Slide title

In CAPITALS
50 pt



Slide subtitle
32 pt


WCDMA RAN PROTOCOLS
AND PROCEDURES
Chapter 6:
Iub Interface - NBAP Protocol
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 1
Objectives
After this chapter the participants will be able to:

1. Explain the Iub interface and the Radio Network Layer protocols: the Node
B Application Part (NBAP) signaling protocol in the control plane and the
user plane protocols for common transport channel (CCH) data streams and
dedicated transport channel (DCH) data streams.
2. Explain the main functions and procedures of the NBAP signaling protocol.
3. Explain the main functions and procedures of the user plane protocols for
CCH and DCH data streams (Frame Protocols).

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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 2
Physical Layer
NBAP
RNL
TNL TN User Plane
TN Control Plane
TN User Plane
Control Plane User Plane
ATM
UNI - SAAL
Q.2630.2
Q.2150.2
AAL2
P
C
H

F
P

F
A
C
H

F
P

R
A
C
H

F
P

D
C
H

F
P

UNI - SAAL
Iub Interface
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 3
RNC
MSC
Iub
UNI-SAAL
AAL5
ATM
PHY
UNI-SAAL
AAL5
ATM
PHY
NBAP NBAP
NBAP Signaling
Uu
IuCS
IuPS
SGSN
RNC
Iur
Lower layer signaling
NBAP Protocol stack control plane
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 4
Transport Network User Plane for
Iub
RNC
MSC
Iub
AAL2
ATM
PHY
AAL2
ATM
PHY
Uu
IuCS
IuPS
SGSN
RNC
Iur
D
C
H

F
P

P
C
H

F
P

R
A
C
H

F
P

F
A
C
H

F
P

D
C
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F
P

P
C
H

F
P

R
A
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H

F
P

F
A
C
H

F
P

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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 5
RNC
MSC
Iub
UNI-SAAL
AAL5
ATM
PHY
UNI-SAAL
AAL5
ATM
PHY
Q.2630.2
Q.2630.2
Q.2630.2 Signaling
Uu
IuCS
IuPS
SGSN
RNC
Iur
Q.2150.2
Q.2150.2
Lower layer signaling
Transport Network Control Plane
for Iub
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 6
Iub connections between RBS and
RNC
User Plane
DCH, RACH, FACH, PCH
Q.AAL2
NBAP-Common
Mub
Sync
NBAP-Dedicated
User Plane, Q.AAL2 and NBAP connections from
Iub reference model
Logical Mub interface for O&M traffic
Background node synchronisation on high
priority connection
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 7
DCH
RACH
FACH
PCH
AAL2
AAL2
AAL2
AAL2
User
Plane
ALCAP
NBAP-C
Mub
Sync
NBAP-D
AAL5
AAL5
AAL5
AAL0
AAL5
VC
VC
VC
VC
VC
VC
VP
Physical
layer
VP
VC
VC
VC
VC
VC
VC
Transport connectivity options
RBS-RNC
AAL5
AAL5
AAL5
AAL0
AAL5
ALCAP
NBAP-Common
Mub
Sync
NBAP-Dedicated
VC cross-connect
solutions
allowed for connections
through CPP based nodes
Layer 1 co-sharing
solutions
e.g. 63*E1 on STM-1
VP cross-connect solutions
used when connecting to non-
CPP based ATM networks
AAL switching solutions
AAL2 switching in CPP HW - optimises
User Plane transport efficiency
AAL2 DCH
AAL2 RACH
AAL2 FACH
AAL2 PCH
User
Plane
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 8

Transport of data frames (Transport Block Set
(TBS)) between the RBS and the CRNC for
common transport channels.
Support of transport channel synchronization
mechanism (control frame).
Support of Node Synchronization mechanism
(control frame)
Common Transport Channel
Services
The Common Transport Channel (CCH) FP provides
the following services:
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 9
Header
Payload: Data or
Control Information
There are two types of frames:
Data Frame
Control Frame

General structure of a Common
Transport Channel Frame
The header contains a frame type field that indicates
the type of frame.

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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 10
Transport of data frames (Transport Block Set
(TBS)) for Dedicated Transport Channels across
Iub interface.
Transport of outer loop power control information
between the SRNC and the RBS.
Support of transport channel synchronization
mechanisms for achieving, maintaining and
restoring the synchronization of the DCH data
stream in downlink direction.
Support of node synchronization mechanism.
Dedicated Transport Channel
Services
The Dedicated Transport Channel (DCH) FP provides the
following services:
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 11
U
u
SRNC
UL Data Frame
UL Direct Transfer
DCH FP
AAL2
ATM
Layer 1
DCH FP
AAL2
ATM
Layer 1
Head
er
Payload
Header:
CRC checksum
Frame type (DCH data frame)
Information related to the frame type

Payload, data frame:
Radio interface user data
Quality information for the
Transport blocks
Quality information for the physical
channel during the TTI (UL only)
CRC (optional)
Dedicated Transport Channel
(DCH), Data Frame Structure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 12
Control Frame Type
Control Information
Control Information (cont.)
Spare Extension
7
0
F/T
Frame CRC
Header
Payload
Dedicated Transport Channel,
Control Frame structure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 13
Control Frame Type Coding
Outer Loop Power Control 0000 0001
Timing Adjustment 0000 0010
DL Synchronization 0000 0011
UL Synchronization 0000 0100
DSCH TFCI Signaling 0000 0101
DL Node Synchronization 0000 1101
UL Node Synchronization 0000 0111
Rx Timing Deviation 0000 1000
Radio Interface Parameter
Update
0000 1001

Note that DSCH TFCI Signaling, Rx Timing
Deviation and Radio Interface Parameter Update are
not implemented
Control Frame Types
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 14
U
u
SRNC
UL Data Frame
UL Direct Transfer
DCH FP
AAL2
ATM
Layer 1
DCH FP
AAL2
ATM
Layer 1
DL Data Frame
UL/DL Data Frame
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 15
SRNC
Outer Loop PC
Spare Extension
UL_SIR_TARGET
1
0-32
Payload
Based on the CRC Indicator values, the SRNC modifies the
SIR target used by the UL inner loop power control by
including the absolute value of the new SIR target in the
OUTER LOOP PC control frame sent to the RBSs.
At the reception of the Outer Loop PC control frame, the
RBS updates the SIR target used for the inner loop power
control with the specified value.
Outer loop Power Control Frame
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 16
SRNC
UL Synchronization
DL Synchronization
CFN
ToA & CFN

The procedure is initiated by the SRNC by sending a DL
Synchronization control frame towards the RBS . This
control frame indicates the target Connection Frame Number
(CFN).
When the RBS receives this message, the RBS sends a
response UL Synchronization control frame indicating the
Time of Arrival (ToA) and CFN indicated in the received
control frame.
DCH Synchronization
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 17
SRNC
Timing Adjustment
Spare extension
ToA (cont)
ToA
CFN
7 0
1
1
1
0-32
Payload
The SRNC always includes the Connection Frame Number
(CFN) to all DCH DL Data Frames.
If a DL Data Frame arrives outside the arrival window
defined in the RBS, the RBS sends a Timing Adjustment
control frame, containing the measured Time of Arrival (ToA)
and the CFN value of the received DL Data frame.
Timing Adjustment Control Frame
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 18
SRNC
UL Node Synchronization
DL Node Synchronization
T1
T1, T2 and T3

T1: indicates when the SRNC sends the DL Node Synchronization
frame.
T2: indicates when the RBS received the DL Node Synchronization
frame.
T3: indicates when the RBS sends the UL Node Synchronization Frame

Node Synchronization
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 19
NBAP Common: Procedures that request initiation of a UE
context for a specific UE in RBS or are not related to a specific
UE.
Cell Configuration:
Cell Setup
Cell Reconfiguration
Cell Deletion
Common Transport Channel Handling:
Common Transport Channel Setup
Common Transport Channel Reconfiguration
Common Transport Channel Deletion
Radio Link Setup
Measurements on Common Resources:
Common Measurement Initiation
Common Measurement Reporting
Common Measurement Termination
Common Measurement Failure
NBAP Common Procedures
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 20
CRNC
Cell setup Request
RBS
Cell setup Response
Initiated by a Cell Setup Request message sent from
the CRNC to the RBS.
When the cell is successfully configured CPICH, SCH, P-
CCPCH and BCH exist and their power levels are set
and the RBS sends a Cell Setup Response message
back to the CRNC.
Cell Setup Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 21
CRNC
Common Transport Channel Setup Request
RBS
Common Transport Channel Setup Response
The procedure is initiated with a Common Transport Channel Setup
Request message to set up the common channels (transport and
physical channels) in the RBS.
S-CCPCH, FACH, PCH and PICH.
PRACH, RACH and AICH.
After successful procedure the RBS responds with a Common
Transport Channel Setup Response

Common Transport Channel Setup
Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 22
Serving
RNC
NBAP
4. Radio Link Setup Request
5. Radio Link Setup Response
1. RRC Connection Request
NBAP
2. Power Control Algorithm, Iub and
Uu Timing Scheduling Algorithm.
3. Admission Control Algorithm, Code
Control Algorithm
Resource allocation
NBAP NBAP
8. Start Tx of DL DPCH, start Rx of UL DPCH, start RLS Supervision.
10. L1 Synchronization
9. RRC Connection Setup
12. RRC Connection Complete
11. Radio Link Restore Indication
RRC
RRC
NBAP NBAP
6. Q.2630.2 est req/est confirm
7. Downlink/Uplink Synchronization
RRC RRC
Radio Link Setup Procedure
RRC RRC
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 23
SRNC RBS
Common to Dedicated
e.g. FACH to PS Streaming, FACH to SP0
Radio Link Setup
Radio Bearer Setup
Radio Bearer Setup Complete
Radio Bearer Reconfiguration
Radio Bearer Reconfiguration Complete
Radio Link Synchronization
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 24
SRNC
Uu
Iub
NBAP NBAP
1. Radio link Setup Response
Binding ID,
Transport Layer
Address
Q.2630.2 (ALL2)
2. Transport Layer
Address &
Binding ID
3. ALCAP Establish Request
Binding ID & Transport Layer address
4. Bindning ID
Q.2630.2 (ALL2)
Usage of Binding Identity
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 25
CRNC
Common Measurement Initiation Request
RBS
Common Measurement Initiation Response
Initiated by a Common Measurement Initiation message sent from
the CRNC to the RBS.
Measurement can be done on for example Received Total Wideband
Power (RTWP) and Transmitted Carrier Power in the RBS that are
used for power control and Admission control.
If the RBS was able to initiate the measurement, it sends a
Common Measurement Initiation Response to the CRNC.
Common Measurement Initiation
Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 26
CRNC
Common Measurement Report
RBS
To report the results of the measurements requested by
the CRNC, the RBS sends a Common Measurement
Report message to the CRNC.
Common Measurement Report
Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 27
NBAP Dedicated: Procedures that are related to a specific UE
context in the RBS. This UE context is identified by a specific UE
context identity.
Radio Link Management:
Radio Link Addition
Synchronized/Unsynchronized Radio Link Reconfiguration
Radio Link Deletion
Measurements on Dedicated Resources:
Dedicated Measurement Initiation
Dedicated Measurement Reporting
Dedicated Measurement Termination
Dedicated Measurement Failure
Compressed Mode Control
Radio Link Supervision:
Radio Link Failure
Radio Link Restore
NBAP Dedicated Procedures
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 28
CRNC
Radio Link Addition Request
RBS
Radio Link Addition Response
The Radio Link Addition procedure is used for establishing the
necessary resources in the RBS for one or more additional Radio
Links towards a UE when there is already a Node B communication
context for the UE in the RBS.
Radio Link Addition Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 29
CRNC
Radio Link Reconfiguration Prepare
RBS
Radio Link Reconfiguration Ready
Radio Link Reconfiguration Commit
The Synchronized Radio Link Reconfiguration procedure is used to
prepare a new configuration of Radio Link(s) related to one UE
connection within a RBS when synchronization is needed.
Synchronized Radio Link
Reconfiguration Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 30
SRNC RBS
Dedicated to Dedicated
e.g. SRB to Speech, SRB to in 64/64, SRB to 64/HS-
DSCH,
Int 64/64 to PS Streaming
Radio Link Reconfiguration Preparation
Radio Bearer Setup
Radio Bearer Setup Complete
Radio Bearer Reconfiguration
Radio Bearer Reconfiguration Complete
Radio Link Reconfiguration Execution
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 31
CRNC
Radio Link Deletion Request
RBS
Radio Link Deletion Response
It is also possible to release the resources in a RBS for
one or more established Radio Links towards a UE.
Radio Link Deletion Procedure
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 32
SRNC RBS
Dedicated to Common
Cell_DCH to FACH
RRC: Physical Channel Reconfiguration (C-RNTI, PRACH info)
RRC: Physical Channel Reconfiguration Complete
NBAP: Radio Link Deletion Request
NBAP: Radio Link Deletion Response
Q. 2630.2 Iub Trans. Bearer Release
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 33
CRNC
DL Power Control Request
RBS
Is used to balance the power of the radio link(s) in the
RBS.
If the Power Adjustment Type IE is set to common, the
RBS performs power balancing for all existing and future
radio links.
If the Power Adjustment Type IE is set to individual, the
ones specified in the message is power balanced.
DL Power Control
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 34
CRNC
Dedicated Measurement Initiation Request
RBS
Dedicated Measurement Initiation Response
Dedicated Measurement Report
Dedicated Measurement Termination Request
Dedicated Measurement Failure Indication
Measurements can be done on for example Radio Link Sets (RLS).
Dedicated Measurement Initiation,
Reporting, Termination and Failure
Procedures
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 35
CRNC
Compressed Mode Command
RBS
Is used to activate or deactivate compressed mode in the RBS for
one UE context by sending a Compressed Mode Command
message to the RBS.
Compressed Mode Command
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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 36
CRNC
Radio Link Failure Indication
RBS
Radio Link Restore Indication
Is used to indicate a failure in on or more Radio Link Sets and a
Radio Link Failure Indication message is sent to the CRNC.
When a Radio Link is restored a Radio Link Restore Indication is
sent to the CRNC.
Radio Link Failure/Restore
Procedure
Top right
corner for
field-mark,
customer or
partner logotypes.
See Best practice
for example.

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6/038 13-EN/LZU 108 5886 Uae Rev G . Figure 6- WCDMA RAN Protocols and Procedures: Iub Interface - NBAP Protocol 37