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Cert IM at a glance
As a test of core competencies, Cert IM covers a very wide syllabus including: Financial Regulation Unit 3 Regulatory environment and infrastructure 3 Regulated activities and market abuses 3 U directives (including MiFID) and FSA handbook E 3 Conduct of business rules and expectations Investment Management Unit 3 Economics, financial mathematics and broad industry regulation 3 Asset classes and financial markets 3 Investment analysis, accounting and taxation 3 Portfolio management and measurement
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Summary Syllabus
ELEMENT 1 ECONOMICS
1.1 Microeconomic Theory 1.2 Macroeconomic Analysis
CISIs Cert IM offers Investment Management firms employees an opportunity to learn more about portfolio management and demonstrate their expertise within a demanding role
David Kanolik, Training Development Manager Investment Management Association
3 inancial Regulation, a one hour - 50 question - exam F 3 nvestment management, a two hour - 100 question - exam I
ELEMENT 6 ACCOUNTING
6.1 Basic principles 6.2 Balance Sheet 6.3 Income Statement 6.4 Cash Flow Statement 6.5 Consolidated Company Report and Accounts
ELEMENT 8 TAXATION
8.1 UK Corporation Tax 8.2 UK Personal Taxes 8.3 Overseas Taxation
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clientservices@cisi.org
Each exam can be taken at one of the computer based test centres located worldwide. CBT is operated by the CISIs global partner Prometric. Candidates can book an exam to fit in with employment and other commitments. Candidates receive their results when they leave the test centre; a formal certificate is issued at a later date to successful candidates. Over 40,000 CISI qualifications are taken every year at CBT centres worldwide. For a list of centres visit cisi.org/cbt Candidates sitting the exam by CBT will be required to answer up to 10% additional trial questions that will not be separately identified and do not contribute to the result. Candidates will be given proportionately more time to complete the test.
CISI membership
Candidates receive free student membership on completing the qualification registration form. Having completed the Certificate in Investment Management they are eligible for Associate membership of the CISI. To progress to full membership individuals need either to have been an Associate member for six years or be able to demonstrate four years logged continuing professional development (CPD). Student membership benefits include: 3 Securities & Investment Review online 3 discounts on conferences and training courses 3 online dictionary of securities & investment terms 3 four free CPD events per year To join 40,000 financial practitioners and enjoy the benefits of CISI membership, go to cisi.org/membership
Membership
There is a ladder of progression for members of the Institute from Students to Associates to
wealth/retail
Investment Advice Diploma Level 4 Diplomas in: Derivatives Private Client Advice Securities
operations
Investment Operations Certificate (IOC), also known as Investment Administration Qualification (IAQ) IT in Investment Operations
specialists
Certificate in Financial Services for Directors Corporate Finance Islamic Finance Qualification Risk in Financial Services Combating Financial Crime International Compliance
Members and ultimately to Chartered Members and Chartered Fellows depending on qualifications gained
advanced level
Diploma units: Bonds & Fixed Interest Markets Financial Derivatives Fund Management Regulation & Compliance
CISI Diploma* Certificate in Private Client Investment Advice & Management* CISI Masters in Wealth Management
CISI Offices in
Dubai
Dublin
Edinburgh
London
Mumbai
Singapore
sri lanka
CERTIFICATE IN INVESTMENT MANAGEMENT (CERT IM) 10/2010 Chartered Institute for Securities & Investment 8 Eastcheap London EC3M 1AE
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