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DiversityofCitizenshipincludesa CitizenofaStatewhoisnot aCitizenoftheUnitedStates

2012DanGoodman ThereisacitizenofaStatewhoisnotacitizenoftheUnitedStates: WecometothecontentionthatthecitizenshipofEdwardswasnotaverredin thecomplaintorshownbytherecord,andhencejurisdictiondidnotappear. Inansweringthequestion,whethertheCircuitCourthadjurisdictionofthe controversy,wemustputourselvesintheplaceoftheCircuitCourtofAppeals,and decidethequestionwithreferencetothetranscriptofrecordinthatcourt. HadthetranscriptshownnothingmoreastothestatusofEdwardsthanthe avermentofthecomplaintthathewasaresidentoftheStateofDelaware,assuch anavermentwouldnotnecessarilyhaveimportedthatEdwardswasacitizenof Delaware,anegativeanswerwouldhavebeenimpelledbypriordecisions.Mexican CentralRy.Co.v.Duthie,189U.S.76;Hornev.GeorgeH.HammondCo.,155U.S.393; Dennyv.Pironi,141U.S.121;Robertsonv.Cease,97U.S.646.Thewholerecord, however,maybelookedto,forthepurposeofcuringadefectiveavermentof citizenship,wherejurisdictioninaFederalcourtisassertedtodependupon diversityofcitizenship,andiftherequisitecitizenship,isanywhereexpressly averredintherecord,orfactsarethereinstatedwhichinlegalintendment constitutesuchallegation,thatissufficient.Hornev.GeorgeH.HammondCo.,supra andcasescited. Asthisisanactionatlaw,weareboundtoassumethatthetestimonyofthe plaintiffcontainedinthecertificateoftheCircuitCourtofAppeals,andrecitedto havebeengivenonthetrial,waspreservedinabillofexceptions,whichformed partofthetranscriptofrecordfiledintheCircuitCourtofAppeals.Beingapartof therecord,andpropertoberesortedtoinsettlingaquestionofthecharacterof thatnowunderconsideration,Robertsonv.Cease,97U.S.648,wecometoascertain whatisestablishedbytheuncontradictedevidencereferredto. Inthefirstplace,itshowsthatEdwards,priortohisemploymentontheNew YorkSunandtheNewHavenPalladium,waslegallydomiciledintheStateof 1

Delaware.Next,itdemonstratesthathehadnointentiontoabandonsuchdomicil, forhetestifiedunderoathasfollows:OneofthereasonsIlefttheNewHaven Palladiumwas,itwastoofarawayfromhome.IlivedinDelaware,andIhadtogo backandforth.MyfamilyareoverinDelaware.Now,itiselementarythat,toeffect achangeofoneslegaldomicil,twothingsareindispensable:First,residenceina newdomicil,and,second,theintentiontoremainthere.Thechangecannotbe made,exceptfactoetanimo.Botharealikenecessary.Eitherwithouttheotheris insufficient.Mereabsencefromafixedhome,howeverlongcontinued,cannotwork thechange.Mitchellv.UnitedStates,21Wall.350. AsDelawaremust,then,beheldtohavebeenthelegaldomicilofEdwardsatthe timehecommencedthisaction,haditappearedthathewasacitizenofthe UnitedStates,itwouldhaveresulted,byoperationoftheFourteenth Amendment,thatEdwardswasalsoacitizenoftheStateofDelaware.Anderson v.Watt,138U.S.694.Bethisasitmay,however,Delawarebeingthelegaldomicilof Edwards,itwasimpossibleforhimtohavebeenacitizenofanotherState,District, orTerritory,andhemustthenhavebeeneitheracitizenofDelawareoracitizen orsubjectofaforeignState.Ineitherofthesecontingencies,theCircuitCourt wouldhavehadjurisdictionoverthecontroversy.But,inthelightofthetestimony, wearesatisfiedthattheavermentinthecomplaint,thatEdwardswasaresidentof theStateofDelaware,wasintendedtomean,and,reasonablyconstrued,mustbe interpretedasaverring,thattheplaintiffwasacitizenoftheStateofDelaware. Jonesv.Andrews,10Wall.327,331;ExpressCompanyv.Kountze,8Wall.342.Sun Printing&PublishingAssociationv.Edwards:194U.S.377,at381thru383(1904).
http://books.google.com/books?id=tekGAAAAYAAJ&pg=PA381#v=onepage&q&f=false

Also: TheactwasconsideredinJohnsonv.UnitedStates,160U.S.546,andwethere heldthatapersonwhowasnotacitizenoftheUnitedStatesatthetimeofan allegedappropriationofhispropertybyatribeofIndianswasnotentitledto maintainanactionintheCourtofClaimsundertheactinquestion.Therewasnot inthatcase,however,anyassertionthattheclaimantwasacitizenofaStateas distinguishedfromacitizenoftheUnitedStates....[U]ndoubtedlyinapurely technicalandabstractsensecitizenshipofoneoftheStatesmaynotinclude citizenshipoftheUnitedStates...Unquestionably,inthegeneralandcommon acceptation,acitizenoftheStateisconsideredassynonymouswithcitizenofthe UnitedStates,andtheoneisthereforetreatedasexpressiveoftheother.This flowsfromthefactthattheoneisnormallyandusuallytheother,andwhere suchisnotthecase,itispurelyexceptionalanduncommon.UnitedStatesv. NorthwesternExpress,Stage&TransportationCompany:164U.S.686,688(1897).
http://books.google.com/books?id=xOQGAAAAYAAJ&pg=PA688#v=onepage&q=&f=false

SuchacitizenisrecognizedatArticleIV,Section2,Clause1oftheConstitutionof theUnitedStatesofAmerica: ...Thereisnoinherentrightinacitizentothussellintoxicatingliquorsby retail.ItisnotaprivilegeofacitizenoftheStateorofacitizenoftheUnited States.Crowleyv.Christensen:137U.S.86,at91(1890).


http://books.google.com/books?id=htIGAAAAYAAJ&pg=PA91#v=onepage&q&f=false

Anotherobjectiontotheactisthatitisinviolationofsection2,art.4,ofthe constitutionoftheUnitedStates,andofthefourteenthamendment,inthatthisact discriminatesbothastopersonsandproducts.Section2,art.4,declaresthatthe citizensofeachstateshallbeentitledtoalltheprivilegesandimmunitiesofthe citizensoftheseveralstates;andthefourteenthamendmentdeclaresthatnostate shallmakeorenforceanylawwhichshallabridgetheprivilegesandimmunitiesof citizensoftheUnitedStates.Butwehaveseenthatthesupremecourt,inCrowleyv. Christensen,137U.S.91,11Sup.Ct.Rep.15,hasdeclaredthatthereisnoinherent rightinacitizentosellintoxicatingliquorsbyretail.Itisnotaprivilegeofacitizen ofastateorofacitizenoftheUnitedStates.Cantiniv.Tillman:54Fed.Rep.969, at973(1893).
http://books.google.com/books?id=Ehg4AAAAIAAJ&pg=PA973#v=onepage&q&f=false

AcitizenoftheUnitedStatescanbecomealsoacitizenofaState,underSection1, Clause1oftheFourteenthAmendment.AcitizenoftheUnitedStatesisthena citizenoftheUnitedStatesANDacitizenofaState: Thequestionispresentedinthiscase,whether,sincetheadoptionofthe fourteenthamendment,awoman,whoisacitizenoftheUnitedStatesANDtheState ofMissouri,isavoterinthatState,notwithstandingtheprovisionoftheconstitution andlawsoftheState,whichconfinetherightofsuffragetomenalone.... Thereisnodoubtthatwomenmaybecitizens.Theyarepersons,andbythe fourteenthamendmentallpersonsbornornaturalizedintheUnitedStatesand subjecttothejurisdictionthereofareexpresslydeclaredtobecitizensofthe UnitedStatesandoftheStatewhereintheyreside.Minorv.Happersett:88U.S. (21Wall.)162,at165(1874).
http://books.google.com/books?id=IEsGAAAAYAAJ&pg=PA165#v=onepage&q&f=false

TheFourteenthAmendmentdeclaresthatcitizensoftheUnitedStatesare citizensofthestatewithintheyreside;thereforetheplaintiffwasatthetimeof makingherapplication,acitizenoftheUnitedStatesANDacitizenoftheStateof Illinois. 3

Wedonotheremeantosaythattheremaynotbeatemporaryresidenceinone State,withintenttoreturntoanother,whichwillnotcreatecitizenshipinthe former.Buttheplaintiffstatesnothingtotakehercaseoutofthedefinitionof citizenshipofaStateasdefinedbythefirstsectionofthefourteenthamendment. Bradwellv.theStateofIllinois:83U.S.130,at138(1873).


http://books.google.com/books?id=DkgFAAAAYAAJ&pg=PA138#v=onepage&q=&f=false

SincetheratificationoftheFourteenthAmendmentandtheSlaughterhouseCases, acitizenofaState,isstillacitizenofaState,ormoreappropriatelyacitizenofa StatewhoisnotacitizenoftheUnitedStates.Thiscanbeseenintheareaof diversityofcitizenship. Ageneralruleforremovalinadiversityofcitizenshipcaseisthattheproper citizenshipmustexistbothwhentheactioniscommencedatthestateleveland whenthepetitionforremovalisfiledatthefederallevel.Someauthority: InGibsonv.Bruce,108U.S.561,itwasdecidedthatundertheactofMarch3d, 1875,c.137,asuitcouldnotberemovedonthegroundofcitizenshipunlessthe requisitecitizenshipexistedbothwhenthesuitwasbegunandwhenthepetitionfor removalwasfiled.Houston&TexasCentralRailroadCompany&Othersv.Shirley: 111U.S.358,at360(1884).
http://books.google.com/books?id=HnIUAAAAYAAJ&pg=PA360#v=onepage&q&f=false

Theprovisionsofthatactarereproducedinthethirdsubdivisionofsection639 oftheRevisedStatutes,anditwasandisessential,inordertosuchremoval,where thereareseveralplaintiffsorseveraldefendants,thatallthenecessarypartieson onesidemustbecitizensoftheStatewherethesuitisbrought,andallontheother sidemustbecitizensofanotherStateorStates,andthepropercitizenshipmust existwhentheactioniscommencedaswellaswhenthepetitionforremovalisfiled. SewingMachineCases,18Wall.553;Vannevarv.Bryant,21Wall.41;BibleSocietyv. Grove,101U.S.610;CambriaIronCompanyv.Ashburn,118U.S.54;Hancockv. Holbrook,119U.S.586;Fletcherv.Hamlet,116U.S.408.Youngv.Parkers Administrator:132U.S.267,at270thru271(1889).
http://books.google.com/books?id=kMQGAAAAYAAJ&pg=PA271#v=onepage&q&f=false

2.Thecasewasnotremovablefromthestatecourt,unlessitappeared affirmativelyinthepetitionforremoval,orelsewhereintherecord,thatatthe commencementoftheaction,aswellaswhentheremovalwasasked,Stevensand MirickwerecitizensofsomeotherStatethantheoneofwhichtheplaintiffwas,at thoserespectivedates,acitizen.Gibsonv.Bruce,108U.S.561,562;Houston&Texas 4

CentralRailwayv.Shirley,111U.S.358,360;Mansfield,Coldwater&c.Railwayv. Swan,111U.S.379,381;Akersv.Akers,117U.S.197.Stevensv.Nichols:130U.S. 230,at231thru232(1889).


http://books.google.com/books?id=SsMGAAAAYAAJ&pg=PA231#v=onepage&q&f=false

AcitizenofaState(whoisnotacitizenoftheUnitedStates)canbeseeninthe followingcaseofBibleSocietyv.Grove(101U.S.610): Thiswasasuitbegunonthe6thofMarch,1868[Footnote1],inaStatecourt, byapartoftheheirsatlawofJacobE.Grove,tosetasidehiswill.Thedefendants weretheexecutorsofthewill,thelegateesordevisees,andsomeoftheheirs.The casewastriedfourtimesintheStatecourt,andthevenuewaschangedtwice.At threeofthetrialsthejurydisagreed.Attheotheraverdictwasgivenforthe plaintiffs,whichthecourtsetaside.ThelasttrialcommencedApril14,1875,atthe JanuaryadjournedtermoftheCircuitCourtofMaconCounty,Missouri,andresulted inadisagreementofthejury.Atthenextterm,beginningonthethirdMondayin May,thecausewascontinued. Onthe21stofSeptember,1875,theAmericanBibleSociety,oneofthe defendantsinthesuit,aNewYorkcorporation,andalegateeunderthewill,filedits petitionfortheremovalofthecausetotheCircuitCourtoftheUnitedStates.The groundofremovalisthusstatedinthepetition: ThatsaidJohnA.Groveandothers,plaintiffsasaforesaid,areresidentsand citizensoftheStateofOhio[Footnote2],andotherStatesotherthantheStateof NewYork;thatnoneofsaidplaintiffsresideinorarecitizensoftheStateofNew York;thatsaidcontroversyiswhollybetweencitizensofdifferentStates,andcanbe fullydeterminedasbetweenthem;thatpetitionerisactuallyinterestedinsaid controversy(beingtheonlypartywhoseinterestsplaintiffsprofesstodesireto affectinsaidcontroversy);thattheamountinvolvedinsaidcontroversyexceeds $5,000.Petitionerfurtherstatesthatithasreasontobelieve,anddoesbelieve,that fromprejudiceandlocalinfluenceitwillnotbeabletoobtainjusticeinsaidCircuit CourtofMaconCountyaforesaid.Accompanyingthepetitionwasthenecessary bond,andanaffidavitoftheattorneyofthepetitioner,statinghisbeliefofthefacts setforth,andthatfromlocalinfluenceandprejudicethepetitionerwouldnotbe abletoobtainjusticeintheStatecourt.Itnowhereappearsfromthepetitionorthe recordthateitheroftheplaintiffswasacitizenofMissouri.BibleSocietyv.Grove: 101U.S.610,at610thru611(1879).
http://books.google.com/books?id=GS8GAAAAYAAJ&pg=PA610#v=onepage&q&f=false

ThecommencementofthiscasewasonMarch6,1868;beforetheratificationof theFourteenthAmendment.CitizenshipoftheUnitedStatesdidnotexist separatelyfromcitizenshipofaState.OnewhowasacitizenofaState,under ArticleIV,Section2,Clause1oftheConstitution,wasalsoacitizenoftheUnited States(forpurposesofinternationallaw[Footnote3])entitledtoprivilegesand immunitiesofcitizensintheseveralStates.OnSeptember21,1875;afterthe adoptionoftheFourteenthAmendment,thepetitionforremovalwasfiled.The FourteenthAmendmentaccordingtotheSupremeCourtoftheUnitedStates,inthe SlaughterhouseCases,changedcitizenshipundertheConstitution.Citizenshipofa Statewasnowtobeconsideredasseparateanddistinctfromcitizenshipofthe UnitedStates.AcitizenofaStatewastobeconsideredasseparateanddistinctfrom acitizenoftheUnitedStates: OftheprivilegesandimmunitiesofthecitizenoftheUnitedStates,andof theprivilegesandimmunitiesofthecitizenoftheState,andwhattheyrespective are,wewillpresentlyconsider;butwewishtostateherethatitisonlytheformer whichareplacedbythisclause(Section1,Clause2oftheFourteenthAmendment) undertheprotectionoftheFederalConstitution,andthatthelatter,whateverthey maybe,arenotintendedtohaveanyadditionalprotectionbythisparagraphofthe amendment.SlaughterhouseCases:83U.S.(16Wall.)36,at74(1873).[Footnote 4],[Footnote5]
http://books.google.com/books?id=DkgFAAAAYAAJ&pg=PA74#v=onepage&q&f=false

InthecaseofBibleSocietyv.Grove,theSupremeCourtmadenocommentonthe avermentsoncitizenshipmadeonthepetitionforremovalasnolongerbeingin existence;thatis,acitizenofaState(whoisnotacitizenoftheUnitedStates),but that: ...AstheplaintiffsarenotshowntohavebeencitizensofMissouri,itisclear thatthedefendantswerenotentitledtotakethecasetothecourtsoftheUnited StatesONTHISGROUND.BibleSocietyv.Grove:101U.S.610,at612(1879).


http://books.google.com/books?id=GS8GAAAAYAAJ&pg=PA612#v=onepage&q&f=false

Inaddition,BibleSocietyv.Grove(101U.S.610)iscitedinYoungv.Parkers Administrator(132U.S.267)above. Therefore,acitizenofaStatewhoisnotacitizenoftheUnitedStatescanpursuea diversityofcitizenshipcauseofaction.Or,inotherwords,diversityofcitizenship includesacitizenofaStatewhoisnotacitizenoftheUnitedStates. 6

________________________ Footnotes: 1.TheFourteenthAmendmentwasadoptedonJuly28,1868: TheFourteenthAmendmentwhichwasfinallyadoptedJuly28,1868.Holden v.Hardy:169U.S.375,at382(1918).


http://books.google.com/books?id=4sGAAAAYAAJ&pg=PA382#v=onepage&q=&f=false

OnJuly28,1868,thesecretaryofstateproclaimedthatthefourteentharticleof amendmentstotheconstitutionoftheUnitedStateshadbeenratifiedbythree fourthsofthestatesoftheUnion.UnitedStatesv.Lackey:99F.Rep.952,at995 (1900).


http://books.google.com/books?id=Slc4AAAAIAAJ&pg=PA955#v=onepage&q=&f=false

2.Plaintiffsinthiscase,inthepetitionforremovalonSeptember21,1875,areaverredto ascitizensofaState,notcitizensoftheUnitedStatesandaState: ThebillfiledintheCircuitCourtbytheplaintiff,McQuesten,allegedhertobe acitizenoftheUnitedStatesandoftheStateofMassachusetts,andresidingat TurnerFallsinsaidState,whilethedefendantsSteiglederandwifewerealleged tobecitizensoftheStateofWashington,andresidingatthecityofSeattleinsaid State.StatementoftheCase,Steigleiderv.McQuesten:198U.S.141(1905). TheavermentinthebillthatthepartieswerecitizensofdifferentStates wassufficienttomakeaprimafaciecaseofjurisdictionsofarasitdependedon citizenship.Opinion,Steigleiderv.McQuesten:198U.S.141,at142(1905).
http://books.google.com/books?id=ceIGAAAAYAAJ&pg=PA141#v=onepage&q&f=false

AcitizenoftheUnitedStatesistoidentifiedhiscitizenshipinafederalcourtbyaverring thatheorsheisacitizenoftheUnitedStatesANDacitizenofaStateoftheUnion: ThecourtsoftheUnitedStateshavenotjurisdictionincasesbetweencitizens oftheUnitedStates,unlesstherecordexpresslystatesthemtobecitizensof differentstates.Woodv.Wagon:6U.S.(2Cranch)1(1804).


http://books.google.com/books?id=qzkFAAAAYAAJ&pg=PA9#v=onepage&q&f=false

ThereasonforthisisthatacitizenoftheUnitedStatescanbeacitizenoftheUnited StateswithoutbeingacitizenofaState,asinthecaseoflivingoverseas(aboard). ThatthereisacitizenoftheUnitedStatesandacitizenofaStatewhoisnota citizenoftheUnitedStatesisshowninthefollowingcase: ...IntheConstitutionandlawsoftheUnitedStates,thewordcitizenis generally,ifnotalways,usedinapoliticalsensetodesignateonewhohastherights andprivilegesofacitizenofaStateoroftheUnitedStates.Baldwinv.Franks: 120U.S.678,at690(1887).


http://books.google.com/books?id=c04GAAAAYAAJ&pg=PA690#v=onepage&q&f=false

3.Theintercourseofthiscountrywithforeignnationsanditspolicyinregardto them,areplacedbytheConstitutionoftheUnitedStatesinthehandsofthe government,anditsdecisionsuponthesesubjectsareobligatoryuponeverycitizen oftheUnion.Heisboundtobeatwarwiththenationagainstwhichthewar makingpowerhasdeclaredwar,andequallyboundtocommitnoactofhostility againstanationwithwhichthegovernmentisinamityandfriendship.This principleisuniversallyacknowledgedbythelawsofnations.Itliesatthe foundationofallgovernment,astherecouldbenosocialorderorpeacefulrelations betweenthecitizensofdifferentcountrieswithoutit.Itis,however,more emphaticallytrueinrelationtocitizensoftheUnitedStates.Forasthesovereignty residesinthepeople,everycitizenisaportionofit,andishimselfpersonallybound bythelawswhichtherepresentativesofthesovereigntymaypass,orthetreaties intowhichtheymayenter,withinthescopeoftheirdelegatedauthority.Andwhen thatauthorityhasplighteditsfaithtoanothernationthatthereshallbepeaceand friendshipbetweenthecitizensofthetwocountries,everycitizenoftheUnited Statesisequallyandpersonallypledged.Thecompactismadebythedepartmentof thegovernmentuponwhichhehimselfhasagreedtoconferthepower.Itishisown personalcompactasaportionofthesovereigntyinwhosebehalfitismade.Andhe candonoact,norenterintoanyagreementtopromoteorencouragerevoltor hostilitiesagainsttheterritoriesofacountrywithwhichourgovernmentispledged bytreatytobeatpeace,withoutabreachofhisdutyasacitizenandthebreachof thefaithpledgedtotheforeignnation.Kennettv.Chambers:55U.S.(Howard14) 38,49thru50(1852). 4.And: ...Itis,then,totheFourteenthAmendmentthattheadvocatesofthe 8

congressionalactmustresorttofindauthorityforitsenactment,andtothefirst sectionofthatamendment,whichisasfollows:Allpersonsbornornaturalizedin theUnitedStates,andsubjecttothejurisdictionthereof,arecitizensoftheUnited States,andoftheStatewhereintheyreside.NoStateshallmakeorenforceanylaw whichshallabridgetheprivilegesorimmunitiesofcitizensoftheUnitedStates,nor shallanyStatedepriveanypersonoflife,liberty,orproperty,withoutdueprocess oflaw,nordenytoanypersonwithinitsjurisdictiontheequalprotectionofthe laws. Inthefirstclauseofthissection,declaringwhoarecitizensoftheUnitedStates, thereisnothingwhichtouchesthesubjectunderconsideration.Thesecondclause, declaringthatnoStateshallmakeorenforceanylawwhichwillabridgethe privilegesorimmunitiesofcitizensoftheUnitedStates,islimited,accordingto thedecisionofthiscourtinSlaughterHouseCases,tosuchprivilegesand immunitiesasbelongtocitizensoftheUnitedStates,asdistinguishedfrom thoseofcitizensoftheState.Nealv.StateofDelaware:103U.S.370,at406 (1880).
http://books.google.com/books?id=Y7wGAAAAYAAJ&pg=PA406#v=onepage&q&f=false

5.ItistobenotedthatprivilegesandimmunitiesofacitizenofaStateareinthe constitutionandlawsofaparticularState: ...Whatevermaybethescopeofsection2ofarticleIVandweneednot,in thiscaseenteruponaconsiderationofthegeneralquestiontheConstitutionof theUnitedStatesdoesnotmaketheprivilegesandimmunitiesenjoyedbythe citizensofoneStateundertheconstitutionandlawsofthatState,themeasureofthe privilegesandimmunitiestobeenjoyed,asofright,byacitizenofanotherState underitsconstitutionandlaws.McKanev.Durston:153U.S.684,at687(1894).


http://books.google.com/books?id=mmkUAAAAYAAJ&pg=PA687#v=onepage&q=&f=false

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