framework for environmental law but this framework needs to be enforced
Bibliography
Andrew Jordan, Environmental Policy in the European Union (London : Earthscan, 2002)
T.C. Hartley, The Foundations of European Community Law, 5th ed (Oxford University
Press 2003)
Joel Tickner “Precautionary Principle” The Newsletter of the Science and Environmental
Health Net May, 1997 - Volume 2, #4 Available online: http://www.pmac.net/precaut.htm
Nicola Notaro, “The New Generation Case Law On Trade And Environment” E.L. Rev.
2000, 25(5), 467
L. Kramer, EC Environmental Law (Sweet and Maxwell 2000) p281 [I was unable to
obtain the latest addition as there were no copies in the library]