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=
Fourier transformation of the current in the output gap I
2
)] sin( ) ( cos [
0 2 0 2
1
0 2 u
e
u
e + + =
=
t b t
n
a I I n n
n
) ( ) ( cos ) / 1 (
2 0 2 2
0
0
t
d
t
n
I an
e
u
e t
t u
t u
=
}
+
=
t
t
e e e t ) ( ) sin ( cos ) / (
1 1 1 0 t
d
t
X
t
n
I an
0 ) ( ) sin ( sin ) / (
1 1 1 0
= =
}
t
t
e e e t
t
d
t
X
t
n
I bn
with J
n
Besselfunction of the n- th
order
) ( ) ( sin ) / 1 (
2 0 2 2
0
0
t
d
t
n
I bn
e
u
e t
t u
t u
=
}
+
) ( cos ) ( 2
0 1
1
0 0 2 u
e + =
t
n nX
J I I I n
) cos( ) ( 2
0 1 0 u
e
e
= t X
J I I
P V I V I P Beam
58 . 0 ) 2 / )( 2 / ( 58 . 0 2
0 0
= = =
e e e
2012/2/1 S. Fukuda Schooi for Accelerator Technology and Application
18
Klystron: Space-Charge Waves Theory
Space charge forces counteract the bunching
Any perturbation in an electron beam excites an oscillation with the plasma
frequency
Therefore we have 2 waves with the Phase constants
And therefore
The group velocity is
The density modulations appear at a distance of
0
0
0
c
e
m
e
p
=
) / 1 (
1
e e | |
p e e
+ = ) / 1 (
2
e e | |
p e e
=
u
e
e
/ e | =
) / 1 /(
1
e e
p
e e
u u
+ =
) / 1 /(
2
e e
p e e u u
=
u
d d
u
e
e
g
= = | e/
p
e p
u
e t
/ 2 =
This means that the drift space or the distance between cavities is determined by
the plasma frequency (klystron current) and the electron velocity (klystron voltage)
and is given by .
4 /
p
More realistic approach: Space charge of electrons in the metallic tube is
reduced due to the mirror effect. Therefore plasma frequency reduced factor is
Introduced, and reduced plasma frequency (wavelength) determines optimum
length of klystron.
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
19
Comparison of the beam trace among
two approach
Ballistic Analysis Approach
No space charge interaction
Space-charge wave approach
Space charge repulsion is included
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
20
More Realistic Analysis of Klystron
One dimensional disc model
Constant diameter beam is expressed as series
of disc and moving as ballistic manner.
Space charge among discs is considered
Cavity-beam interaction is properly considered.
2.5 dimensional PIC program
Electron particle in 3D
Solving under axial symmetric condition
Space-charge and magnetic field effect are
included.
Realistic approach and fairly good
agreement between simulation and test
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
21
Klystron Parfameters
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
22
Klystron Efficiency Issues
Klystron efficiency is important for high duty machine
and cw accelerator use
There are two approches to raise the klystron
efficiency
- Low pervence beam klystron
High voltage, low current way and arcing in
the gun area is concerned for high power
application
Multi-beam Approch to decrease voltage
- Using Higher order harmonics cavity
From the basic fact that saw-tooth like voltage
modulation gives the high efficiency
Most popular way is using 2
nd
harmonics
cavity in the bunching cavity region
More complicated structure to introduce
multiple harmonics cavities
- By using computer simulation,a wide band tuning
klystron and a very high efficiency klystron such as
80% are realized.
Concept for high efficiency tube
Using the harmonics
Another way is using long distant
drift tube to mixing second
Harmonics component by split
Orbit due to space charge.
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
23
Multibeam Klystron
Idea
Klystron with low perveance: => High efficiency but high voltage
Klystron with low perveance and low high voltage : =>low high voltage but low power
Solution
Klystron with many low perveance beams:
=> low perveance per beam thus high efficiency
low voltage compared to klystron with single low perveance beam
Measured performance
Operation Frequency: 1.3GHz
Cathode Voltage: 117kV
Beam Current: 131A
perveance: 3.27
Number of Beams: 7
Cathode loading: 5.5A/cm
2
Max. RF Peak Power: 10MW
RF Pulse Duration: 1.5ms
Repetition Rate: 10Hz
RF Average Power: 150kW
Efficiency: 65%
Gain: 48.2dB
Solenoid Power: 6kW
Length: 2.5m
Lifetime (goal): ~40000h
THALES TH1801
2012/2/1
S. Fukuda Schooi for Accelerator Technology and Application
24
Klystron Characteristics
Childs Law- In space charge limit current, emission current is as
follows.
where is perveance, and I is current, and V is applied voltage.
Then, power is
Powers variation
Klystrons Impedance
Therefore, klystrons impedance varies with applied voltage.
2 / 3
V P I =
2 / 5
V P V I P
= - =
V P V P
V
I
V
Z
1
2 / 3
= = =
V
V
V P
V V P
P
P o
o
o
2
5
5 . 2
2 / 5
2 / 3
= =
P
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
25
Phase Variation of RF from Klystron
For linac, phase stability of RF is extreamly important
because variation dirctly reduces to energy variaion DE
Since klystron is voltage driven device and votage determine the electron
velocity, rf phase strongly depends on the voltage variation.
and
Usual S-band tube operating at 300kV range, this
phase variation Is roughly 6-8 deg./(dV/V%).
If you want to get AE /E=0.1%, then 0.025% of
voltage flatness is required.
Water cooling variation of tube body also causes
rf phase variation.
This happens since water temeperature changes
the gain cavitiys detuning frequency and bunch
center changes from original position.
this phase variation Is roughly
0.5-1 deg.phase/1 deg water temp.
-8
-6
-4
-2
0
2
4
6
8
10
-2 -1.5 -1 -0.5 0 0.5 1 1.5 2
Ratio of applied voltage @300kV (%)
P
h
a
s
e
(
d
e
g
r
e
e
)
simulation
measured
-25
-15
-5
5
15
25
-10 -5 0 5 10
Dwater temperature [degree]
D
o
u
t
p
u
t
p
h
a
s
e
[
d
e
g
r
e
e
]
free (ANSYS)
rigid (ANSYS)
Experiment
2
2
0
0
0
0
) 1 (
1
1
2 2
mc
eV
c
L
u
L
+
= =
t t
u A
)
%
deg
( 8 6
) (
V
V V
A
A
u A
=
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
26
Other issues for Klystron
Other issues important to handle klystron are omitted here
ad only lising up below.
Beam focusing of klystron :Brillouin focussing or confined
flow:
Electron gun issues and arcing problem there
RF window and its failure or protection from break-downer.
Multipactoring in the window / drift-tube
Cathode emission property and observation of emission
history.
Instability by various reasons
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
27
RF Source other than Klystron
Klystron comprises of several cavities and their sizes are proportional to
wavelength. Therefore, lower is the frequency, larger is the klystron size and
actual lower limit of klystron is around 300MHz.
Tetrode
Proton linac low beta section such as 200 MHz, Tetrode (or Triode) is used.
RF system is complicated because each grid requires rf circuit.
Final stage ( a few MW) has a poor gain such as 6dB, and multi-stage
amplifier system is employed.
IOT(Klystrode)
For 100-1300 MHz Range and up to 100kW (peak or cw), IOT is used, High
efficiency such as 60% is achievable. No saturation nature and even under
LLRF control, high efficiency is achievable. Low gain nature requires
relatively large driver amplifier.
Solid state amplifier
For the same frequency range as IOT, promising device
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
28
RF Source other than Klystron (2)
Magnetron
Magnetron is an oscillator and its oscillation frequency varies. Feedback to
stabilize or tracking the frequency variation is inevitable. Crossfield amplifier
is not so popular. On the other hand since magnetron is cheap, this rf source
is used for small accelerator application
Gyroklystron
Since gyrotron is oscillator, gyroklystron was intensively studied for NLC (X-
band or more higher frequency ILC). Higher the frequency more suitable this
device is, while now intense study is not reported. Around 30-50MW output
level was reported. Expensive and difficult handling then klystron.
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
29
30kW IOT 1.3GHz for ERL Use
30W IOTCPI)
Specification
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
30
High Efficiency but low gain device
El
ec
tro
n
bu
nc
h
Electron bunch is modulated in cathode-grid
region, and no higher frequency device.
UHF band there are lots of broadcast transmitter
Application of around 100kW cw..
Progress of Recent Solid State Amplifier
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
31
For CW use, solid-state amplifiers replace to
Klystron. High efficiency is achievable.
In KEK, 20-30 kW cw solid-sate amplifier
(1.3GHz)is more likely candidate than
IOT or Klystron for cERL.
Modulator
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
32
Requirement to RF source from
accelerator specification
Energy Gain E
It depends on the accelerator final energy, and
it is the SQRT of P (proportional to electric field)
Energy width oE/E should be as small as possible
this corresponds to minimize P/P and /.
In order to achieve these requirements, good quality of
modulator (good stability of output pulse) is required.
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
33
Various Modulator
Modulator for short pulse ( microsecond order)
Line type modulator: most popular, low cost, simple
Pulse forming
PFN (pulse forming network)
Blum Line
Hard tube pulser (Solid state amplifier)
Pulse amplifier
Pulse generation by IGBT
Magnetic compressor modulator
Marx Generator
Modulator for long pulse( a few hundred microseconds to a
few milliseconds)
IGBT modulator with bouncer circuits
Marx generator
~
~
~
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
34
Modulator(1)
Line-type Modulator
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
35
KEKB Klystron and Modulator
Max. Peak Output Power 108 MW
Max. Average Output Power 30 kW
Pulse Transformer Ratio 1:13.5
Primary Output Voltage 22.5 kV
Primary Output Current 4.8 kA
Total PFN Capacitance 0.6 F
Pulse Rise time(10-90%) 0.8 s
Pulse Flatness(P-P) 0.3 %
Pulse Width 5.6 s
Thyratron Anode Voltage 45 kV
Thyratron Anode Current 4.8 kA
Thyratron Average Anode Current 1.3 A
Repetition Rate 50 Hz
Modulator Specifications
Output Power 46 MW
RF Pulse Width 4.0 s
Efficiency 45 %
Perveance 2.1 A/V
3/2
Beam Voltage 298 kV
Repetition Rate 50Hz
Klystron Specifications
Pulse Transformer Tank
Klystron
Pulse Modulator
SLED
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
36
Circuit Diagram of KEKB Modulator
Klystron voltage,
current
waveforms and rf
waveform
Accelerator Laboratory
37
PFN-type modulator
LC resonant charging
De-Qing
Single thyratorn switch
All components are unit type
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
37
Principle of Line Type Modulator
(Most popular modulator)
Basic Circuit
Pulse width is determined by the traveling time of the line
Matching condition (Z0 is characteristic impedance of co-axial line)
line of length the is where
u
.
2
= t
R Z =
0
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
38
Line Type Modulator
(Most popular modulator)
DC power
supply
Charging
Circuit
Discharging
Circuit
Pulse
Transformer
Klystron
Inverter P/S
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
39
Discharging Circuit
Cable Equivalent circuit
Analysis of N stage pulse forming network (PFN)
1
st
stage
r-th stage
n-th stage
Solving this exactly is difficult and using Laplace transformation with suitable
approximation or computer simulation is frequently used.
E d i i
C
t i R
dt
t di
L
t
= + +
}
t t t )) ( ) ( (
1
) (
) (
2 1
0
1
1
Open end
0 )) ( ) ( (
1
)) ( ) ( (
1 ) (
1
0
1
0
= + +
+
} }
t t t t t t d i i
C
d i i
C dt
t di
L
r r
t
r r
t
r
0 ) (
1
)) ( ) ( (
1 ) (
0
1
0
= + +
} }
t t t t t d i
C
d i i
C dt
t di
L
t
n n n
t
n
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
40
Analysis of P
Laplace transformation
r-stage
General solution
If R=0 (Open end condition)
If matching condition( )
0 ) (
1
) ( )
2
( ) (
1
1 1
= + +
+
p I
Cp
p I
Cp
Lp p I
Cp
r r r
2
2
2
2 2
2 2
2
1
1 cosh
1
2
) 1 sinh( sinh ) 2 (
) 1 cosh(
) 1 sinh( sinh ) 2 (
) 1 sinh(
sinh cosh ) (
e
u e
u e u e
u
u e u e
u
u u
u u
p
LC L
b
b
L
E
a
n n bp
n a
B
n n bp
n a
A
where
r B r A Be Ae p I
r r
r
+ = = =
+ +
+
=
+ +
+
=
+ ~ + =
u u
u
n n
n
CE p I
sinh ) 1 sinh(
sinh
) (
1
+
=
= =
(
+
= =
N
N
N
N
N N
N
N
n
N
C C L L where
C L p p
C
L
n
n
pC p pI
V
n p Z
1 1
1
) coth( 1
sinh
) 1 sinh( 1
) (
) , (
u
u
C L C L R
N N
= =
) 1 (
2
sinh ) 1
2
sinh 2 ( ) 1 sinh(
sinh
) (
2
1
N
N
C
L
p
N
N
N
n
e
C
L
p
V
n n
n
CE p I
+ +
=
u
u
u
u
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
41
Characteristics of PFN
For n-stage PFN
pulse width
Characteristic impedance of PFN
Requirement of PFN-Parameter
Klystrons operation point V
s
,
I
s
then Z
s
= V
s
/ I
s
Step up ratio of pulse transformer n, then primary impedance is Z
S
= Z
S
/ n
2
From matching condition, PFN characteristic impedance Z
PFN
= Z
S
Pulse width t is come from Klystrons requirement or system design.
Total capacitance of PFN is derived
by energy equation: energy stored in
PFN=energy supplied to the load
stage number is determined by flat top condition
nC C C nL L L where
LC n C L
i N i N
N N
= = = =
~ =
,
2 2 t
C
L
C
L
Z
N
N
PFN
= =
2
0
2
2
2
1
C
p p
T
p p C T
V
I V
C or
dt I V V C
t
t
=
=
}
2012/2/1
S. Fukuda Schooi for Accelerator
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42
PFN Simulation Example
L=1.3[H]
L2=0[H]
C=0.015[F]
Stage number of
PFN
1,3,5,10,20
2012/2/1
S. Fukuda Schooi for Accelerator
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43
PFN Issues (Pulse flat top)
Since charging-discharging cycle is repeated in each PFN stage, flat top is folding
shape of n charging waveforms. Ringing of flat top of the pulse is strongly depend
on the stage number n of the PFN. For large n, smoother flat top, but cost is
expensive.
Usually, capacitors varies a few to ten % from nominal, and such variation should
be checked by analysis. C -> C+ affects the variation of Z and current i, and
then causes to V+ ,
On the other hand, effect of the inductance variation is,
Therefore, for the flat top adjustment, variation of capacitor is more serious (4
times larger effect). In order to compensate the droop come from pulse
transformer, larger capacitor should be set at the first stage, and positioning with
the capacitance value is recommended.
Since capacitance is hard to change, introduction of variable inductance is often
employed. Variable mechanism example: mechanical shorted structure, cylinder to
using eddy current effect.
V A
C A
0
4
1
)
L
L
V
V
L
A A
=
0 0 0
, ,
12
11
)
3
2
4
1
( ) ) )
C
C
C
C
C
C
V
V
V
V
V
V
I C Z C C
A A A A A A
~ = + = + =
2012/2/1
S. Fukuda Schooi for Accelerator
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Issues (Pulse flat top)-II
First modulator for PF injector linac
n=16
C=0.018F
L=0.67H
Problems: Capacitors lead inductance and
connecting wire inductance is comparable with
nominal inductance of 0.67H.
Cylindrical capacitor to reduce lead inductance is
Introduced.
Second modulator for KEKB injector linac employs
Parallel connected PFN to overcome above problems.
n=16
C=0.015F
L=1.3H
N-parallel PFN is frequently used to achieve easy flat
top adjustment by variable inductance.
s ZC C L n
C L Z
T i i
i i
t
O
5 . 3 2 2
6
= = =
= =
s ZC C L n
Z Z Z C L Z
T i i
i i or
t
O O
5 . 5 2 2
7 . 4 // 4 . 9
2 1 2 1
= = =
= = = =
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
45
Capacitor Bank Consideration
W
v
=
1
2
c
r
c
0
E
2
Energy Density of Capacitor
WStored Energy(J)
vArea of Dielectric Material(m
3
)
c
Dielectric constant
c
c of vacuum(8.85x10
-12
F/m)
EField Gradient(V/m)
No-Healing
Self-Healing(SH)
50~100V/m
~200V/m
Metal icon
Thin Film by Evaporation
A few of 100
Dielectric Film
Dielectric Film
Metal icon
Metal Thickness~7m
Dielectric Film
Dielectric MaterialCapacitor Thin Film(
r
~4.5), plastic Film(
r
=2.0~2.3)
2012/2/1
S. Fukuda Schooi for Accelerator
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Capacitor
Down-sizing of capacitor
V =
2W
qcE
2
Case volume V of capacitor:
W : stored energy
c : dielectric constant
q : packing factor
E : field strength( ~ 60 V/m for no-healing capacitor)
Self-Healing Type Capacitor
Test Capacitor Breakdown Capacitor Element
ATF Modulator
0
50
100
150
200
250
300
10
5
10
6
10
7
10
8
10
9
10
10
SH
NH
Ref(n=20.8)
E
l
e
c
t
r
i
c
f
i
e
l
d
s
t
r
e
n
g
t
h
(
V
/
m
)
Lifetime(Shots)
L
L
0
=
V
V
0
|
\
|
.
|
|
n
Accelerated Life Test
Electric field strength vs Lifetime
50pps X 7,000H X 8 Years
Capacitor
Volume
1/4
Cross section of dielectric/electrode
Configulation(not to scale)
2012/2/1
S. Fukuda Schooi for Accelerator
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Switching Device
Typical switching device for high power application
Spark-gap: Trigatron such as Ignitron and Crossatron
Thyratron: most popular high voltage switching device
2012/2/1
S. Fukuda Schooi for Accelerator
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48
Switching Device
Important feature of thyratron
Thyratron is switching the high voltage pulse and current of
10kA peak is switched off. If it is not properly controlled, pulse
time jitter is seriously generated.
A keep-alive circuit or pre-trigger circuit is very important to
reduce the pulse jitter. Many thyratron has a hydrogen reservoir
in side and inner pressure of hydrogen is kept proper level.
Frequent watch and adjustment of reservoir voltage are very
important.
Ranging techniques to determine the proper operation voltage of
reservoir of the thyratron:
Change the reservoir voltage during the operation and observe
the upper limit in which continuous discharging start and the
lower limit in which thyratron quits operation, and then
operation voltage of reservoir is set in the middle.
2012/2/1
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Modulator failure distribution
Total operation time : 6322 Hours
Machine failure time : 114 Hours
Operation Statistics in FY2007
Keep-alive current tuning
Thyratron failure
Air cooling fan
Modulator availability=0.997
Modulator failure time = 17.6 Hours
Linac failure distribution
53% of RF failure
Reliabilty of an RF system is directly linked to
the linac availability.
2012/2/1
S. Fukuda Schooi for Accelerator
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50
Long term evaluation of the thyratron used
in KEK
Life distribution of thyratron : total=74
Period(September 1998 February 2008
Failure causes
Established using way
Acceptance test (all delivered are tested and only accepted ones are used
Replacement before life (at important section, every 2 years (-14,000hrs), new tubes are used
Reuse (replaced tubes mentioned above are stored as stand-by and set in not-so-important section
Prediction of the life (judged by the failure mode of keep-alive)
Maintenance in a yearreservoir voltage adjustmentcheck of jitter and pulse timing
Revised CX2411
Quality varies with year lots and company
Life is longer to 33.4 khrs year by year. Maintenance aims for min. cost and max. life operation.
0
2
4
6
8
10
0 10 20 30 40 50 60 70 80
CX2410K
F241
L4888B
N
u
m
b
e
r
o
f
T
u
b
e
s
Time(kHours)
Arcing
etc
Reservoir failure
G1 arcing
Failure of keep-
alive: 25%
2012/2/1
S. Fukuda Schooi for Accelerator
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Status of Thyratron
Litton EEV ITT
L4888B CX2410K F-241
45 kV, 5 kA, 6 s, 50 Hz Switching
Operation period ( Sep. 1998 Feb.2008) : No. of Thyratrons=74
Lifetime Profile
Failure Modes Distribution
Thyratron Quality ?
0
2
4
6
8
10
0 10 20 30 40 50 60 70 80
CX2410K
F241
L4888B
N
u
m
b
e
r
o
f
T
u
b
e
s
Time(kHours)
Driver circuit
Keep alive has ~250 mA dc current at 100 V
Thyratron circuit
Keep alive Failure
G1 discharge
High voltage
Break Down
Reservoir Failure
Others
2012/2/1
S. Fukuda Schooi for Accelerator
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52
Maintenance activity for Thyratrons
Acceptance Test
Break down rate < 0.05/ 1 hour at 100 hours operating
Switching Jitter < 10 ns
Check anode delay time
Exchange new thyratron in advance
Most important modulators ( such as Buncher section)
at intervals of two years(~14,000 hours) , Exchanged one is reused.
Checking and Tunning
Reservoir voltage and keep-alive current, switching jitter
Regular maintenance
Thyratron Ranging and exchange bad one at intervals of one year
Thyratron MTTF : 33,400 hours (as of Feb. 2008)
53
To maximum lifetime, and to minimize cost.
2012/2/1
S. Fukuda Schooi for Accelerator
Technology and Application
53
Matching and mismatching
For lossless transmission line, current transformation is
And its inverse transformation,
Therefore, depending on , waveform is different after t=2o.
matching condition and no reflection
mismatch (positive mismatch)
extreme case :open end
lower operation point than normal
mismatch (negative mismatch)
extreme case :short end
(
+
+
=
+
+
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p p
p
g
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g g
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R Z
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e V
e
R Z
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e
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V
p Z R p
V
p i
4 2
0
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2
2
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0 0
) ( 1
) (
) 1 (
1
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) ( ) coth (
) (
| | | | | |
6 , 4 , 2 ), (
0 0 ) ( 0 1 ) (
) 6 ( ) 4 ( ) ( ) 4 ( ) 2 ( ) 4 ( ) 2 ( ) 2 ( 1 ) (
2
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= =
< = > =
)
`
+
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n n t t
t for t U and t for t U where
t U t U
R Z
R Z
t U t U
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t U t U
R Z
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t U
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t i
o A
A A A A
o o o o o o o
R
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Z R =
0
Z R <
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Z R >