Case 4:09-cr-00342 Document 609

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION UNITED STATES OF AMERICA vs. ROBERT ALLEN STANFORD a/k/a Sir Allen Stanford, a/k/a Allen Stanford

CR. NO. 09-342-01-S

GOVERNMENT'S EXHIBIT LIST

No. 2 3 4 5 6 7 8 9 10 11

Description Mailings and Wires 2/2/2006 wire charging Leroy King Super Bowl tickets to RAS' American Express account 4/21/2006 wire for $2.9M from SocGen Account #108731 to RAS personal account in Texas 12/24/2008 wire in the amount of $700,000 for WJ's purchase of SIB CD 1/5/2009 email from Kuhrt in U.S.V.I to Lopez in Houston re: "Real Estate" 2/12/2009 email from RAS to all Stanford Financial Employees Pouch Log containing CD Subscription Agreements dated 2/22/2008 and Federal Express invoice Pouch Log containing CD Subscription Agreements dated 8/13/2008 and Federal Express invoice Pouch Log containing CD Subscription Agreements dated 9/18/2008 and Federal Express invoice Pouch Log containing CD Subscription Agreements dated 10/16/2008 and Federal Express invoice Pouch Log containing CD Subscription Agreements dated 12/16/2008 and Federal Express invoice
1

Date Admitted

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No.

100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 122 123 124 125 126 127 129 130 131 132 133

Description Representations to Depositors and Financial Advisors GIBL Annual Report - 1987 GIBL Annual Report - 1988 GIBL Annual Report - 1989 GIBL Annual Report - 1990 GIBL Annual Report - 1991 GIBL Annual Report - 1992 GIBL Annual Report - 1993 SIBL Annual Report - 1994 SIBL Annual Report - 1995 SIBL Annual Report - 1996 SIBL Annual Report - 1997 SIBL Annual Report - 1998 SIBL Annual Report - 1999 SIBL Annual Report - 2000 SIBL Annual Report - 2001 SIBL Annual Report - 2002 SIBL Annual Report - 2003 SIBL Annual Report - 2004 SIBL Annual Report - 2005 SIBL Annual Report - 2006 SIBL Annual Report - 2007 SIBL Quarterly Updates - 2003 (Q1 to Q4) SIBL Quarterly Updates - 2004 (Q1 to Q4) SIBL Quarterly Updates - 2005 (Q1 to Q4) SIBL Quarterly Updates - 2006 (Q1 to Q4) SIBL Quarterly Updates - 2007 (Q1 to Q4) SIBL Quarterly Updates - 2008 (Q1 to Q3) Investor Subscription Agreement - December 2004 Disclosure Statement - Amended 9/30/2004 Disclosure Statement - Amended 11/15/2007 Brochure: "International Private Banking" section of The Stanford Financial Group book 2005 SIBL Brochure: "For Twenty Years an Unwavering Investment Philosophy"
2

Date Admitted

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Date Admitted Description 2008 SIBL Brochure: International Private Banking 9/12/2007 Email re: Eagle Magazine - 2007 December 2008 SIBL Monthly Report and email 138 sending to Financial Advisors 5/28/2008 Email from Alvarado to Stinson re: SIBL 143 Marketing & Training Presentation 146 SIBL CD Interest Rates (USD) 1999-2008 147 SIBL Training & Marketing Manual 2000 148 SIBL Training & Marketing Manual 2004 149 SIBL Training & Marketing Manual 2006 150 SIBL Training & Marketing Manual 2007 151 SIBL Training & Marketing Manual 2008 2/7/2009 Baton Rouge Conference Call with RAS and 152 Financial Advisors 152-T Transcript of Baton Rouge Conference Call 152A Excerpt 1 from Baton Rouge Conference Call Transcript of Excerpt 1 from Baton Rouge Conference 152A-T Call 152B Excerpt 2 from Baton Rouge Conference Call Transcript of Excerpt 2 from Baton Rouge Conference 152B-T Call 2/12/2009 Email from Rodriguez to Stoelker, et al re: 153 Draft letter to employees.doc 2/12/2009 Email from Rodriguez-Tolentino to Stinson 154 re: Letter to clients 155 3/28/2008 Email from RAS to Suarez, et al 2/13/2009 Email from Green to Financial Advisors 157 with letter to clients 158 SIBL webpage Tier 2 Portfolio Tier 2 Portfolio Tracking Report: SIBL - 2003 (Q4 200 only) 201 Tier 2 Portfolio Tracking Report: SIBL - 2004 202 Tier 2 Portfolio Tracking Report: SIBL - 2005 203 Tier 2 Portfolio Tracking Report: SIBL - 2006 204 Tier 2 Portfolio Tracking Report: SIBL - 2007
3

No. 136 137

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No. 205 207 208 209 210 211 212 213 214 218 221 222 223 224 225 226 227 228 229

Date Admitted Description Tier 2 Portfolio Tracking Report: SIBL - 2008 12/1/2003 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 1/21/2004 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 10/31/2007 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 11/7/2007 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 1/11/2008 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 2/1/2008 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 2/27/2008 Email from Davis to RAS forwarding Tier 2 Portfolio Tracking Report 12/6/2008 Email from Davis to RAS re: "Fwd: Requested File and Requested Estimated New Total Balance" 9/17/2008 Email from Lindenberg to Davis re: SIO Manual 5/12/2008 Email from Collinsworth to RAS re: 3 stock picks 5/12/2008 Email from Collinsworth to RAS re: Three bonds for Mr. Stanford 5/12/2008 Email from Collinsworth to RAS re: CGM Fund 5/13/2008 Email from Collinsworth to RAS re: "A thought on America losing its edge" 5/13/2008 Email from Collinsworth to RAS re: "FYI" 7/2/2008 Email from RAS to Collinsworth 7/15/2008 Email from RAS to Collinsworth 7/16/2008 Email from Collinsworth to RAS re: What are the best emerging market opportunities 9/10/2008 Email from RAS to Collinsworth

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No. 301 302 303 305 306 308 309 310 311 312 313 314 318

319 320 321 322

Date Admitted Description Loans to Shareholder 1/20/2003 Email from HEFPC to Davis re: Monday phone conference - Friday meeting summation 10/20/2003 Email from RAS to Maldonado re: Transfers from Shareholder's Account 12/26/2003 Email from RAS to Davis re: Consolidated Loan Agreement of December 31, 1999 8/9/2005 Email from Kuhrt to Amadio re: "FW: Shareholder Funding" 10/17/2005 Email from Amadio to Davis re: Shareholder funding report as of 9/30/05 Accounting Department External Hard Drive, also known as "The Football" 8/20/2007 Email from Amadio to Henne, et al re: Shareholder Funding 2/20/2008 Email from Roca to Kuhrt re: Cash Projections Summary 2/21/2008 Email from Davis to Amadio discussing Shareholder Funding Report Flowchart of steps to transfer SVCH assets to RAS and SIBL 3/10/2008 Email from Maldonado to RAS re: Funds Request for Star/Sun 9/19/2008 Email from Fullerton to Amadio re: All AR RAS Transactions 1/8/2008 Letter from Sherlock to Internal Revenue Service re: Stanford Development Corporation Taxable Period: 2002 and 2003 8/4/2008 Letter from Sherlock to Internal Revenue Service re: RAS and Susan Stanford - Taxable Years: 2000-2001 Flowcharts re: Shareholder Funding - Dividend Distribution & Direct Funding from RAS and Funding Pictures and Records of Stanford Companies / Assets 2006 Stanford 20/20 Tournament Magazine

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No. 323 324 325 326 327 328 329 330 331A 331B 331C 332 332A 332B 332C 333 334 334A 335 336 337

Date Admitted Description 6/9/2005 Email from Amadio to Davis re: 2004-2005 Contribution summary 2/6/2006 Email from Amadio to Kuhrt re: Proposed PIC amounts & SH Funding Report 2/14/2006 Email from Amadio to Lopez re: Shareholder funding report as of 12/31/05 2/23/2006 Email from Amadio to Davis re: Shareholder funding report as of 12/31/05 6/1/2006 Email dated Amadio to Davis re: 2004-2006 Contribution summary 6/27/2006 Email from Amadio to Rodrigues re: Management reports and 2004-2006 Funding summary 1/23/2009 Email from Amadio to Leal re: 12/31/2008 Shareholder Funding Report 7/21/2005 Email from Amadio to Kuhrt re: Reports and 2004-2005 SH Contribution Summary Shareholder Funding Report as of 12/31/05 Shareholder Funding Report as of 12/31/06 Shareholder Funding Report as of 12/31/07 Tier 3 Chart from Miami meeting Report: "Investment Portfolio Summary Information For the Quarter Ended June 30, 2008" Summary List of Investments (with handwriting) Shareholder Funding Report as of 12/31/08 12/31/1999 Promissory Note from RAS to SIBL for $52,000,000 12/31/2000 Promissory Note from RAS to SIBL for $59,500,000 12/31/2000 Promissory Note from RAS to SIBL for $59,500,000 Original 12/31/2001 Promissory Note from RAS to SIBL for $112,000,000 12/31/2002 Promissory Note from RAS to SIBL for $168,000,000 12/31/2003 Promissory Note from RAS to SIBL for $330,000,000
6

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No. 338 338A 339 340 341 342 343 344 345 346 349 350 351 405 406 411 413 414A 414B

Date Admitted Description 12/31/1999 Promissory Note from RAS to SFGC for $2,300,000 12/31/1999 Promissory Note from RAS to SFGC for $2,300,000 Original 1999 Promissory Notes from SFGC to SIBL Folder labeled "Promissory Notes 1 of 2 - Controller's Copy" 2/25/1999 Promissory Note from SFGC to SIBL for $9,000,000 3/8/1999 Promissory Note from SFGC to SIBL for $5,200,000 10/22/1999 Promissory Note from SFGC to SIBL for $5,000,000 12/31/2000 Promissory Note from SFGC to SIBL for $100,000,000 Original 1/1/2002 Promissory Note from SFGC to SIBL for $350,000,000 Original 12/31/2001 Promissory Note from RAS to SIBL for $114,000,000 Original Investment Portfolio Summary Information - 6/30/2008 2/8/2009 Email from Stinson to Sjoblom re: SIBL December 2008 Monthly Report Handwritten Notes from Stanford Meeting on February 5, 2009 Stanford Venture Capital Holdings 12/31/2005 Merchant Banking Portfolio Report 3/31/2006 Merchant Banking Portfolio Report 1/29/2009 Email from Vidal-Pope to Davis re: Q4 2008 Investment Portfolio Summary Information 1/23/2009 Email from Pi to Vidal-Pope re: Investment Portfolio Summaries 11/2/2004 Email from Kuhrt to Davis re: SVCH Discussion Point Memo 11/30/2004 Flowchart re: SVCH to SIBL Investment Portfolio Transfers

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No. 414C 415 416 417 418 422 423 500 501 502 503 504 505 510 511 518 519 520 521 522 523

Date Admitted Description 11/30/2004 Chart re: SVCH to SIBL Investment Portfolio Transfer 12/21/2007 Email from Amadio to Lopez re: November 2007 SVCH Investment Portfolio 12/21/2007 Email from Kuhrt to Amadio re: SVCH Investments Final Report: "Transfer of SVCH Investments to SIBL" and related documents 4/16/2008 Email dated from Fields to Amadio re: Transfers to SIBL 7/2/2008 Letter from Lopez to Fields re: Transfer of Interests to Stanford International Bank Ltd. 7/18/2008 Email from Amadio to Kuhrt re: List of issues & pending items - SFGC/SFGL/SDC Guardian Bank Documents GIBL Montserrat Banking License "Series B" GIBL Montserrat Banking License "Series A" British Insurance Fund Limited Money Insurance Policy GIBL Promotional Material and Advertisements 12/14/1988 Letter to Florida Division of Banking with a copy of GIBL advertisement GIBL Promotional Material/Advertisement dated 6/19/1991 12/6/1990 Fax from Shockey with attached OCC Banking Circulars relating to GIBL 11/28/1990 Letter from Montserrat to RAS revoking GIBL's banking licenses Brochure: "Guardian International Bank" Brochure: "Guardian International Bank" with tabs Photo: GIBL - Montserrat (Exterior) Photo: GIBL - Montserrat and personnel (Interior) Brochure: "Guardian International" Brochure: "Guardian International Bank Ltd." section from Stanford Financial Group Ltd. Book

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No.

601 602 603 604 605A 605B 605C 609 612 613 615 616 617 618 619 620 623 626 632 634 635 636

Date Admitted Description Antiguan Financial Services Regulatory Commission (FSRC) FSRC Quarterly Report Q4 2004 FSRC Quarterly Report Q4 2005 FSRC Quarterly Report Q4 2006 FSRC Quarterly Report Q4 2007 FSRC Quarterly Report Q1 2008 FSRC Quarterly Report Q2 2008 FSRC Quarterly Report Q3 2008 Draft 2008 FSRC Report of Examination - SIBL 8/1/2001 Letter from CRICK to SIBL re: Examination of SIBL Three Letters from FSRC in 2001 to SIBL re: Examination of SIBL 11/9/2001 from Vingerhoedt to Crick re: Exit 2006 Faxes and Letters between King and Alvarado re: draft response to ECCB 12/12/2007 Memo from King to FSRC Board re: Interview with Ashe 12/17/2007 handwritten message from King to "Big B" attaching draft of a memo discussing Ashe 12/27/2007 Memo from King to FSRC re: Interview with Ashe 2/12/2008 handwritten memo from King to Ashe re: Bank Examination and Supervision 6/9/2009 Email from Ashe to Rodriguez-Tolentino re: Examination of SIBL 7/29/2008 Letter from Ashe to Rodriguez-Tolentino re: Examination of SIBL 1/21/2009 Email from Asot Michael to RAS re: Assistance for the Antigua Labour Party 2/13/2009 Email from Rodriguez-Tolentino to RAS re: FSRC Visit 2/16/2009 Letter from Ashe to Rodriguez-Tolentino re: SIBL 4/16/2009 Letter from King to FSRC
9

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No. 637 638 639 640 640A 641 641A 642 643 643A 646 647 648 649 650 651 652 653 654 655 656 657

Date Admitted Description 6/4/2009 Memo from Ashe to Board of Directors re: Board Request for Information 6/9/2009 Memo Mathurin to Crick re: Report on contacts with SEC concerning SIBL 6/10/2009 Memo from FSRC to King re: Invitation to meet with the Board Schedule of "Leroy King - Cash Deposits to U.S. Bank Accounts" Bank Records Supporting Schedule Schedule of Cash Withdrawals from RAS' personal account at Bank of Antigua Bank Records Supporting Schedule Correspondence re: King's employment by FSRC and his salary Schedule of "Leroy King - Cash Deposits to Antiguan Bank Accounts" Bank Records Supporting Schedule Account opening documents for King's Charles Schwab Account 2009 Statements for King's Charles Schwab Account Wire Transfer Authorizations and Confirmations for King's Charles Schwab Account Check #451 for $15,000 dated 1/22/2009 paid to "Lee Roy King" drawn on account Lisonyi Johndiaz-King's Account January 2008 Statement for King's Charles Schwab Account Leroy King's 2002 Tax Return Leroy King's 2003 Tax Return Leroy King's 2004 Tax Return Leroy King's 2005 Tax Return Leroy King's 2006 Tax Return Leroy King's 2007 Tax Return 1/22/2004 Email from Wingfield to RAS discussing King's trip to Houston for Super Bowl

10

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No. 658 659 661 662 663 664 666 667 668 669 670 671 672 673 673A 673B 675 676

Date Admitted Description 1/29/2004 Email from Wingfield discussing King's trip to Houston for Super Bowl 1/30/2004 Email to "Stanford-Houston" discussing King's trip to Houston for Super Bowl 1/23/2006 Email re: "? Re: King's Super Bowl" 2/23/2007 Letter re: Examination of Stanford Trust Company Ltd. 11/14/2005 Email from Davis to Rodriguez-Tolentino discussing Tiwari types Letter from FSRC to Louisiana Office of Financial Institutions 2001 IFSRA Report Titled "Violations and Recommendations from Examination of Stanford International Bank Limited" Correspondence re: FSRC response to inquiry from Louisiana Office of Financial Institutions 6/9/2005 Letter from SEC to King re: Stanford Group Co. 6/21/2005 Fax from King to SEC 9/25/2006 Letter from KSEC to King re: Stanford Group Co. 10/10/2006 Letter from King to SEC re: Stanford Group Co. Confidential FSRC correspondence located in the office of RAS's assistant in St. Croix Altered Statement: SocGen Account #300.301 dated June 30, 2008 - Given to FSRC Actual Statement: SocGen Account #800800 - June 30, 2008 Actual Statement: SocGen Account #800801 - June 30, 2008 Statement: Banque Franc re: Account #750058 - June 30, 2008 Statement: Julius Baer Account #0139.6744 - June 30, 2008 (Medieval Int SA)

11

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No. 677 678 679 700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715 716 721

Date Admitted Description Memo from Carlos Loumiet to Leroy King re: Regional regulation and related emails discussing same Bank records reflecting $27,500EC debit from Stanford Bank of Antigua account in favour of Leroy King 9/2/2008 Memo from Ashe to King SEC Investigation 1/19/2009 Emails re: SEC subpoenas 1/20/2005 internal SEC email discussing conversations with King 1/22/2008 Memo from SEC re: Meeting - SIBL 1/24/2009 Emails from Sjoblom to Alvarado re: Status of SEC Matter 1/27/2009 Email from Sjoblom to Rodriguez-Tolentino re: Topics to Cover w/ SEC Staff 2/2/2009 Email from Alvarado re: Reference our meetings this week 2/3/2009 internal SEC email re: Stanford International Bank - Antigua 2/10/2009 Email from Sjoblom to Alvarado re: Stanford. Subpoenas 2/5/2009 Email from Alvarado to Stinson re: Our Meetings Yesterday 2/3/2009 2/6/2009 internal SEC email re: Stanford 2/8/2009 email from Sjoblom to Holt re: SEC Ft. Worth 2/9/2009 Email from RAS to Davis re: Laura's Presentation 2/10/2009 Emails re: Laura Holt's Presentation 2/10/2009 Emails re: Stanford Subpoenas 2/10/2009 Email from Stinson to RAS re: "FW: More Issues" Transcript of SEC Testimony of Laura Pendergest-Holt - February 10, 2009 4/23/2009 internal SEC email re: "FW: Stanford" 7/10/2008 Email from SEC to FSRC re: Stanford International Bank
12

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No. 722 723 724 725 726A 726B 726C 727 728 729 730 731 732 733 735 736

807 808 809 810 811 812 813 814 815

Description 7/15/2008 Email correspondence between SEC and FSRC 1/27/2009 internal SEC emails re: Stanford International Bank - Antigua 1/31/2009 Email from SEC to Ashe requesting assistance 2/10/2009 Letter from SEC to Ashe SEC Subpoena for James M. Davis SEC Subpoena for Laura Holt SEC Subpoena for Stanford International Bank Ltd. 2/8/2009 Emails from Alvarado to Bogar re: "FW: Recommendations re SIB CDs" 2/13/2009 Emails from Alvarado to Miami meeting attendees 2/9/2009 Email from Alvarado to RAS re: "Fw: More Issues" 2/9/2009 Email from Alvarado to Sjoblom re: "Re: Laura's Presentation" 2/26/2009 Letter from SEC to King re: "In the Matter of Stanford International Bank, Ltd. (FW-2973)" 3/3/2009 Letter from King to SEC re: "Stanford International Bank Limited (In Receivership)" 2007 SEC Subpoena to RAS 2009 SEC Subpoena to RAS SEC Formal Order of Investigation Stanford Financial Group and other Stanford Companies 2007 SIBL Monthly Financial Packet Q4 2008 SIBL Monthly Financial Packets Schedule of Stanford Entity Losses per Tax Returns 2003 Red Book for Stanford's U.S. Based Companies 2003 Red Book for Stanford's Non-U.S. Companies 2004 Red Book for Stanford's U.S. Based Companies 2004 Red Book for Stanford's Non-U.S. Companies 2005 Red Book for Stanford's U.S. Based Companies 2005 Red Book for Stanford's Non-U.S. Companies
13

Date Admitted

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No. 816 817 818 819 820 821 822 823 824 826 828 829 830 831

900 901 902 903 904 905 906 907 908

Date Admitted Description 2006 Red Book for Stanford's U.S. Based Companies 2006 Red Book for Stanford's Non-U.S. Companies 2007 Red Book for Stanford's U.S. Based Companies 2007 Red Book for Stanford's Non-U.S. Companies 2008 Red Book for Stanford's U.S. Based Companies 2008 Red Book for Stanford's Non-U.S. Companies "Red Books" Stanford Entity Tax Returns 11/11/2008 Email from Amadio to Roca re: Corporate Aircraft Costs 6/3/2008 Financial Advisors Compensation Plan Org Chart - Stanford Financial Group of Companies 1998 SEC Form D for SIBL Certificate of Deposit Program SIB Score Cards Articles of Incorporation of Idea Advertising Group Inc. Internal Accounting Documents 4/18/2008 Email from Amadio to Lopez re: CAS Hewlett 2007 Payments 5/6/2008 Email from Vega to Amadio re: CAS Hewlett new payment amount 6/10/2008 Email from Vega to Amadio re: 2007/2008 CAS Hewlett allocation 6/11/2008 Email from Kuhrt to Lopez re: 2008 CAS Hewlett allocation 7/17/2008 Email from Amadio to Kuhrt re: 2008 CAS Hewlett allocation 8/21/2008 Email from Amadio to Osbourne re: Accounting Fee Allocation 11/2005 Emails from Maldonado to RAS re: Cash Update 2005-11-18 p.m. 1/23/2007 Email from Garcia to Amadio re: New Treasury Cash Report Application 2/7/2008 Email from Groves to Jackson re: SFGL Cash Position
14

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No. 909 914 915 916 918 922A 922B 925 931 932 933 934 935 937 938 939 940 941 942 943

Date Admitted Description 4/8/2008 Email from Amadio to Davis re: 2008 Budget vs. Cash Burn Report Reconciliation 2/6/2009 Email from Maldonado re: New Cash Report Deadline - 10AM CST Daily 2/9/2009 Email dated February 9, 2009 to RAS re: Daily Global Cash Report - Feb. 05, 2009 2/13/2009 Daily Global Cash Report 9/18/2007 Email from Persaud re: Revised SIBL Financials for August 2007 3/10/2008 Email to RAS re: Incoming Production Figures 12/30/2008 Email to RAS re: Incoming Production Figures SIBL Revenue Accrual and worksheets - March 2007 SIBL Revenue Entry & worksheets - November 2005 1/10/2007 Email from Roca to Kuhrt re: SIBL Revenue Entry December 2006 4/16/2007 Email from Kuhrt to Davis re: SIBL Revenue Entry March 2007 8/10/2007 Email from Roca to Persaud re: SIBL Revenue Entry July 2007 1/16/2008 Email from Kuhrt to Persaud re: SIBL Revenue Entry December 2007 9/2008 Faxes between Roca, Davis and Persaud re: Approval of SIBL Accrual Faxes from Roca to Davis regarding SIBL September 2008 Revenue Accrual/Entry 11/10/2008 Email from Kuhrt to Davis re: ROI Scenarios Faxes from Roca re: SIBL November 2008 Revenue Entry/Accrual Steps to execute transfer of SVCH's Portfolio Investment to RAS and SIBL 12/31/2007 Flowchart showing transfer of SVCH 9/12/2008 Fax from Roca re: Approval of SIBL Revenue entry - August 2008
15

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No. 944 945 946 947 948

1000 1001 1002 1003 1004 1005 1006 1007 1010 1011 1012 1013 1014 1015 1016 1020 1021 1022

Date Admitted Description 9/8/2008 Fax from Roca to Davis re: SIBL Accrual for Approval - August 2008 10/8/2008 Fax from Roca to Davis re: SIBL Accrual for Approval - September 2008 10/6/2008 Fax from Roca to Davis re: SIBL Accrual for Approval - September 2008 12/11/2008 Fax from Roca to Davis re: SIBL Accrual for Approval - November 2008 12/16/2008 Fax from Roca to SIBL re: Approved Revenue Entry and $541 million Capital Contribution November 2008 Documents from CD Depositors JL's copy of 2006 Brochure "For Twenty Years an Unwavering Investment Philosophy" JL's copy of 2007 SIBL Mid-Year Statement of Condition "The Power of One" JL's SIBL Certificates of Deposit JL's copy SIBL Quarterly Update 2007 Q1 JL's copy SIBL Quarterly Update 2007 Q3 JL's copy SIBL Quarterly Update 2007 Q4 JL's copy SIBL Quarterly Update 2008 Q2 JL's SIBL Account Statements MH's SIBL Account opening documents for $50,000 CD MH's Account opening documents for purchase of $59,378 Certificate of Deposit MH's Account opening documents for IRA Rollover MH's SGC Account Statement Documents from Investor CS Documents from Investor JF Documents from Investor BS WJ's Summary Schedule of SIBL CDs WJ's Account opening documents for purchase of SIBL CD by WJ's spouse SIBL Account statements of WJ's spouse

16

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No. 1023 1024 1025 1026 1027 1028 1100 1101 1102 1103 1104 1105 1106 1107 1108 1109 1110 1111 1112

Date Admitted Description WJ's copy of Subscription Agreement & account opening documents for SIBL CD WJ's Subscription Agreement & renewal documents for SIBL CD $700,000 WJ's SIBL Account Statements for Joint Account WJ's Summary Schedule of SIBL CDs purchased by WJ as Trustee Renewal documents for SIBL Certificate of Deposit by W Trust (WJ, Trustee) WJ's SIBL Account Statements for Trust account Final Year 2/12/2008 Email to Alvarado re: Stock Purchase Agreements 4/17/2008 Summary of $46M transfer for purchase of Crayford Ltd. by SIBL 4/18/2008 Share Purchase Agreement for purchase of Crayford Ltd. 5/29/2008 Email to Alvarado re: Sunburst - Closing 6/4/2008 Email from Alvarado re: Sunburst 6/5/2008 Email from Alvarado to RAS re: Dormant Companies 12/18/2007 Email from Vingerhoedt to RAS re: Sale Price of Pelican Island 4/18/2008 Email from Vingerhoedt to RAS re: Pelican Island Presentation 6/26/2008 Share Purchase for purchase of Cuckfield Investments Ltd. by SIBL 8/14/2008 Email from Alvarado to RAS re: Letter to Antigua's Attorney General 8/18/2008 Email from Alvarado to RAS attaching amended Share Purchase Agreement 9/11/2008 Email attaching Second Amended Sale Purchase Agreement 9/12/2008 Email to Alvarado re: Share Purchase Agreement opinion for Island International Ltd.

17

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No. 1113 1114 1115 1116 1117 1118 1120 1121 1122 1123 1124 1125 1127 1128 1129 1130 1131 1132 1133

Date Admitted Description 9/2008 Third Amended Agreement for SIBL, Island International Ltd. & Christopher Blackwell 1/18/2009 Email from Davis to Rodriguez-Tolentino re: Tonarelli's questions 3/23/2004 Fax re: Share Purchase Agreement for Jumby Bay Island Company Ltd. 10/21/2008 Email from Osbourne re: SIBL Financials for 9/2008 12/5/2008 Email from Kuhrt to Lopez attaching real estate spreadsheet 12/8/2008 Email from Kuhrt to Lopez re: Real Estate worksheet 12/17/2008 Email from Persaud to Leal re: SIBL IFRS 1108 worksheet 12/23/2008 Email from Kuhrt to Lopez re: Real Estate 12/23/2008 Email from Kuhrt to Davis re: Real Estate worksheet 12/23/2208 Email from Davis to Kuhrt re: Real Estate worksheet 12/23/2008 Email from Lopez to Davis re: PW on R/E 1/5/2009 Email from Lopez to Amadio re: Real Estate worksheet 1/6/2009 Email from Lopez to Davis re: Real Estate worksheets 1/6/2009 Email from Kuhrt to Davis re: Real Estate 3/26/2008 Email from RAS to Rodriguez re: CNBC Program "American Greed: Conned in the Caribbean" 4/27/2008 Email from RAS re: Problems with Eagle Magazine 8/7/2008 Email from RAS to Rodriguez re: Newsweek reporter 11/26/2008 Email RAS to Rodriguez re: Thanksgiving Message from the Chairman 12/1/2008 Email from RAS to Rodriguez re: Quote from RAS for JAG article

18

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Date Admitted Description 12/2/2008 Email from RAS to Rodriguez re: Document 1134 reviewed last night 12/15/2008 Email from RAS to Rodriguez re: Losses 1135 in Madoff Ponzi Scheme 12/15/2008 Email from RAS to Rodriguez re: RAS 1136 quote for Press Release 1/2/2009 Email from RAS to Rodriguez re: Latest 1137 draft of 'Did You Know' 2/11/2009 Email from Rodriguez for RAS re: RAS 1138 approval 2/15/2009 Email from Rodriguez re: Latest Version 1139 for Ven-Economia article 2/17/2009 Email from RAS to Rodriguez re: Inquiry 1140 from Wall Street Journal 1145 Davis handwritten notes/diagram Davis handwritten notes/diagram: "Real Estate 1146 Transaction" 1147 Davis handwritten diagram re: "Tiers" 1149 Notes from Sugar Land Hangar meeting with RAS 1/30/2009 Email from Rodriguez to RAS re: Latest 1150 draft of 'Did You Know' 2/12/2009 Email from RAS to Rodriguez-Tolentino re: 1151 Stanford Client Letter 1155 6/2008 Emails from Tonarelli re: Questions 2/11/2009 Email from Green to RAS re: Our Survival 1157 Managing Directors' Perspective 1159 2/4/2009 Email from Stack to RAS re: JMD Records Relating to Societe Generale Schedule of "Wire Transfers - SIBL to SocGen 1200 Account 108731" 1200A Bank Records Supporting Schedule Account opening documents for SocGen Account 1201 108731 8/17/2006 Email from Fortin to Amadio re: 2006 1202 2007 Excess FDIC-Insolvency premium breakout

No.

19

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No. 1205 1205A 1206 1207 1208 1210 1211A 1211B 1211C 1212A 1212B 1212C 1213A 1213B 1215 1215A 1220 1220A 1221 1222 1222A 1225

Date Admitted Description Schedule of "Wire Transfers - SocGen Account 108731 to RAS Personal Accounts" Bank records & correspondence supporting Schedule Signature Card for Chase Bank Account Account opening documents and Signature Card for Mellon Bank Account #0116000209 Signature Card for Sterling Bank Account #151012134 12/16/2008 SocGen Debit Advice for $95,350,000 9/10/2004 Letter from RAS to SocGen requesting loan 11/15/2004 Letter from RAS re: Loan agreement 10/14/2004 Letter from RAS to SocGen Private Bank re: Account documents 12/6/2004 Letter from RAS to SocGen requesting $10M transfer to Bank of Antigua Acct 3/29/2005 Letter from RAS to SocGen requesting $5M transfer to Bank of Antigua 7/27/2005 Letter from RAS to SocGen requesting transfer of $4M to Mellon Bank Account and $4M to Sterling Bank Account 1/31/2007 Bank records supporting transfer from SocGen 108731 to SFG to RAS 11/12/2007 Bank records supporting transfer from SocGen 108731 to SFG to RAS Schedule of "Wire Transfers - SocGen Account 108731 to Stanford Entities" Bank records & correspondence supporting Schedule Schedule of "Wire Transfers - SocGen Account 108731 to C.A.S. Hewlett" Bank Records Supporting Schedule 5/19/2008 Email from Davis to SocGen with copy to RAS requesting increase payments to CAS Hewlett Schedule of "On the Book Payments to C.A.S. Hewlett" Bank Records Supporting Schedule Schedule of "Wire Transfers - SocGen Account 108731 to Other"
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No. Date Admitted Description 1225A Bank Records Supporting Schedule Sea Eagle and Other RAS Expenses 1300 Photos of vessel: "Sea Eagle" 1301 Schedule of "Fund Transfers - SFG to Stanford Eagle" 1302 Bank Records Supporting Schedule Schedule of "Fund Transfers - Stanford Eagle to 1303 Hakvoort B.V." 1304 Bank Records Supporting Schedule 1305 Schedule of "Sea Eagle Yacht Refitting Expenses" 1306 Supporting documents for Schedule 1/14/2003 Email from RAS to Hakvoort re: "Visit end 1307 of Januari / transport of Seabowld" 1308 7/19/2005 Email from RAS to Wingfield re: Sea Eagle 1309 7/20/2005 Email from Wingfield to Rigby re: Sea 7/2005 Transaction Receipt for transfer of 1310 US$288,720.78 to Hakvoort 1312 Schedule of RAS American Express expenditures Bank records supporting RAS payments to Antiguan 1313 Labor Party Bank records supporting RAS payments to Fraser 1314 Yachts 1315 Bank records supporting RAS payments to family Bank records supporting RAS payments to Bellagio 1316 Hotel Miscellaneous 1500 RAS' Phone/Address book 1501 4/4/2008 Email from RAS to Pendergest-Holt 3/24/2008 Email from RAS to Davis re: Crunching 1505 Numbers 9/18/2008 Email from RAS forwarding email from 1506 Green congratulating RAS 1509 Affidavit of Ron Rossi 1511 Text Messages between Davis and RAS 1511A Text Message between Davis and RAS re: loan 1512 3/14/2009 Davis' Proffer Agreement 1513 4/21/2009 Letter from DOJ to Finn
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No. 1514 1515 1516 1516A 1517 1518 1519 1520 1521 1522 1523 1524 1526 1527 1528 1529 1530 1531 1532 1533 1534 1535 1536 1537

Date Admitted Description 4/21/2009 Letter from DOJ to Finn with corrections 8/27/2009 Davis' Plea Agreement Maps of Antigua Map of Antigua and surrounding islands 10/7/1999 Corporate Action in Lieu of Meeting with attached "Code of Business Conduct" 11/22/2004 Email from RAS to Maldonado re: Wiring Instructions for 16.5MM 5/19/2005 Email from RAS to Maldonado re: PLATINUM BUILDING 1/12/2006 Email from RAS to Maldonado re: Transfer of Funds - TIOC 8/29/2006 Email from RAS to Maldonado re: APPROVAL REQUESTED: Q300 S/N 628 $10.438MM 1/28/2007 Email from RAS to Maldonado re: STAR Funding 3/23/2007 Email from RAS to Maldonado re: APPROVAL REQUEST: CSAI Funding 2/4/2008 Email from Maldonado to RAS re: SIBL Bank Totals 10/23/2008 Email from Davis to RAS re: SIBL Opening Bank Bal 10/22 11/11/2008 Email from Davis to RAS re: SIBL Cash Balances 12/1/2008 Email from Davis to RAS re: SIBL Bank Balances 12/01 12/1/2008 Email from Davis to RAS re: Cash Mgmt Photos of Stanford properties in Antigua RAS University of Houston Commencement Speech "Keeping the Spirit Alive" Video "Top Producer Club (TPC)" video clips Stanford Promotional Video RAS Hangar Speech Video 2005 CNBC Interview with RAS 4/20/2009 April 2009 Stanford ABC News video clip
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No. 1600 1601 1602 1603 1604 1605 1606 1607 1608 1609 1610 1611 1615

Description Summary Charts Summary Chart: SIB Liabilities and Reported Assets Summary Chart: SIB Reported vs. Actual Assets Summary Chart: SIB Tier 2 Assets Summary Chart: SIB CD Money 'Loaned" to Allen Stanford Summary Chart: Breakdown of SIB CD Money 'Loaned" to Allen Stanford Summary Chart: SIB "Loans" to Allen Stanford for Sea Eagle Summary Chart: Losses of Stanford-owned Companies Summary Chart: The Hole (As of 12/31/2008) Summary Chart: SIB CD Money Diverted to Swiss Bank Account Summary Chart: SocGen $95 Million Loan - Direct Transfers to Stanford Personal Accounts Summary Chart: SIB Payments to CAS Hewlett (Auditor) Summary Chart: SIB CD Money Diverted to Stanford Personal Accounts Summary Chart: Leroy King Cash Deposits vs. Salary

Date Admitted

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CERTIFICATE OF SERVICE I certify that a true and correct copy of the Government's Exhibit List was served via ECF on defense counsel on January 12, 2012.

By:

/s/ Gregg Costa GREGG COSTA Assistant United States Attorney