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Basic crystallography

Paolo Fornasini
Department of Physics University of Trento, Italy

Overview
X-rays Crystals Crystal lattices Some relevant crystal structures Crystal planes Reciprocal lattice Crystalline and non-crystalline materials

X-rays

1895 - Discovery of X-rays


Wilhelm Konrad Rntgen (1845-1923)

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Wrzburg (Germany) November 8,1895

Electromagnetic waves

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Speed (in vacuum):

c 310 8 m/s

Electric field Magnetic field

Wavelength

1 = 10-10 m 1 nm = 10-9 m

Frequency

= c/

= 2

Photon energy

E = h = h

Wave-vector

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r k
2 k=

Plane wave

Plane wave

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r r

r E

r k

r r

2 k=

r r r r r E(r ) = E 0 cos k r

( )
rr ik r

r r r = E 0 for k r = 2n
Complex notation

Re e

{ }

Electromagnetic spectrum
E (eV)
Photon energy Wavelength 10-12

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(Hz)
102 ELF Radio waves

(m)
106

E = h = hc /
Frequency

10-8

106

102 Micro waves IR 10-6 UV

10-4

1010

10-2

X-rays
1

1014

0.0110 1017 10 20 Hz
E 0.4 400 keV
108 1022 104 1018

10-10

10-14

Interaction of x-rays with matter


Auger electrons Photo-electrons

Paolo Fornasini Univ. Trento

EA

Fluorescence

h F

Photo-electric absorption

Incoming beam (monochromatic)

h
Elastic scattering

Beam attenuation

h '
Inelastic scattering

Scattering

X-RAYS and X-ray techniques


X-rays
10-12 10-10 1 U.V. 10-8 10-6 1 m I.R. 10-4 10-2

Paolo Fornasini Univ. Trento

(m)

E[keV] =

12.4 []

Imaging

Scattering

Spectroscopy

= 2dsin
Intensity

Bragg angle

Absorption

Energy

Crystals

Crystals
Macroscopic regularities
(e.g. constancy of angles)

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Classification of crystals

Quartz crystal (SiO2)

Regular packing of microscopic structural units


R.J. Hay (1743-1822)

Atoms and crystals


HYPOTHESIS: Structural units = atoms

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Example: NaCl

Atomic masses:

Na 38.12 x 10-24 g Cl 58.85 x 10-24 g

Cubic structure 1 cm3 m = 2.165 g N = 44.6 x 1021 atoms

0.28 nm = 2.8

CONCLUSION:

Inter-atomic distances Atomic dimensions

X-ray wavelengths

X-ray diffraction from crystals

Paolo Fornasini Univ. Trento

Munich, 1912: Max von Laue W. Friedrich & P.Knipping

Crystallography
Cambridge, 1912/13

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William Henry Bragg (1862-1942)

William Lawrence Bragg (1890-1971)

Bragg spectrometer

Crystal structure
Bravais lattice + Basis
Atom

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1-D 1-D

Molecule 2-D 2-D

3-D 3-D

Protein

Bravais lattice + basis

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1-D

2-D 3-D

Crystal lattices

Translation vectors (2D)

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2-D

r R
For every lattice point

r b

r r r R = n1a + n2b

r a

Arbitrary origin

integers

primitive vectors

Primitive vectors (2D)

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r r r R = n1a + n2b
r R

2-D

r b

r a

r R

r R

Different choices of primitive vectors

r r a, b

Non-primitive vectors (2D)

Paolo Fornasini Univ. Trento

Not all

r r a, b

2-D

pairs are primitive

r b
r a

r R

r R

r R

r r r R n1a + n2b

Primitive vectors (3D)

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r r r r R = n1a + n2b + n3c

3-D

r c
r b

r r r Different choices of primitive vectors a , b , c

r a

Primitive unit cells (2D)

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2-D

r b

r a
Different choices of primitive unit cells

Primitive cell = 1 lattice point

Conventional unit cells (2D)

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2-D

r b

r a

More than 1 lattice point per unit cell

Non-Bravais lattices
Atoms

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2-D

r r r R n1a + n2b

Un-equivalent sites

Bravais lattices

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Bravais lattice

Basis

Classification of cells
2-D 3-D

r b

r c

r a
a b c
latin greek

r b

r a

Surface Bravais lattice

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2-D

Non-primitive unit cell

3-D Bravais lattices


3-D

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4 unit cells 7 crystal systems +


P = primitive I = body centered F = face centered C = side centered

14 Bravais lattices

Coordinates

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(3, 2)
Lattice points: integer coordinates

1
1 1
Inside cell: fractional coordinates

r r r R = n1a + n2b

2 4 1 4 3 4

1
3 1 , 4 2

1 1 , 4 4

Some relevant crystal structures

Simple cubic lattice


84-Po

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a=3.35

Bravais lattice

a
lattice parameter

Primitive unit cell (1 lattice point per cell)


Coordination number = 6

Body centered cubic lattice (bcc)


24-Cr 26-Fe 42-Mo

Paolo Fornasini Univ. Trento

a=2.88 a=2.87 a=3.15

Bravais lattice

a
lattice parameter

conventional unit cell (2 lattice points per cell)


Coordination number = 8

Face centered cubic lattice (fcc)


29-Cu 47-Ag 79-Au

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a=3.61 a=4.09 a=4.08

Bravais lattice

a
lattice parameter

conventional unit cell (4 lattice points per cell)


Coordination number = 12

Diamond structure
6-C 14-Si 32-Ge Non-Bravais lattice fcc Bravais lattice

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a=3.57 a=5.43 a=5.66

2-atom basis

1 1 1 , , 4 4 4

(0, 0, 0)

conventional unit cell (8 atoms per cell)

Coordination number = 4

Zincblende (sphalerite) structure


ZnS GaAs SiC Non-Bravais lattice fcc Bravais lattice

Paolo Fornasini Univ. Trento

a=5.41 a=5.65 a=4.35

2-atom basis

1 1 1 , , 4 4 4

(0, 0, 0)

conventional unit cell (8 atoms per cell)


Cordination number = 4

Rock-salt (NaCl) structure


NaCl KBr CaO Non-Bravais lattice fcc Bravais lattice

Paolo Fornasini Univ. Trento

a=5.64 a=6.60 a=4.81

2-atom basis

1 1 1 , , 2 2 2

(0, 0, 0)

conventional unit cell (8 atoms per cell)


Cordination number = 6

Simple hexagonal structure

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Top view

a
2 lattice parameters

Hexagonal symmetry

Primitive cell

lattice point per cell) (1

Primitive unit cell

r a2

a1 = a2

r a1

Hexagonal close packed structure


4-Be 12-Mg 48-Cd Non-Bravais lattice

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a=2.29 a=3.21 a=2.98

primitive cell

2-atom basis
1 1 1 , , 2 2 2

(0, 0, 0)

8 c= a 3

Conventional unit cell (2 atoms per cell)


Cordination number = 12

Coordination number
diamond cubic

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bcc

N=4

N=6

N=8

fcc

hcp

Close packing

N=12

Close-packing of spheres
A A
1st layer

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A A A A A A

A A A A A

A A A A A

A A A
2nd layer

B B B B

B B B B

B B B B

B B

A A

A A
3rd layer

A A A A A A

A A A A A
ABA

A A A A A

A C A C A
ABC

C C C C

C C

A A

hcp versus fcc


A

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hcp
A A A A A A A A A A A A A A A A A A A A A A A

fcc
C C C C C C C C

Crystal planes

Crystal planes
2-D

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Miller indices, 2-D (a)


2-D

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r b

r a

(hk) = (21)

(hk) = (11)

Miller indices, 2-D (b)

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(hk) = (01)

(hk) = (1 1 )

(hk) = (10)

(hk) = (2 1 )

Miller indices, 3-D


r c
(hkl) = (100)

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(hkl) = (111)

r b
r a
3-D

r b

r a r c
(hkl) = (114)

rr cc

(hkl) = (210)

r b

r a

r b

r a

Miller indices, cubic lattices

Paolo Fornasini Univ. Trento

sc
(100) (110) (111)

bcc
(200) (110)
(222)

fcc

(200)

(220)

(111)

Interplanar distance

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dhkl

Cubic lattices
2 dhkl

a2 = 2 2 2 h + k +l

Copper, fcc, a=3.61

d200 =

a = 1.805 2

d220 =

a 2 2

= 1.276

d111 =

a = 2.084 3

Planes and directions

Perpendicular direction

[hkl]
Family of planes

(hkl)

Equivalent planes and directions


Equivalent directions

< 100 >

[100]
(100)

[010]

[001]

(010) (001)

Equivalent planes

{100}

Reciprocal lattice

X-ray diffraction pattern

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Direct space
3-dimensional lattice

Reciprocal space

2-dimensional projection

Basic idea
A) Family of planes wave-vector

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r K hkl

dh'k'l'
K hkl 2 = dhkl

r K h'k'l'

dhkl

B) Wave-vectors set of points

C) Set of points lattice

Reciprocal quantities
Periodic behaviour

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time

= 2 /T

frequency

position

k = 2 /

wave-vector

Harmonics
Periodic behaviour

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time

0
20
30

fundamental

2nd harmonic

3rd harmonic

frequency

Periodic behaviour

1-D
Direct space Reciprocal space

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2 a = a
*

r a

r* a

r a

r* a

2-D, rectangular lattice (a)


Direct space Reciprocal space

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r R

r b

r a

2 2 b a = = a ab 2 2 a b* = = b ab r* r a b r* r b a
*

r* R

r* b
r a*

r r r R = n1a + n2b

r* r* r* R = m1a + m2b

2-D, rectangular lattice (b)


Direct space Reciprocal space

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2-D, rectangular lattice (c)


Direct space Reciprocal space

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2-D, rectangular lattice (d)


Direct space Reciprocal space

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2-D, oblique lattice (a)


Direct space Reciprocal space

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r b

r R

r a

2 2 b = a sin ab sin 2 2 a b* = = b sin ab sin r* r a b r* r b a a* =

r* b r* a

2-D, oblique lattice (b)


Direct space Reciprocal space

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Cubic lattices (a)


Direct space Reciprocal space

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r c

r b

r* c
r* b

(111)

r a

r* a

(110) (100)

(100)

(110)

(111)

Cubic lattices (b)


Direct space Reciprocal space

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r c

r b
r a

r* c r* b r* a
(200)

(200)

(110)

(222)

Cubic lattices (c)


Direct space Reciprocal space

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r c
r b

r* c

r* b r* a
(200)

r a

(200)

(220)

(111)

Primitive vectors: general rule


Direct space Reciprocal space

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r c

r a
r a

r b

r c
r b

r r r b c a* = 2 r r r a b c r r r* ca b = 2 r r r a b c r r r ab c * = 2 r r r a b c

r* c r* a r* c
* r a r* b

( (

) )

( )

r* b

r r r a b c

Reciprocal lattice and lattice planes

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For any family of lattice planes separated by a distance d there are reciprocal lattice vectors perpendicular to the planes, the shortest of which have a length 2/d.

For any reciprocal lattice vector R*, there is a family of lattice planes normal to R* and separated by a distance d, where 2/d is the length of the shortest reciprocal lattice vector parallel to R*.

Microscopic structure of materials

Macro and micro-crystals

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Monocrystalline silicon, 13 cm

Cr, electron microscopy

Grain structure

Effects of temperature

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Temperature

Thermal motion

Spread of atomic positions

Crystalline and non-crystalline materials


Crystalline solids

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Non-crystalline systems

Long-range order

No long-range order

Cooling rate
Slow cooling Fast cooling

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High T: liquid

Low T: solid

Thermodynamic equilibrium

No thermodynamic equilibrium

Radial Distribution Function


average density

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RDF = 4 r 2 (r ) = 4 r 2 0 g(r )

PDF = Pair Distribution Function

g(r) 1

Short-range order

Summary
Plane waves and wavevector Crystal structure = Bravais lattice + basis Bravais lattices: primitive vectors, unit cells (primitive and conventional), classifications Crystal structures (sc, bcc, fcc, hcp ...) Crystal planes and Miller indices Reciprocal lattice Crystalline and non-crystalline materials

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