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Prologue: The Rise of the
Social Sciences*
Social science derives from a social base. In this statement there
are two paradoxes. Science means knowledge about the
tive world that is true because that is the way things are, not
based, determined by the society in which
least true enough so that one can wi
Ina sense that is what this book is about. The four soc
traditions have each played a part in uncovering the laws by
which social ideas are determined.
From the conflict tradition, we discern the dynamics of
ideology, legitimacy, the conditions of mobilization of self-
terested groups, and the economics of culture, For the con-
flict tradition, ideas are weapons, and their dominance is de-
termined by the distribution of social arid economic resources.
“The prologue gives a soca4 FOUR SOCIOLOGICAL TRADITIONS
From the rationallutilitarian tradition, we learn of the limited
nature of human capacities for processing information, about
bounded rationality and the paradoxes of cognitive choice
From the Durkheimian tradition, we learn of social rituals that
create not only solidarity, but also the symbols that we use for
thinking. Our minds are made up of ideas infused with moral
Power by the groups to which we belong. Our social member-
ships determine what we believe is real, and they place a moral
sanction on the necessity of believing it and a moral condemn,
tion on doubting these accepted beliefs
From the microinteracionist tradition, we learn that society
is in the mind itself. Our conversations and practical en-
counters of everyday life construct our sense of socal reality.
The four sociological traditions, then, are among other
things sociologies of knowledge, and they turn a social determin
ism on their own foundations. The four traditions themselves
are subject to each other's laws: knowledge founded on ideo!
gy, rational limits of rationality, truth coming from ritual, and
the social construction of reality. How is this possible?
Ultimately the conundrum can be addressed, I think, by
the methods of philosophy and mathematics (deriving from
Bertrand Russell, Kurt Gadel, and Ludwig Wittgenstein) that
distinguish various levels of referential statements, But this
Rot a work of philosophy. I make no effort to solve the para.
doxes, only to illustrate them.
The chapters of this book serve up the contents of these four
theoretical traditions as they have developed over the last cen-
tury and a half. In the prologue, we turn the sociological eye on
the conditions that have shaped their foundations
Social Thought in the Agrarian Empire
Ideas always have their carriers. In the agrarian empires that
make up most of world history from the thitd millennium ac
up through medieval Europe, there is little in the way of dis:
tinct intellectual groups with their own communities. In the
empires of Egypt, Mesopotamia, Persia, India, China, and Ja.
Pan, there were literate classes: mostly priests, government
officials, and some merchants. These classes developed some
knowledge of astronomy, engineering, and mathematics, and
PROLOGUE: THE RISE OF THE SOCIAL SCIENCES 5
some of them created elaborate religious philosophies. In gen-
eral, however, these forms of thought were tied to practical or
religious activities: knowledge, especially of the social world,
was not sought as an interest in its own right. Here and there
we find outstanding individual thinkers who touched on social
matters—Confucius, or the Machiavellian statesman of ancient
India, Kautilya—and no doubt there were worldly wise men
and women whose names we have never heard because their
thought was not passed on. But this is exactly the problem:
social thought develops only if carried by a community that
preserves earlier contributions and builds on them. Lacking
‘communities dedicated to this purpose, little social science has
come down to us from these civilizations. Only in a crude form
of history—mainly chronicles of the reigns of kings compiled
by government or religious officials—do we find the beginning
of a cumulative investigation of society.
For any objective social knowledge to develop, two things
had to happen. First, societies (or at least parts of them) had to
‘become rationalized—in Max Weber's term, disenchanted. This
began to occur in the large agrarian empires of antiquity in
which the practical matters of commerce and government ad-
tration created a more matter-of-fact attitude towards the
world. But practical necessities by themselves are only a
small aid to social thought because it is possible to develop
practical know-how without any conscious understanding of
general principles. Practical skills can coexist with al
social myths and misconceptions. The second cond
fore, was the rise of a group of intellectual special
could create a social community of their own—an intellectual
community—within which the search for knowledge in its
own right could receive support. We will be concerned, then,
with tracing the rise of such intellectual communities and wi
looking at both their internal structures and their relations with
the larger societies that surrounded them.
It has been difficult to create any social science: far more
difficult than creating the natural sciences. Although the
realms of physics, chemistry, astronomy, biology, and the rest
of the natural world were at one time permeated by religious
myths, on the whole it has been relatively uncontroversial to
replace them with a technical science. It is true Galileo was6 FOUR SOCIOLOGICAL TRADITIONS
condemned by the Catholic Church and Darwin's theory of
evolution stirred up public controversy, but for the most part
these sorts of incidents have been exceptional. Not so for social
thinkers. For them the pressure of social orthodoxy has been 30
Breat that intellectual heresies have had a hard time being for.
‘mulated or even entering intellectuals’ minds
this reason, not because the social sciences are “younger” or
the subject matter intrinsically so much more difficult or inde-
terminate, that the natural sciences came first, Hence, the first
fold of the twofold argument: how politics, religion, and edu-
cation had to mesh in just the right way so that
an intellectual community could arise with enough autonomy
So that social science questions could be addressed at all.
The first systematic efforts at social thought were pro:
duced in the Greek city-states in the 500s n.c. Ancient Greek
civilization occupies a prominent place in the history of Wes
erm thought because it was here that for the first time a fairly
distinct intellectual community arose that was not subordinate
to government or religion. Greek society arose out of relatively
Primitive tribes on the borders of the great Middle Eastem
empires, Protected by the geopolitical conditions of the time,
they were able to acquire the wealth and culture of their more
advanced neighbors without their oppressively centralized
governments and religions. The Greeks retained the crude de-
mocracy of tribal war coalitions and the myriad local religious
cults that went along, sth them,
When Oriental literacy and its accompanying knowledge
flooded into this situation of religious and politic
there sprang up a number of Greek inte
Groups around such philosophers as Thales, Pythagoras, the
Sophists, Socrates, and Plato were the most famous. In one
sense they were innovative religious cults that added rational.
ized knowledge to the rituals of earlier forms of worship. But
these schools were also political factions within the politics of
the city-states; and they were a source of income for trav
teachers who taught the skills of argument to would-be politi
nwyers (since everyone argued his own case
before the assembly of the city-state). The key feature of this
situation was the competition that resulted owing to the pres-
PROLOGUE: THE RISE OF THE SOCIAL SCIENCES 7
ence of many intellectuals selling their wares to the public.
Because they were free intellectual entrepreneurs, not taking
orders in a priestly or government hierarchy, there was no
ilt-in bias towards maintaining tradition. Competition with
others meant intellectuals had to develop new ideas and im-
prove them against rivals’ criticism. During the time when the
‘ity-states flourished, there was the unparalleled situation of a
free intellectual community with many markets to exploit; the
result was a period of intellectual vigor, which subsequent
history has regarded as a Golden Age. The roots of modem
philosophy and science are found in this period; here, too, we
find the beginnings of social science.
‘The first systematic consideration of society is found in the
philosophies of Plato and Aristotle. To be sure it is primarily
concemed with the evaluative question of what form the best
society should take rather than with an explanation of why
things exist as they are; but this is what we might expect from
an intellectual group that also aspired to play a role within
Greek politics. At the same time their thought was more int.
lectual than that of other politicians. In the next generation
after Plato, his pupil Aristotle provided the first example of
‘empirical analysis when he collected the constitutions of doz-
ens of Greek cities and attempted to state the conditions under
which they were ruled by kings, aristocracies, or democracies,
Aristotle was not only concerned with value questions, but also
with developing a system of knowledge. The crucial factor may
be in the structure of the school that he organized: whereas
Plato's school was intended to train government leaders, Aris-
totle's was primarily intended to train other intellectuals. Aris-
totle’s form of organization itself led him to systematize, and
its intemal insulation from immediate political goals led to a
greater emphasis on knowledge for its own sake.
Aristotle's sociology and economics were promising but ru-
dimentary. The finest achievement of Greek social science was
the creation of history as we know it: that is to say, serious
narrative history. In the same period when the Sophists and the
‘other philosophical schools were engaged in their most vigorous
debates, the same intellectual marketplace encouraged retired
politicians and generals like Thucydides and Herodotus to write
Fractional Differential Equations: An Introduction to Fractional Derivatives, Fractional Differential Equations, to Methods of Their Solution and Some of Their Applications