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Frequently Asked Questions

For information purposes only. Visit and the last page of this presentation for important information and disclaimers. This presentation includes attorney advertising.

Richard Schwartz investors can find up-to-date information regarding Schwartz and RAS & Associates at . A number of legal proceedings are currently pending, regarding the estate of Richard Schwartz and his life insurance policies. Attorneys Alan Rosca and Joe Peiffer have assembled evidence regarding RAS Associates and Richard Schwartz for their case.

Richard Schwartz investors may review Richard A. Schwartz BrokerCheck Report at

(search for Richard A. Schwartz)

The BrokerCheck Report includes Richard Schwartz professional background and the securities rule violations of which he has been accused.

Last month, the Indiana Securities Regulator has accused Schwartz with organizing a Ponzi scheme and converting investor funds. The Securities Regulator has filed a lawsuit against Schwartz estate to freeze its assets. The Indiana Regulator stated that the securities Schwartz offered to investors were fictional.

Richard Schwartz investors should talk to a law firm about their options to seek compensation. Our law firm is preparing to take action on behalf of Richard Schwartz investors. We intend to seek compensation from Richard Schwartz former employer who, we believe, failed to adequately supervise Schwartz sales of securities to the investing public.

Our firm has the size, expertise, resources, and manpower required to prosecute complex, group cases on behalf of investors against nationwide financial corporations.
We represent investors in investment fraud cases across the country. Investors may contact us for a free evaluation of their case.

Alan L. Rosca Partner Peiffer Rosca Leader Building, Ste. 401 526 Superior Avenue Cleveland, OH 44114 Direct: 216-570-0097

Joseph C. Peiffer Managing Partner Peiffer Rosca 201 St. Charles Avenue Suite 4610 New Orleans, LA 70170 Direct: 504-586-5259

Important Disclosures
This disclaimer contains important information about this presentation. Please read it carefully. This presentation has general information about Richard Schwartz, RAS & Associates and our firm, Peiffer Rosca Abdullah & Carr, LLC (Peiffer Rosca), but it is not legal advice. We are not offering to provide you with legal representation through this presentation. Neither your use of this presentation, nor any e-mail you send to us, will create an attorney-client relationship with us. Such a relationship can be formed only through a personal conversation between you and one of our lawyers, after a thorough screening for potential conflicts that we might have. You should not take any action or decline to take any action concerning a legal matter based upon the information in this presentation without first obtaining the advice of a lawyer. Do not send us any information or materials you consider to be confidential without first obtaining a statement from us in writing that we represent you, and the authorization by one of our lawyers to send us the information. We will not treat any information you send us without that written statement and authorization as confidential. Joe Peiffers office is in New Orleans. He is licensed to practice law in Louisiana. Alan Rosca's office is in Cleveland. He is licensed to practice law in Ohio. We handle financial fraud cases in most states. However, our firm's lawyers are not admitted to practice law in every state. In those jurisdictions in which we are not admitted to practice, we will associate with local co-counsel to assist with the matter, at no additional cost to our clients, whenever required by the respective jurisdiction. We are not certified or recognized as specialists or experts in any area of law. The descriptions of our lawyers` and our firm's areas of practice do not state or imply that our lawyers hold certifications or are specialists or experts in any particular areas of law. Copyright 2013. All rights reserved. You may download and print out any part of this presentation for your own personal, non-commercial use. Any other reproduction or retransmission of this presentation without our prior written consent is prohibited. This presentation includes attorney advertising.