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Lateralized alpha-motoneuron excitabilities

during lying and standing of healthy


individuals in relation to Parkinsonian rigidity
Sibel Karaca1, Meliha Tan1, Uner Tan2
1
Department of Neurology, Adana Teaching and Research Center, Faculty of Medicine, Baskent University,
Adana, Turkey, 2Department of Physiology, Medical School, Çukurova University, Adana, Turkey

Objectives: To elucidate mechanisms of Parkinsonian rigidity by assessing excitability of alpha-


motoneurons innervating right and left soleus muscles in healthy controls and Parkinson’s disease (PD)
patients with rigidities in the right, left and both legs.
Published by Maney Publishing (c) W. S. Maney & Son Limited

Methods: One group of 45 controls was recruited and 60 PD patients in three groups: rigidities,
predominantly in the right, left and both legs. H-reflex (H) and muscle response (M) were recorded from
right and left soleus muscles during stimulations of the posterior tibial nerve at the popliteal fossa while lying
and standing. The H/M ratio was taken as an index for motoneuron excitability.
Results: Mean H/M ratios were significantly different on the right and left sides, modified by postural
changes in controls and PD patients. Analysis of variance showed that in healthy subjects the H/M ratio
was: standing.lying (right), lying.standing (left). In right leg rigidity patients, the H/M ratio was greatest
during standing, and smallest during lying. In left leg rigidity patients, the H/M ratios on the right and left
sides were equally independent of posture. In controls, left H/M.right while lying, ,right while standing. In
right leg rigidity patients, right H/M.left, but ,right in left leg rigidity patients, independent of posture.
There was no side difference in patients with rigidity in both legs.
Conclusions: (i) motoneuron excitability may show side and postural differences in healthy individuals and
PD patients; (ii) posture may be associated with lateralized motoneuron excitability in these subjects; and
(iii) Parkinsonian rigidity may have spinal motor origins.
Keywords: Parkinson’s disease, H-reflex, Motoneuron excitability, Posture, Laterality

Introduction individuals were not compared with those obtained


In 1910, Paul Hoffmann first described a reflex in with the subjects lying down. Handedness has also
humans that is the electrical equivalent of the deep been shown to be associated with motor symptom
tendon reflex. In this reflex the muscular primary asymmetry in Parkinson’s disease (PD),3,4 with some
afferents are stimulated electrically and the monosy- inconsistent results.5
naptic reflex response from the homonymous synergic The soleus alpha-motoneuron excitability assessed
alpha-motoneurons is recorded.1 Since its discovery the by the H-reflex amplitude in healthy individuals was
Hoffmann reflex – or the H-reflex (H) – has frequently shown by other authors to vary with posture. For
been used to assess alpha-motoneuron excitability in instance, the H-reflex amplitude was smaller when
pathological and physiological conditions. standing than when prone;6 the soleus H-reflex was
Studies using this reflex have shown that recovery suppressed during standing compared to that under
curves of the soleus H-reflexes exhibit side differences unloading7 and prone,8 but there was no difference
in healthy individuals, with the alpha-motoneuron between H-reflex amplitudes when sitting or lying
excitability being higher on the left side than the right prone.9,10 However, more appropriate methods to
in right handers, and vice versa in left handers.2 assess the motoneuron excitability, such as the H-
However, the subjects were lying face down during reflex/muscle response (H/M) ratio or the H-reflex
these investigations, and the motoneuron excitability recovery curve, were not used either by these or by
modulations during different postures of healthy other authors.
The intrinsic excitability and the presynaptic
Correspondence to: Uner Tan, Department of Physiology, Medical School, inhibition of the alpha-motoneurons should be kept
Cukurova University, 01330 Adana, Turkey. Email: unertan37@yahoo.
com constant if the H-reflex amplitude is to be used to

ß W. S. Maney & Son Ltd 2011


976 DOI 10.1179/1743132811Y.0000000024 Neurological Research 2011 VOL . 33 NO . 9
Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

estimate the motoneuron excitability. The H-reflex the alpha-motoneuron excitabilities from the right
amplitudes must be normalized to take into account and left sides of healthy individuals and cases with
variations due to skin resistance, subcutaneous fat one sided and both sided Parkinsonian rigidity.
levels, and the location of the stimulus electrode
before any comparison of the H-reflex amplitudes can Methods
be made. This is done by taking H/M.11 There were two categories of subjects voluntarily
The Hmax/Mmax ratio is commonly used as a participated in this study: healthy individuals and PD
dependent measure when data are being collected patients. These were divided into four groups. The
on more than one occasion.11 For these reasons we first category (group 1) consisted of 45 healthy
used the Hmax/Mmax as an index for the alpha- individuals (15 women and 30 men) with no known
motoneuron excitability changes during postural neurological signs and symptoms. The second cate-
conditions in healthy individuals and cases with PD, gory comprised 50 cases with PD (25 men and 25
instead of H-reflex amplitudes alone as used in the women). This category was divided into three groups:
other studies. patients with predominantly right leg rigidity (n522),
The alpha-motoneuron excitability assessed by the patients with predominantly left leg rigidity (n512),
H-reflex amplitude was also reported with regard to and patients with both leg rigidity (n516). The PD
Parkinsonian rigidity.12,13 These studies, however, patients were newly diagnosed and not yet taking
medication for their disease.
Published by Maney Publishing (c) W. S. Maney & Son Limited

also used the H-reflex amplitude as an index for the


motoneuron excitability, without considering a more The rigidity subscore of the unified PD rating score
appropriate method such as the H/M ratio or H- (UPDRS) was used to assess the severity of the
reflex recovery curve. Despite these methodological rigidity,18 which was determined using the rigidity
inadequacies, the above studies suggested an increase scores of part III of the UPDRS subscores. All of the
in the alpha-motoneuron excitability as the cause of PD patients had the following cardinal signs: distal
the rigidity in PD patients. resting tremor, bradykinesia, and asymmetric onset.19
In light of the above mentioned H-reflex studies in The statistical analysis was performed using the SPSS
healthy individuals and patients with PD, with some statistical package, version 16, for the univariate
minor but important methodological inadequacies, analysis of variance (ANOVA) with post hoc tests
we studied the alpha-motoneuron excitabilities asse- (Bonferroni) for multiple comparisons. The statistical
ssed by the H/M ratios in healthy individuals and tests should at least yield P,0.05 for the results to be
patients with PD, to determine if there are bilateral statistically significant.
differences and modulations in alpha motor neuron All of the subjects in the four groups were
excitabilities produced by postural changes. consistent right handers and consistent right footers.
Consequently, we expected to gain more insights The hand preference was assessed by the Oldfield’s
into the laterality of the final common pathways in handedness questionnaire, and foot preference was
healthy individuals compared to PD patients exhibit- assessed by kicking a ball.14
ing rigidities exclusively in the right, left or both legs. Each subject signed a consent form prior to the
Studying the alpha-motoneuron excitabilities on the examinations, and the experimental procedure was
right and left sides during lying and standing of approved by the ethics committee of the Medical
healthy individuals and patients with PD –for the first School at Baskent University (Ankara, Turkey).
time in the scientific literature – would give further Traditional methods were used to elicit and record
insight into the pathophysiology of the Parkinsonian the H-reflexes. That is, the skin was cleaned with
rigidity. Moreover, the results obtained from this alcohol, shaved, and slightly brushed. A pair of
study might also shed light on the outcomes of the recording electrodes 1 cm in diameter and 5 cm apart
therapeutic interventions applied to PD patients with was placed on the midpoint of the soleus muscle. Two
or without drugs. stimulus electrodes, with a 1 cm diameter cathode
The specific aims of this study were: (i) to compare placed at the medial popliteal nerve and a larger plate
the extensor alpha-motoneuron excitabilities in heal- placed over the patella, were used to elicit the H-
thy individuals (controls) with PD patients, using the reflex, using single shock stimuli of 0.5 milliseconds
H/M ratios as a motoneuron excitability index with duration at 10 seconds intervals. The correct stimulus
regard to side-related differences; (ii) to gain a more point for the largest reflex amplitudes was determined
direct insight into the origins of the Parkinsonian by moving the stimulus electrodes over the popliteal
rigidity by examining the relationship of the rigi- fossa until the largest reflexes with smallest muscle
dity scores to the alpha-motoneuron excitability le- responses appeared. The amplitudes of the H-reflexes
vels in patients with a predominant right, left, or both first increased then decreased and disappeared with
leg rigidity, and (iii) to elucidate any asymmetric increasing the 61.0 threshold stimuli. The amplitudes
influence of postural changes (lying and standing) on of the M (muscle) and H (reflex) responses were

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Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

Figure 1 Muscle (M) and H-reflex (H) responses recorded


from the right soleus muscle following single-shock stimula-
tion of the posterior tibial nerve at the popliteal fossa in a
healthy individual. Ordinate: amplitude (mV), abscissa: time
(millisecond).

measured from their lowest to highest peaks during


recording sessions. The alpha-motoneuron excitabil-
ities were assessed by taking the ratio of the highest
Published by Maney Publishing (c) W. S. Maney & Son Limited

amplitude H response to the highest amplitude M


response.15 Examining the H/M ratios with the
subjects both during prone lying and upright standing
was taken as a reliable procedure since a high test-
retest reliability has been previously reported for the
H-reflex amplitude during three different positions
including standing.16,17
To obtain the H-reflex and muscle responses, we
used a Nihon Cohden Neuropack (Tokyo, Japan)
electromyography monitor with a sampling rate of
2 kHz per channel. SPSS, version 16, was used to
make statistical analysis, for one-way ANOVA and
post hoc tests.

Results
The subjects comprised four groups: healthy indivi-
duals (n545) aged 42–69 years (58.1¡6.5 years
with no known neurological signs or symptoms, PD
patients with predominantly right leg rigidity (n522)
aged between 44 and 72 years, PD patients with
Figure 2 Mean H/M ratios (ordinate) from right (A) and left
predominantly left leg rigidity (n512) aged between
51 and 65 years, and PD patients with rigidity in both
(B) soleus muscles, during lying (o) and standing ( ) of N
healthy subjects and PD patients with predominantly right or
legs (n516) aged 63–76 years. The right and left mean left leg rigidity (abscissa). Vertical lines above and below the
UPDRS motor subscores for rigidity were distributed mean H/M ratios: ¡95% confidence intervals.
among patients as follows: right UPDRS512.4¡2.5
and left UPDRS53.6¡3.1 for the patients with pre-
responses belonged to the M response (5.2 millise-
dominantly right leg rigidity, right UPDRS51.2¡0.9
conds) evoked only by alpha-efferent stimulation.
and left UPDRS512.6¡3.7 for the patients with
The H response had a much longer latency
predominantly left leg rigidity, right UPDRS5
(30.0 milliseconds) because of its reflex nature with
17.3¡3.5 and left UPDRS517.9¡6.6 for the patients
afferent–efferent connections and synaptic conduc-
with both leg rigidity. The difference between the mean
tion times.
ages of the normal subjects and patients was not
statistically significant (t51.4, df5103, P.0.10), Postural differences
indicating the groups participating in the present The mean right leg H/M ratios during lying and
study were age matched. standing of healthy subjects, and PD patients with
The M and H responses recorded from the right rigidity predominantly in the right and left leg were
soleus muscle of a healthy subject are depicted in compared in Fig. 2A. One-way ANOVA indicated
Fig. 1. As expected, the shortest latency of these that there were no significant differences between

978 Neurological Research 2011 VOL . 33 NO . 9


Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

groups during lying (F2, 7750.25, P.0.75), but the


mean H/M ratios between groups were significantly
different during standing (F2, 77512.44, P,0.001).
For the standing posture, post hoc tests showed that
the mean right H/M ratio of the patients with
predominantly right leg rigidity was significantly
greater than the mean right H/M ratio of the control
subjects (P,0.001) and the patients with left leg
rigidity (P,0.01). The difference between the mean
right H/M ratios of the control subjects and the
patients with left leg rigidity was not significant
(P.0.50).
Considering only the postural conditions in
Fig. 2A, the mean right H/M ratio was significantly
greater during standing than lying in healthy
individuals (F1, 43511.26, P,0.001) and in patients
with predominantly right leg rigidity (F1, 21520.24,
Published by Maney Publishing (c) W. S. Maney & Son Limited

P,0.0001), there being no significant postural


difference in the right leg H/M ratios of the patients
with left leg rigidity (F1, 1151.12, P.0.30).
Figure 2B illustrates the mean left H/M ratios
during lying and standing of the healthy individuals,
and patients with right or left leg rigidity. The one-
way ANOVA indicated that the difference be-
tween groups was significant for the lying posture
(F2, 77512.82, P,0.001). Post hoc tests for multiple
comparisons showed that the mean left H/M ratio of
patients with predominantly right leg rigidity was
significantly smaller than in the healthy individuals
(P,0.001), and patients with left leg rigidity
(P,0.001). The largest left H/M ratio belonged to
Figure 3 Mean H/M ratios with ¡95% confidence intervals
the patients with predominantly left leg rigidity, being
significantly greater in these patients than those with N
(ordinate) from right (o) and left ( ) sides during lying (A) and
standing (B) of healthy subjects, and PD patients with
right leg rigidity and healthy subjects (P,0.001). For predominantly right, left, or both leg rigidity (abscissa).
the standing posture, there was a significant difference
between groups (F2, 77533.5, P,0.001). Post hoc tests
were no significant differences between the mean
for multiple comparisons showed, however, the mean
right H/M ratios during lying of patients with
left H/M ratio during standing of healthy individuals
rigidity in the left leg and both legs (P.0.90 and
was not significantly different from the patients with
0.95). With regard to the left side (Fig. 3A, closed
right leg rigidity (P.0.05), but the mean left H/M ratio
circles), the mean H/M ratios were significantly
for the patients with left leg rigidity was significantly
different between groups (F2, 92514.01, P,0.001).
greater than those for the healthy subjects and patients
Post hoc tests showed the mean left H/M ratio for
with right leg rigidity (P,0.001).
the patients with right leg rigidity was significantly
Side differences smaller than the healthy individuals (P,0.001); the
Figure 3A illustrates the mean right and left H/M mean left H/M ratio for patients with left leg rigidity
ratios during lying of the healthy subjects, and was significantly greater than the patients with right
patients with right, left, or both leg rigidity. One- leg rigidity (P,0.001), both leg rigidity (P,0.05),
way ANOVA indicated significant differences be- and healthy subjects (P,0.005).
tween the groups for the mean right H/M ratios Considering the right and left differences during
(F2, 9253.45, P,0.05). Post hoc tests showed, lying of the healthy subjects (Fig. 3A), the mean left
however, that the only significant difference between H/M ratio was significantly greater than the mean
groups was due to the mean H/M ratio of the patients right H/M ratio (F1, 43512.15, P,0.001). By contrast,
with predominantly right leg rigidity, being signifi- the mean right H/M ratio was significantly greater
cantly greater than the control group, and patients than the mean left H/M ratio in patients with right leg
with right, left, or both leg rigidity (P,0.05). There rigidity (F1, 205P,0.001). In patients with left leg

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Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

rigidity the mean left H/M ratio was significantly Considering the side differences in relation to
greater than the mean right H/M ratio (F1, 10526.84, postural conditions, in the control subjects the alpha-
P,0.001). In patients with both leg rigidity, there was motoneuron excitability was significantly higher on
no significant difference between the mean right and the left than the right side during lying, but higher on
left H/M ratios (F1, 1450.48, P.0.45). the right than the left side during standing. These
Figure 3B illustrates the mean right and left H/M results are partly consistent with previous reports, with
ratios during standing of healthy subjects and higher motoneuron excitability on the left than the
patients with right, left, or both leg rigidity. right side during lying of the right handed healthy
ANOVA yielded significant differences between subjects.2 Thus, the asymmetric spinal motor excit-
groups for the right side (F3, 91518.71, P,0.001). ability in the lower extremities opposite to hand and
Post hoc tests for multiple comparisons indicated the foot preferences seems to be well established, but only
highest right H/M ratio for the patients with right leg when subjects are lying down.
rigidity, being higher than controls (P,0.001), It was previously argued2 that the discrepancy
patients with left leg rigidity (P,0.001), and both between hand and foot preference and motoneuron
leg rigidity (P,0.001). For the left H/M ratios, excitability in the lower extremities may be explained
ANOVA yielded significant differences between by a predominantly inhibitory action of the cerebral
groups (F3, 91559.43, P,0.001). According to post cortex on the contralateral extensor motoneurons.20
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hoc tests for multiple comparisons, the mean left H/M However, the subjects in these studies were lying
ratio was significantly greatest for the patients with down and no comparison was made for various
left leg rigidity, being greater than patients with right postural conditions other than lying prone. The
leg rigidity, both leg rigidity, and controls (P,0.001). above results now demonstrate that the opposite
With regard to right left differences during standing could be observed when the subjects changed their
upright (Fig. 3B), the mean right H/M ratio was posture from lying to standing, with higher moto-
significantly greater than the left H/M ratio in healthy neuron excitability on the right than the left. The
subjects (F1, 43528.82, P,0.001), and patients with mechanisms of this change in asymmetric motoenur-
right leg rigidity (F1, 20526.56, P,0.001), being onal excitability may be explained by supraspinal
significantly smaller in patients with left leg rigidity influences on the extensor motoneurones, but, as
(F1, 10549.12, P,0.001). There was no significant mentioned above, peripheral-segmental mechanisms
right–left difference in patients with both leg rigidity may be essential in the reverse change of spinal motor
(F1, 1450.56, P.0.45). asymmetry, i.e., following transition from lying to
standing posture.22
Discussion Lateralization in alpha-motoneuron excitability
The quintessence of this study was the side and depending upon the postural conditions was also
postural differences in the alpha-motoneuron excit- observed in the Parkinson’s patients in relation to
ability in healthy subjects and patients with PD in rigidity. The motoneuron excitabilities of the right
relation to one sided and both sided rigidities. and left sides were significantly greater during
In healthy individuals the mean right and left H/M standing than lying in patients with predominantly
ratios, as an index for the alpha-motoneuron excit- right leg rigidity. However, this was not the case for
ability, exhibited significant side differences that were the patients with predominantly left leg rigidity:
modified by postural changes: higher motoneuron the motoneuron excitabilities were not significantly
excitability during standing than lying on the right different from each other on the right and left sides
side, but lower excitability during standing than lying during lying and standing in these cases.
on the left side. This reversal in spinal motor These results, which are novel in the literature, may
asymmetry depending upon posture – reported for be due to exclusively right handedness and right
the first time in the literature – may be segmental as footedness of the subjects who participated in the
well as supraspinal in origin, suggesting the ‘mod- study, but there is no supporting information in the
ulatory effects of descending and segmental inputs on literature for this hypothesis. On the other hand, an
the excitability of the H-reflex circuit’.20 However, the increase in the alpha-motoneuron excitability in PD
H-reflex amplitudes have been shown to decrease was previously reported,23 but without considering
during standing in patients with a complete spinal the side differences and modulations by posture or
cord injury,21 suggesting a primary contribution of their combined actions, and indirectly measuring
peripheral sensory inputs to suppression of the so- the alpha-motoneuron excitability using the H-reflex
leus H-reflex while standing. Thus, the spinal motor amplitudes. We have also found that the mean right
asymmetry2 modified by postural conditions may leg H/M ratios during lying and standing of the
mainly have peripheral origins independent of sup- patients with left leg rigidity were not significantly
raspinal influences. different from those of the control subjects. This is

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Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

not consistent with reports about the increase of the results of the present work are also of predictive value:
alpha-motoneuronal excitability in PD. Accordingly, by simply examining the rigidity of legs (right, left or
the increase in the alpha-motoneuron excitability in both) one can predict the degree and lateralization of
PD may not be considered as a rule, provided that the the spinal alpha-motoenruon excitabilities, and this
affected sides during lying and standing are investi- may in turn be beneficial for the follow-up studies and
gated separately. Moreover, the mean right leg H/M may have therapeutical implications.
ratios of both legs of the patients exhibiting rigidity The increased alpha-motoneuron excitability, play-
predominantly in the left leg and both legs not ing a role in the mechanisms of the Parkin-
significantly different from healthy controls during sonian rigidity, may result from a decrease in the
lying and standing conditions. This finding is also not autogenetic Ib inhibition in PD, while the role of the
consistent with the view of an increased motoneuron presynaptic inhibition in Parkinsonian rigidity is
excitability in PD patients. controversial.24,25 These studies, however, did not
The results suggest that lateralization of the alpha- report any side differences modulated by postural
motoneuron excitability may be associated with changes. On the other hand, contrary to our results,
lateralization of Parkinsonian rigidity. Namely, the in other studies no statistically significant difference
mean H/M ratios from right and left sides were not was found between motoneuron excitabilities of the
significantly different from each other in patients with healthy subjects and Parkinson’s patients,25,26 but
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rigidity in both legs, indicating association of sym- these studies also did not consider the side differences
metric rigidity with symmetric motoneuron excitabil- in various postural conditions.
ity. In patients with predominantly left leg rigidity,
the mean left leg H/M ratios during lying and Conclusions
standing were significantly greater than the mean The excitability of the alpha-motoneurons innervat-
right leg H/M ratios during lying and standing; the ing the postural soleus muscle was assessed by taking
mean left leg H/M ratios in both postural conditions the mean H/M ratios in normal subjects, and PD
were significantly greater than in the controls, but the patients rigidity predominantly in the right, left or
mean right leg H/M ratios were not significantly both legs, to gain an insight into a possible
different from the controls. These results indicate contribution of the alpha-motoneuron excitability
association of the increased left leg rigidity in patients to the Parkinsonian rigidity. This is the first study
with predominantly left leg rigidity with a predomi- measuring the motoneuron excitability using the H/
nantly left sided increase in the alpha-motoneuron M ratio from right and left soleus muscles during
excitability, without any significant change in the lying and standing of healthy individuals and patients
right sided motoneuron excitability. With regard to with PD. The current literature did not report the side
the patients with predominantly right leg rigidity, the differences in motoneuron excitabilities during pos-
mean right leg H/M ratios during lying and standing tural changes, and methods such as the H-reflex
were significantly greater than for the controls, while amplitudes were used to measure the motoneuron
the mean left leg H/M ratio during standing was not excitability changes. A more appropriate method (H/
statistically different from the controls, but was M ratio) was used in the present work to directly
significantly smaller than in the controls during lying. measure the motoneuron excitability, and more
These results show an association of the strongly detailed information was obtained on the contribu-
right sided rigidity with an increase in the purely right tion of the alpha-motoneuron excitability to the
sided alpha-motoneuron excitability. origins of Parkinsonian rigidity by considering the
These never before reported results present direct side differences in various postural conditions. The
evidence for the contribution of asymmetric levels of strong association of the symmetric or asymmetric
the alpha-motoneuron excitabilities to the level of Parkinsonian rigidity with the symmetric or asym-
the asymmetric Parkinsonian rigidity. This contra- metric motoneuron excitability during lying and
dicts the notion of an overall motoneuron excit- standing compared to healthy controls provided
ability increase in PD found in studies that did not direct evidence for the spinal motor origins of the
consider the sides and the postural conditions, and rigidity in PD patients.
which used an unreliable method such as the H- The results are also of predictive value for the side
reflex amplitudes to measure the motoneuron excit- differences in alpha-motoneuron excitabilities by a
ability changes in patients with different levels of simple examination of the rigidities on the right and
Parkinsonian rigidity. left sides of the PD patients. These original, never
This is the first study presenting the asymmetric before reported results also accentuate the impor-
occurrence of the alpha-motoneuron excitabilities in tance of side differences under various postural
relation to the asymmetric distribution of Parkin- conditions, and may have implications for future
sonian rigidity in relation to postural changes. The research and follow-up studies with or without drugs.

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Karaca et al. Alpha-motoneuron excitabilities in relation to Parkinsonian rigidity

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