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DOI: 10.1112/S0024610704005253
where (k) lies between 2/21 and 8/45. This conjecture was proved in 1995 by Flajolet et al. The
paper establishes the following refinement.
#
"
k1
! k
kk 1
4
8
1 k
e
=
+
(k = 1, 2, . . .),
2
!
k! 3
135k
2835(k + (k))2
=0
where
4
1
< (k) ! 1 + $
= 0.140 74. . . .
3
21(368 135e)
1. Introduction
In 1911, Ramanujan [10] published the following elegant inequalities for exp(k)
(k N) as Question 294 in the Journal of the Indian Mathematical Society. Let
#
"
k1
k! 1 k ! k
e
.
(1.1)
y(k) = k
k
2
!
=0
Show that
1
3
1
2
for k = 1, 2, . . . .
(1.2)
Ramanujan, who noted that (1.2) is difficult to prove [10, p. 152], only offered
a partial solution. He provided the limit relation
lim y(k) =
1
3
+ ...
(k ).
(1.3)
y(k) +
3 135k 2835k 2
8505k 3
This ultimately famous problem [2, p. 46] found the attention of many
mathematicians. The first complete proofs of (1.2) were published by Szeg
o [12]
in 1928 and by Watson [14] one year later. Further proofs were presented by
Cheng [5], Karamata [8] and Bracken [4]. Several authors revealed that (1.2)
has close connections to probability theory, combinatorics, and the theory of
special functions. Other authors studied various counterparts and applications.
640
horst alzer
For example, from (1.2) we obtain a nice double-inequality for the gamma and
incomplete gamma functions:
(k, k)
1
(k, k 1)
< <
(k)
2
(k)
(k = 1, 2, . . .);
see [13]. An interesting survey of this subject with a detailed list of references is
given in [2, pp. 4647]. See also [1, pp. 181184].
In his first letter to Hardy (16 January 1913), Ramanujan stated a remarkable
refinement of (1.2), which is related to the asymptotic expansion (1.3):
1
4
1
4
+
< y(k) < +
(k = 1, 2, . . .).
(1.4)
3 135(k + 8/45)
3 135(k + 2/21)
See [11, p. xxvi] and [3, pp. 27, 41]. Watson [14] intensively investigated these
inequalities and gave reasons, which are fairly convincing [14, p. 293] that (1.4)
holds. A complete proof of (1.4) was published in 1995 by Flajolet et al. [6], who
used methods from complex analysis to settle Ramanujans conjecture. It is the aim
of this paper to present new bounds for y(k), which are better than those given in
(1.4).
Theorem 1. Let , > 1 be real numbers. The inequalities
&
%
4
8
kk 1
+
k! 3 135k 2835(k + )2
&
%
k1
kk 1
4
8
1 k ! k
!
+
< e
2
!
k! 3 135k 2835(k + )2
=0
(1.5)
and
" 1 + $
4
21(368 135e)
= 0.140 74. . . .
(1.6)
It is not difficult to show that the validity of (1.5) leads to the estimates (1.6).
Let
&
%
2835 1
4
1
4
8
(k) =
+
y(k) , (k, x) = +
8
3 135k
3 135k 2835(k + x)2
and
0 = 1 + $
4
21(368 135e)
(1.7)
Throughout this paper 0 denotes the real number defined in (1.7). The second
inequality of (1.5) gives y(1) = (1, 0 ) ! (1, ), which yields " 0 . The lefthand inequality of (1.5) is equivalent to
1
1
.
(1.8)
< k(1 k 2 (k))
k((k))1/2 (1 + k((k))1/2 )
Using the asymptotic expansion (1.3) we get the limit relations
lim k(1 k 2 (k)) = 23
and
lim k((k))1/2 = 1,
(1.9)
641
= 0 . Our method of proof follows Watsons elegant approach. In the next section
we collect some of the tools provided by Watson, and we demonstrate that in order
to prove Theorem 1 it is enough to show that a certain function F1 is positive on
(0, ), and that a certain function F2 has precisely one zero on (0, ). In Section 3
we present some lemmas, and in Section 4 we establish our assertions concerning
F1 and F2 .
In the course of the proof we need many numerical values, which were calculated
with the computer program Maple V, Release 5.1. Dr Ville Heikkala (University of
Helsinki) kindly cross-checked the correctness of these values using Mathematica,
Release 3.0.
2. Watsons approach
Let t " 0 be a real number. Then there exist uniquely determined real numbers
u = u(t) and v = v(t) such that
ue1u = et
with 0 < u ! 1
and ve1v = et
with v " 1.
(2.1)
If we set
u(t)
u(t) 1
and
v $ (t) =
v(t)
v(t) 1
u(t)
v(t)
<
.
(1 u(t))3
(v(t) 1)3
t = x coth x 1 + log
sinh x
x
(x > 0),
(2.2)
(2.3)
(2.4)
(2.5)
(2.6)
where
&
%
v(t)
u(t)
135
(t) =
.
8 (v(t) 1)3
(1 u(t))3
(2.7)
<
ekt (t) dt !
.
(2.8)
2
k 21(k + )
k 21(k + )2
0
As remarked in Section 1, we may assume that = 1/3 and = 0 . The following
proposition plays a key role in our proof of (2.8).
642
horst alzer
t/3
2
21 te
+ (t)
is positive on (0, ).
(ii) There exists a real number t0 > 0 such that
F2 (t) = 1
0 t
2
21 te
(t)
We show that Proposition 1 implies (2.8) with = 1/3 and = 0 . Using the
integral representation
!
1
1
=
ext tr1 dt
(x > 0, r > 0)
xr
(r) 0
Obviously, the first part of Proposition 1 implies the left-hand inequality of (2.9).
We define for x > 0
!
ext F2 (t) dt.
G(x) =
0
u(t)
(6(u(t))2 + 8u(t) + 1) < 0
(1 u(t))7
(3.1)
(3.2)
643
and
2 $ (t) =
v(t)
(6(v(t))2 + 8v(t) + 1) < 0.
(v(t) 1)7
and
%
&
2 0 t
1
3 (t) = log 1 te
.
t
21
(3.3)
(3.4)
(3.5)
for t > 1.
This implies that there exists a number t (11.3316, 11.3317) such that 1 is
positive on (1, t ) and negative on (t , ).
Next, we apply the following elementary monotonicity theorem (see [7, p. 106]).
Let f, g be differentiable functions such that f (0) = g(0) = 0 and g $ > 0 on (0, x0 ).
If f $ /g $ is strictly increasing on (0, x0 ), then f /g is also strictly increasing on (0, x0 ).
Let a > 0 and 1 (2/21)teat > 0 for 0 < t < t1 . We define
%
&
2 at
f (t) = log 1 te
and g(t) = t.
21
From
f $ (t)
g $ (t)
&$
2eat
(42a + 21a2 t + 2eat ) > 0
(21 + 2teat )2
t/3
2
21 te
and 1
0 t
2
21 te
>0
it follows that 2 and 3 are strictly increasing on (0, 3.39) and (0, 5.11), respectively.
Lemma 3. Let
and
1
A(t) = log
t
8(v(t) 1)3
135v(t)
&
"
#
%
&3
(v(t) 1)
u(t)
1
.
B(t) = log 1
t
1 u(t)
v(t)
(3.6)
(3.7)
644
horst alzer
=0
(3.8)
a x2 .
=0
2N
+1
!
2N
!
=0
a x2 =
L y 21 ,
=N +1
L = a21 + a2 y.
We have L1 = (1/3) y/45 > 0. Using (1)n+1 B2n > 0 (n = 1, 2, . . .) and Leemings
inequalities
' n (2n
' n (2n
< |B2n | < 5 n
(n = 2, 3, . . .)
(3.9)
4 n
e
e
(see [9]), we obtain for " 2
L " a21 + a2 =
42
42
((4 1)|B42 | |B4 |) >
(() ()),
(4)!
(4)!
where
%
&2(21)
$
2 1
() = 4 (2 1)(4 1)
e
$
and () = 5 (2)
2
e
&4
Let t " 2 and z(t) = log (t) log (t). Differentiation gives
%
&
1
8t2 4t + 1
32t2 16t + 1
z $ (t) = 4 log 1
and z $$ (t) = 2
.
+
2t
2t(2t 1)(4t 1)
2t (2t 1)2 (4t 1)2
Since z $$ < 0 on [2, ), limt z $ (t) = 0 and z(2) = 2.06. . . , we conclude that
z(t) > 0 for t " 2. This implies that L > 0 for = 2, 3, . . . .
645
We have
x coth x
where
2N
+1
!
a x2 =
=0
L y 2 ,
=N +1
L = a2 + a2+1 y.
Applying (3.9) we get for " 1
L ! a2 + a2+1 =
<
where
24+1
(2|B4+2 | (2 + 1)(4 + 1)|B4 |)
(4 + 2)!
24+1
( () ()),
(4 + 2)!
%
&2(2+1)
$
2 + 1
() = 10 (2 + 1)
e
and
% &4
$
2
() = 4 (2)(2 + 1)(4 + 1)
.
e
2t
2t(2t + 1)(4t + 1)
z $$ (t) =
8t2 + 4t + 1
.
+ 1)2 (4t + 1)2
2t2 (2t
Since limt z $ (t) = 0 and z (1) = 2.05. . . , we obtain z (t) < 0 for t " 1. Hence
L < 0 for = 1, 2, . . . .
Lemma 5. For all x (0, 1] we have
1 4
2 6
1 8
2
1
x
x +
x
x10
1 x2 +
3
15
189
675
10 395
%
&2
x
<
sinh x
1
1
2 6
1 8
x +
x .
< 1 x2 + x4
3
15
189
675
(3.10)
where (x) denotes the sum on the left-hand side of (3.10). Applying Lemma 4 we
obtain
5
x $
x $ (x) !
x $ (x)
(x) = 1
x coth x >
a x2
2
2(x)
2(x)
=1
=
This leads to
646
horst alzer
We have
%
&
1
2 6
1 8
1
x +
x x2
(sinh x)2 1 x2 + x4
3
15
189
675
#2 %
" 4
&
! x2+1
1 4
2 6
1 8
1 2
x +
x x2
>
1 x + x
(2 + 1)!
3
15
189
675
=0
=
where
D(x) = 119 679 638 400 + 25 095 057 120x2 + 2 155 552 560x4 + 105 551 397x6
+ 3 377 097x8 + 71 739x10 + 958x12 + 7x14 .
Hence the second inequality of (3.10) holds.
Lemma 6. The function
sinh x
(3.11)
x
is strictly increasing from (0, ) onto (0, ). Moreover, for all x (0, 1] we have
1 2
1
2
4
1
x <
+ ,
(3.12)
0< 2 +
x
9 270
p(x) 3
2
1
0 < x 19 x3 + 135
x5 525
x7 < p$ (x),
(3.13)
p(x) = x coth x 1 + log
2
21 p(x) exp(p(x)/3)
<1
1 2
21 x
4
1
189 x .
(3.14)
!
(2 1)
(2x)21 > 0.
p$ (x) = (sinh x)2
(2)!
=2
2+
x2
p(x)
x4 /270
(x2 /9)
attains only positive values on (0, 1]. Using Lemmas 4 and 5 we obtain for x (0, 1]
%
&2
x
540x2 (x4 + 540)
xG$1 (x) = 4
2x
coth
x
+
+1
(x 30x2 540)2
sinh x
5
!
540x2 (x4 + 540)
1
1
> 4
2
a x2 + 2 x2 + x4
2
2
(x 30x 540)
3
15
=0
2 6
1 8
2
x +
x
x10
189
675
10 395
x8 G2 (x)
=
,
4
42 525(x 30x2 540)2
where
G2 (x) = 4 908 600 504 225x2 296 055x4 3690x6 + 681x8 10x10 > 0.
647
Next, we prove the right-hand inequality of (3.13). Let x (0, 1]. We have
%
&2
x
$
1.
xp (x) = 2x coth x
sinh x
or, equivalently,
)
sinh x x 1 13 x2 +
1 4
15 x
6
2
189 x
*
8 1/2
1
675 x
> 0.
(3.15)
,
(3.16)
1
(T3 (x2 ))3/2
(T3 (x2 ))3/2
where
T1 (t) =
and
We have
4
!
t
,
(2)!
=0
(T2 (t))2
t5 H2 (t)
=
, (3.17)
3
(T3 (t))
1 625 702 400(4725 1575t + 315t2 50t3 + 7t4 )3
+15
with H2 (t) = =0 b t . Let t (0, 1]. Simple estimates of the coefficients b give
(T1 (t))2
b0 + b1 t + b2 t2 > 1015 [360 21t 24t2 ] > 0, b3 t3 + b4 t4 > 1014 t3 [90 22t] > 0,
b5 t5 + b6 t6 > 1012 t5 [310 24t] > 0,
and
Hence H2 is positive on (0, 1], so that (3.16) and (3.17) imply that H1$ (x) > 0 for
x (0, 1]. This leads to H1 (x) > H1 (0) = 0.
Now, we establish (3.14). We have to show that
*
)
21 2
I1 (x) = log p(x) + 13 p(x) + log 2 2 log x log 1 + 189
x
is positive on (0, 1]. Differentiation yields
%
&
1
1
2x
2
+
I1$ (x) = p$ (x)
.
p(x) 3
x 9 + x2
648
horst alzer
where
I2 (t) = 14 175 + 6660t 6285t2 1069t3 + 9t4 > 0
Lemma 7. Let p be the function defined in (3.11). For x (0, 0.724] we have
0<
1
1 2
2
63
0 < 2 +
x .
p(x)
x
250 271
1 3
10 x
(3.18)
(3.19)
and
1
1 2
21 x
4
1
200 x
<1
2
21 p(x) exp(0 p(x)).
(3.20)
Proof. Let c = 89/800. Then c < 0 + 63/250. This implies that in order to prove
the second inequality of (3.18) it suffices to show that the function
J1 (x) = p(x)
x2
2 + cx2 x4 /271
(3.21)
Applying the left-hand inequality of (3.8) with N = 2 and the right-hand inequality
of (3.10) we get
%
&2
x
1
2 6
1 8
x
x .
> 1 + x2 x4 +
(3.22)
2x coth x
sinh x
9
135
525
Combining (3.21) and (3.22) we obtain for x (0, 1]
xJ1$ (x) >
x4 J2 (x2 )
,
4725(800x4 24 119x2 433 600)2
say. A simple calculation yields that J3 is concave on [0, 1]. Since J3 (0) > 0 and
that J3 is positive on (0, 0.525]. This implies that
J3 (0.525) > 0, we conclude
J1$ (x) > 0 for 0 < x ! 0.525 = 0.724. . . . Thus J1 (x) > J1 (0) = 0 for x (0, 0.724].
We establish the right-hand side of (3.19) for x (0, 1/2]. The inequality
p$ (x) = 2 coth x
is equivalent to
1
x
1
< x x3
2
(sinh x)
x
10
%
&
1
1
+ x x3 + 2x 2 sinh(2x) = K(2x),
0 < (cosh(2x) 1)
x
10
649
L() (0) = 0
for = 0, . . . , 4,
and
L(6) (y) = 78 y
21 3
20 y
2 sinh y < 0.
This implies that L is positive on (0, 1]. Hence K(2x) > 0 for 0 < x ! 1/2.
Inequality (3.20) is equivalent to
*
)
21 2
x log p(x) + 0 p(x) = M (x),
0 < 2 log x log 2 + log 1 + 200
say. Applying (3.18) and (3.19) we get for x (0, 1/2]
%
&
1
84x2 + 400
$
(x)
M $ (x) =
0
x(21x2 + 200)
p(x)
%
&%
&
2
1 3
1 2
84x2 + 400
63
x
>
+
x(21x2 + 200)
10
x2
250 271
=
4
!
=1
5
!
=1
a x2 ,
5
!
=1
5
!
(3.23)
a x2 ,
=1
(3.24)
where
%
&
1 2
1 4
2x6 N (x)
x =
,
135S2 (x) 8 1 x
21
189
189(N1 (x)N2 (x))3
N1 (x) = 467 775 + 155 925x 10 395x3 + 990x5 99x7 + 10x9 > 0,
N2 (x) = 467 775 155 925x + 10 395x3 990x5 + 99x7 10x9 > 0,
(3.25)
650
horst alzer
and N (x) =
+52
=0 c x .
+ 200x5 860x6 25x7 ] + 1026 x12 [13 000 + 150x 1800x2 12x3 ]
+ 1023 x16 [210 000 + 770x 25 000x2 40x3 ] + 1022 x20 [25 000 2500x2
+ 210x4 19x6 ] + 1017 x28 [130 000 9800x2 + 610x4 35x6 ]
+ 1011 x36 [1 600 000 55 000x2 + 100x4 + 160x6 16x8 ]
+ 106 x46 [100 000 5400x2 + 200x4 4x6 ].
Since all terms in square brackets are positive, we get N (x) > 0. From (3.24) and
(3.25) we conclude that (3.23) is valid for all x (0, 1].
Lemma 9. For all x (0, 0.457] we have
&
%
x[coth x + 1]
x[coth x 1]
8
1 4
1 2
x
x
+
<
.
1
(x[coth x + 1] 1)3
(x[coth x 1] 1)3
135
21
200
(3.26)
5
!
0<x+
a x2 ,
=1
0<1x+
4
!
=1
6
!
=1
a x2 < x(coth x + 1) 1,
6
!
a x2 .
=1
x4 N (x)
,
525(N1 (x)N2 (x))3
where
N1 (x) = 638 512 875 + 212 837 625x 14 189 175x3 + 1 351 350x5
135 135x7 + 13 650x9 1382x11 > 0,
N2 (x) = 638 512 875 212 837 625x + 14 189 175x3 1 351 350x5
+ 135 135x7 13 650x9 + 1382x11 > 0,
(3.27)
+66
=0 c x .
651
We get
where
Obviously, all terms in square brackets are positive for x (0, 1]. A short calculation
gives that is strictly concave on [0, 1]. Since (0) > 0 and (0.457) > 0, we
conclude that (x) > 0 for x [0, 0.457]. From (3.27) we obtain that (3.26) holds
for all x (0, 0.457].
Lemma 10. The function , as defined in (2.7), is strictly decreasing on
(0, 0.474].
Proof. Let t (0, 0.474]. Using (2.2) we get
&
%
135 u(t)(1 + 2u(t)) v(t)(1 + 2v(t))
$ (t) =
.
8
(1 u(t))5
(v(t) 1)5
(3.28)
Differentiation of
1 (t) = log
gives
$1 (t) =
where
v(t)(1 + 2v(t))
u(t)(1 + 2u(t))
log
5
(v(t) 1)
(1 u(t))5
(3.29)
(3.30)
Let p be the function defined in (3.11). Since p(0) = 0 and p(1) = 0.474. . . , there
exists a number x (0, 1] with p(x) = t. We have
u(t) = x(coth x 1),
(3.31)
652
horst alzer
4
!
=0
3
!
a x2
(0 < x ! 1).
(3.32)
=0
1
x6 3 (x)
2 (t) >
,
(3.33)
2
166 144 510 546 875
where 3 is a polynomial of degree 26, which satisfies for x (0, 1] the inequalities
3 (x) > 109 [3500 250x2 2300x4 160x6 17x8 ] + 107 x10 [420 75x2 ]
+ 105 x14 [1000 94x2 ] + 103 x18 [710 46x2 ] + x22 [2040 80x2 ] + 2x26 > 0.
(3.34)
Using (3.28)(3.30), (3.33), (3.34) and limt0 1 (t) = 0, we conclude that $ (t) < 0.
4. Proof of Proposition 1
(i) To prove that F1 is positive on (0, ), we consider three cases.
Case 1: 0 < t ! 0.474.
Let
1 (t) = 1
t/3
2
,
21 te
and let p be the function defined in (3.11). Since p(0) = 0 and p(1) = 0.474. . . , there
exists a number x (0, 1] such that p(x ) = t. From (2.4), (2.5), (2.7), (3.14) and
(3.23) we obtain
2
1 (t) = 1 p(x )ep(x )/3
21
&
%
x [coth x + 1]
135
x [coth x 1]
<
+
= (t).
8 (x [coth x + 1] 1)3
(x [coth x 1] 1)3
Thus F1 (t) > 0.
(4.1)
where 2 , A and B are defined in (3.4), (3.6) and (3.7), respectively. Let 0.474 !
r ! t ! s ! 2.72. Applying Lemmas 2 and 3 we get
say. Let
n1
,
2950
n1
r4 (n) = 1.6 +
,
25
r2 (n) = 0.6 +
and
s1 (n) = 0.474+
n
,
8300
s2 (n) = 0.6+
n
,
2950
s3 (n) = 0.9+
n
,
500
s4 (n) = 1.6+
n
.
25
653
We have
P (r1 (n), s1 (n)) > 0 (n = 1, . . . , 1046),
$
8
135 F1 (t)
(4.2)
%
&
16
t t/3
1 (t) =
1+
e .
2835
3
0 t
2
.
21 te
2
p(
x)e0 p(x) = 2 (t).
21
for n = 1, . . . , 223,
654
horst alzer
Case 3: 0.474 ! t ! 2.
The inequality F2 (t) > 0 is equivalent to
0 < 3 (t) + A(t) + B(t),
where 3 is defined in (3.5). Let 0.474 ! r ! t ! s ! 2. Then, Lemmas 2 and 3 lead
to
3 (t) + A(t) + B(t) " 3 (s) + A(r) + B(s) = Q (r, s),
say. We define
n1
,
2500
n
s1 (n) = 0.474 +
,
2500
and obtain
r1 (n) = 0.474 +
n1
,
1200
n
s2 (n) = 0.6 +
,
1200
r2 (n) = 0.6 +
n1
,
230
n
s3 (n) = 1 +
,
230
r3 (n) = 1 +
where
2 (t) =
16
2835 (1
0 t)e0 t .
r2 (n) = 2.5 +
n1
,
30
R (
r1 (n), s1 (n)) > 0 (n = 1, . . . , 225)
s1 (n) = 2 +
n
,
450
s2 (n) = 2.5 +
n
.
30
and R (
r2 (n), s2 (n)) > 0 (n = 1, . . ., 15),
we conclude that F2$ (t) < 0 for t [2, 3]. We have F2 (2) = 0.023. . . and F2 (3) =
0.008. . . . This implies that there exists a number t0 (2, 3) such that F2 is
positive on [2, t0 ) and negative on (t0 , 3].
Case 5: t " 3.
We consider three subcases.
Case 5.1: 3 ! t ! 4.5.
We prove that F2 (t) < 0 or, equivalently,
Let 3 ! r ! t ! s ! 4.5. Then
655
say. Since
S (3 + (n 1)/36, 3 + n/36) < 0
for n = 1, . . . , 54,
Summarizing the results of the five considered cases, we obtain that there exists a
number t0 (2, 3) such that F2 is positive on (0, t0 ) and negative on (t0 , ). The
proof of Proposition 1 is complete.
Remark 1. We compare the bounds for y(k) given in (1.4) and (1.5),
respectively. Since
& %
&
%
1
4
8
4
1
+
1
4
+
3 135(k + 2/21)
=
&
for k " 2
1
4
8
+
3 135k 2835(k + 0 )2
&
for k " 1,
we conclude that the inequalities (1.5) (with = 1/3 and = 0 ) sharpen those
given in (1.4) for all k " 2.
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Cambridge, 1952).
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343365.
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124150.
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, Uber
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Horst Alzer
Morsbacher Strae 10
D-51545 Waldbr
ol
Germany
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