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Section 3

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Microwave Propagation
Topics

Introduction
Types of Wave Propagation
Microwave Propagation Mechanisms
Free Space Propagation
Microwave Propagation under the influence of atmosphere
Atmospheric and Terrain Effect on Propagation
Fresnel Zones
Fading

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Introduction
The objective of link planning is to accurately predict
the link outage time.
Majority of link outages occur due to atmospheric
effects. Understanding of these effects on microwave
propagation is necessary to:
To accurately predict the outage periods that
a radio link will experience and
Ensure that the planned link meets the required
performance and quality objectives
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Types of Radio-Wave Propagations:


RF wave are classified as:
Ground waves, as the name implies, hug the ground.
Sky waves travel to the upper atmosphere where the
ionosphere refracts them back to earth.
Space waves:
Propagate through the atmosphere just above the
ground
Usually travel in straight lines.

Point to point microwave systems rely on Space


Wave propagation.
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Radio-Wave Propagation (Contd)


Satellites

Ionosphere
Diffraction not shown

Sky Wave
(HF only)
REFRACTED WAVE

Troposphere

NON-REFRACTED (k=1) WAVE


MULTIPATH RAYS

F
RE

CT
LE

ED

True Earths Curvature


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VE
A
W

Ground Wave
(LF/MF only)

Microwave Propagation Mechanisms


To study Microwave Propagation and its effects on
the receives signal levels at the receiver, it is helpful to
categorize the propagation mechanisms as follows:
Microwave Propagation in free space.
Microwave Propagation under the influence of
atmosphere exhibiting characteristics and
properties of light waves.

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Microwave Propagation and


signal attenuation in free space

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Free Space Propagation


Free space propagation: refers to the propagation
of an electromagnetic wave in a homogenous,
ideal dielectric medium which may be considered
to be infinite in all directions
Free Space region is about 6 km high at the poles
and about 18 km high at the equator ,called the
troposphere.

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Free Space Loss Equation


The Free Space Loss is predictable and given by the
formula:

FSL = 92.4 + 20Log D + 20Log F


Where:
FSL

= Free Space Loss (dB)

= Frequency of transmission (GHz)

= Distance between antennas (km).

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Class Work:
Free Space Equation shows that the transmission
medium is inherently more lossy at higher
frequencies. Explain Why ?
If we double the frequency, will the signal level
increase or decrease at the receiving antenna
and by how much in dB ?

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10

Mathematical Development of Free Space Loss Equation


Class Project: ( Home Work )
Develop the Free space equation for Frequency F in
MHz and Distance D in Km. ( Hint: Use Sphere and
Power radiated by an isotropic antenna on a point on
the sphere)

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11

Step 1:
Consider a transmitter with power Pt radiated by an
isotropic antenna) at a distance d from the transmitter,
the radiated power is distributed uniformly over an area
of the sphere as 4pi d2 (i.e. the surface area of a sphere
of radius d), so that the power flux density is:

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12

Step 2
The transmission loss then depends on how much
of this power is captured by the receiving
antenna. If the capture area, or effective
aperture of this antenna is Ar, then the power
which can be delivered to the receiver is:

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13

Step 3:
For the hypothetical isotropic receiving antenna
area, we have
(3)

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14

Final Step
The free space path loss between isotropic
antennas is Pt / Pr. Since we usually are dealing
with frequency rather than wavelength, we can
make the substitution = c/f (where c, of course, is
the speed of light) to get

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15

Microwave Propagation
under the influence of
atmosphere

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16

Introduction
Radio waves at microwave frequencies behave like
light waves, certain optical principles are useful in
describing radio wave propagation; the most
important are the principles of reflection, diffraction,
and refraction.
Individually, or in combination, these properties can
significantly affect the microwave signal at the
receiver, thus influencing overall per-hop or system
reliability.

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17

The Principle of Signal Diffraction


Diffraction of microwave beam occurs when the
beam center line grazes over an obstacle and RF
energy reaching the far antenna is attenuated.
Diffraction creates a small shadow region where some
energy is re directed in a narrow and rapidly
diminishing wedge toward total shadow.

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18

Diffraction Shadow Region

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19

Diffraction Shadow Region (Contd)

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20

Factors influencing Diffraction Losses


The actual amount of diffraction is dependent upon:
The Fresnel Zone Radius of the wave front at the
obstruction point
The Size and Shape of the obstruction and
The Reflectivity of the obstruction

3rd*

2nd*

1st*

* Fresnel Zones

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21

Diffraction Loss Models


To compute losses due to diffraction, simplified
models are developed and give useful
approximations of the effect an obstacle may have
on the radio path.
Two models are usually employed: The Smooth Earth
Model) and The Knife edge Model.
Most Link Planning Software Tools use these models to
compute attenuation due to diffraction.

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22

The Knife Edge Approximation


Precise calculation of obstruction losses due to
diffraction are very complex.
Because the transmission loss over irregular terrain is
a complicated function of major factors such as:
Frequency,
Path geometry,
Vegetation density

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23

The Knife Edge Approximation (Contd)


The figure below illustrates some examples (as rough
estimates) of knife edge diffraction losses as
compared to the penetration of the obstacle into the
first Fresnel zone.

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24

Smooth Earth Diffraction Approximation


Compared to Knife Edge path there is another type of path
called Smooth Earth or diffraction over a smooth, spherical
Earth or Smooth Earth Diffraction.
Figure below illustrates some rough estimates of diffraction losses
over a smooth spherical Earth as compared to the penetration
of the bulge of Earth into the first Fresnel zone.

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25

Principle of Reflection of Radio Waves


Reflection occurs when radio waves strike:
A smooth surface such as water, sheet of Ice in
winter
A smooth earth or,
The boundary between the adjacent
atmospheric layers of different densities.

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26

Law of Reflection
The amount of reflection depends on:
The angle of incidence and
The reflective quality of the reflecting surface.

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27

Phase Change due to Reflection


Depending on the length of the reflected path,
the reflected wave may arrive at the receive
antenna either:
In phase,
Out of phase or
Partially out of phase

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28

Specular Reflections
Diversity Action during Reflection Fading

Main
Dish

Adding
Signals

Increa
sing

Decrea
sing k

Canceling
Signals

Increasing k

Diversity
Dish

Main
Dish

o
Decreasing k

Site A

H, Ft
Fresnel
Pattern

Diversity
Dish

RSL, dBm
F3

Main

s, ft

Diversity

D, Mi
F3

F3

F5

F4

F4

F2

F2

Non-correlative Fading

Reflect
ion

F7

8
K=

F1

k=4/3rds

K=4/3

RSL, dBm

F1

Main

Diversity

1800
Phase
Shift
Zone

Site B
F6

Correlative
Fade (Outage)

F8

Increasing k

Standing Wave (multipath fading) due to addition of the direct and multipath signals

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29

Geometrical Method to Calculate reflection points

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30

Formulas to Calculate Reflection Point and Reflection


delay

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31

Class Work:
For a link,
h1 = low end antenna height = 1496 feet
H2 = high end antenna = 2787 feet
D = path length = 52 miles
K = 4/3
Calculate the position of reflection point Y with the antenna
heights used for this link. Also, Calculate the multipath delay and
the standing wave generated due to this delay..
Hints: Calculate the reflection point first. Then calculate the
lengths of direct and delayed signal paths. Take the difference
and convert into nanoseconds ( roughly 1foot= 1 nsec)
Answers: y = 6.888 miles and delay is 21.ft or 21 nsec

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32

The Principle of Refraction


Microwave Radio Beam is refracted when it encounters
a medium of different density. The resulting speed
change usually causes a change in direction.

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33

Elevation

Illustration of Signal Refraction between antennas

Distance
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34

Mechanics of Wave Refraction


In normal atmosphere, temperature, humidity and
pressure in the lower atmosphere decrease almost
linearly with increased altitude.
This corresponds to a linear decrease in the refractive
index of the atmosphere and the velocity of
microwaves traveling through the atmosphere
increases as the refractive index decreases
As the wave front passes through a normal
atmosphere, the increased velocities at the top of the
wave front cause microwave to bend slightly
downward in relatively uniform curve.
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35

Refractive Index (n)

The Refractive Index (n) is velocity of light traveling in


a vacuum to the velocity of light in the air.
It is the change in the Refractive index that
determines the path of an electromagnetic wave
through the atmosphere, or how much the wave is
bent from a straight line.

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36

Radio Refractivity (N)


Radio Refractivity
The Refractive Index is always greater than unity, and
for a radio wave traveling in air it is only a small
fraction greater than unity.
For ease of computation the index of refraction is re
defined as (N)
N = (n-1) x 106
Example:
For example, the average ground refractive Index is
1.000315. The ground Radio Refractivity is:
N = (n-1) x 106
N = (1.000301-1) x 106 = 301 N-units
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37

Radio Refractivity (N) contd.


Radio refractivity (N) depends on the pressure (P), the temperature
(T) and the water vapor content (humidity) e of the atmosphere.
Radio refractivity for links below 100 GHz is defined as :

N = 77.6 P/T + 3.732 x 105 x e/T2


Where:
P = atmospheric pressure in mbars
T = absolute temperature in Kelvins
E = partial pressure due to water vapor in mbars
The value of N varies with altitude since pressure,
temperature, and humidity all vary with height.
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38

Refractivity Gradient (dN/dh)


The refractivity gradient is the slope of the refractivity
versus elevation curve.
Refractivity Gradient = N/ h
Under well-mixed atmospheric conditions this value is
a constant.
Experimental results show that the median value of
the refractivity gradient for a typical hop length in
the first kilometer above ground in most temperate
region is
-39 N-units/km
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39

Example (1): Microwave Signal Propagation under


changing (N)
k

STANDARD REFRACTIVE LAYER


ELEVATED SUPER REFRACTIVE LAYER

STANDARD REFRACTIVE LAYER

SUB REFRACTIVE LAYER

STANDARD REFRACTIVE LAYER

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40

Example (2): Microwave Signal Propagation under


changing (N)
RAYS WITH HIGH TAKE-OFF ANGLE MISS THE LAYER
ENTIRELY AND END UP ABOVE THE RECEIVER

RADIO HOLE
RAYS WITH A LOWER TAKE OFF ANGLE ENTER THE LAYER
AND BENT DOWNWARD TO THE EARTH.

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41

Modified Refractivity M
For ease of analysis, the modified refractivity M of the
atmosphere is obtained by adding a second term in
equation of Refractivity N = 77.6 P/T + 3.732 x 105 x e/T2
to account for the curvature of the earth. The
Modified
Refractivity M is:
M
M = 77.6 /T{ P+ 4807. e/T} + 0.157h

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42

Effective Earth radius and K Factor


The amount and direction of bending undergone by
the microwave beam is defined either by the
refractive index gradient or, more often, by the
effective earths factor , K.
This factor, multiplied by the actual earth radius, gives
the radius of a fictitious earth curve.
K factor represents the effect of the refraction on RF
propagation rather than the amount of refraction.
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43

Super Refraction Illustrated


Atmospheric effects may cause the microwave beam
to bent toward the earth or away from the earth as if
we shrank the earth bulge or lowered it from its location.

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44

Subrefraction Illustrated
If the beam bent away from the earth, it is as if we
expanded the earth bulge or raised it upward toward
the beam.

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45

Microwave propagations at different of K Factors

STANDARD

k = 4/3rds SLIGHT DOWNWARD REFRA

SU

BR

EF

RA

CT
I

VE

k = 2/3rds UPWARD (INVERSE) BENDING, OFTEN WITH COLD FRONT


TERRAI
k = 1 MIGRATION
STRAIGHT OVER
LINE WARM
OVER MOIST
CURVED
EA

SU PE R

R E FR A

CTIVE

k=

PARALLELS EARTHS CURVATURE; H

DUCTING

k = 2 SIGNIFICANT DOWNWARD REFRA

k = -1 DOWNWARD BENDING TO EARTH; SEVERE

TRUE EARTHS CURVATURE


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46

K Factor Calculation: Method (1)


Formula for computing K is:

K = 157 / ( 157 + G )
Where, the refractivity Gradient G = dN/dh
Under well-mixed atmospheric conditions G is a
constant and based on data from a hop in
Trappes France the median value comes to 39
N-units/km.
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47

K Factor Calculation: Method (1)


The K factor is related to the refractive Index Gradient
dn/dh as shown below: (ITU-R PN. 310-9, Geneva,
1994).
K = 1/ ( 1+ a x dn/dh) (1)
Where, a is the true earth radius. Also for convenience
, use N, the radio refractivity in the above formula as,
N = ( n 1) x 106. (2)

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48

K Factor Calculation: Method (1)


N = ( n 1) x 106.. (2)
Re arrange the above equation as
n = N x 10-6 + 1. (3)
And differentiate equation to obtain the refractivity
gradient as:
dn /dh = 10-6 dN/dh ..(4)
Let G = dN/dh, equation (4) becomes:
dn /dh = 10-6 G
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49

K Factor Calculation: Method (1)


Substitute this into equation (1):
K = 1/ ( 1+ a x dn/dh)
K = 1/ ( 1 + a x 10-6 G)
K = 1/ ( 1 + ( 6371 x 10-6 x G )

K = 157 / ( 157 + G). (5)

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50

Median Value ( 50 %) of K
Based on data collected from a hop in Trappes France,
the median value of refractivity under a well-mixed
atmospheric conditions was averaged as -39 Nunits/km.
Using this value in equation (5) we can compute the
K median as shown below:

K = 157 / ( 157 + G)
K = 157 / ( 157 + ( - 39) = 157 / ( 118)
K = 1.330508 or 4/3
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51

Calculation of Median K for Washington DC: Example


From the measured dN/dh = -60 N-units/km), we
calculate the Median K value for Washington DC as:
K = 157 / ( 157 + G)
K = 157 / ( 157 + ( - 60)
K = 1.6
See the next slide for details.

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52

PERCENT OF TIME GRADIENT IS NOT EXCEEDED


99.9

99 98 95 90

80 70 60 50 40 30 20

+100

SUBREFRACTION
(EARTHS BULGE, OBSTRUCTION)

10

2 1%

0.1

0.01%
1/2
2/3

-40

1
4/3
2

-100
-157
2

-200

-2
SUPERREFRACTION
(DUCTING)

-300

-1
-0.7

-400
-500

AVERAGE k-FACTOR

99.99
+200

AVERAGE dN/dh GRADIENT, N0units/km

k-Factor Distribution Chart, May Oakland, CA and


Washington, DC

0.01

0.1 0.5 1
0.05 0.2

5 10

20 30 40
60 70 80
50%

90 95

98 99% 99.9
99.8

99.99%
-0.5

PERCENT OF TIME GRADIENT IS EXCEEDED


Ground-based 100m Layer
January (lower humidity)
daytime periods
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50% POINT (k=1.6, dN/dh = -60 N-units/km)

P.530-9 dN1 (not exceeded 1% of a year) = -210 N-units/km


53

Illustrating k-Factor
k = -1

Duct Entrapment

Ray day-to-night arrival angle cha

k = 4/3rds Average Refractivity in Temperate Areas

(follows Earths curvature)

k=

Superrefraction - Ducting

k = 1 (Dry, Elevated)
Subrefraction - Earth Bulge

k = 0.5
k = 0.33

Obstruction
Earths Bulge
Obstruction

Sea Level

True Earth Radius (6400 km)

k = Effective Earths Radius


6400 km
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54

Illustrating k-Factor (Contd)


e
er
ph
os ate
m
At e R
rd ps
da La
an ty
St nsi
De

Refractivity Terms
N =
N0 =
Ns =

Atmospheric density (refractive index)


N at sea level
N at ground surface level

Top of Layer

)
=2
/3
(k

0 (k =1)

3)
4/

Subrefractive
1-5% of the time
(Wave refracted
upwards)

N-units
(Radio Refractive Index
at Sea Level)

(k

/dh

-5
8

0
-4

dN

un
N7
15
=+

(k

-10
=

0(

1.6

N0 = 301

= -314

-157
(

+7
5

h, km

/km
its

dN/dh

)
1/2
=
k
(

k=

N-uni

k=

ts/km

(k=-1)

3)

370

469

548

Inland
Coastal
Median
Normal Propagation
90-95%
(Wave refracted
downwards)

Super
Refractive
1-5 %
Ducting
(Horizon
extended)

Super
Refractive
Trapping
0-10%
(severe
ducting or
blackout)

Density profiles in Subrefractive, Standard, and Superrefractive Atmospheric Boundary Layers (ABL)
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55

Refractivity Relationships
k

= 1/[1 + a (dn/dh x 10-6)] = 1/[ 1 + (dN/dh) /157]


Dry Term

Ns

Wet Term
3.8 x 105 eH
T2

=
=
=
=

Pressure (1013 mb standard)


Temperature (288oK standard)
Saturation vapor pressure (10 mb standard)
Relative humidity (50% standard)

79P
T

=
=

278 + 23 = 301 N-units (standard atmospheric density or refractive index near sea level)
N at ground surface

dN/dh =
N0
=
N
=

P
T
e
H

a = Earths Radius (6400 km)

N-units/km (density gradient) = -7.32 exp (0.00557 N0) = -40 N-units/km (standard atmosphere)
N at sea level = Ns exp (h/7).
(

- 1)10-6

Denver example: h = 1.63 km, Ns = 239, N0 = 301

= 1.000301, N = 301

Conversions
between= k-factors,
earths
radius,
dN/dh
gradients,
surface
Radio wave propagation
c/
(c = velocity
of light,
186,000
mi/sec
or 3x10 5 km/sec)
density, N0, Ns, k-factor, pressure, temperature, humidity, etc. are shown

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56

PERCENT OF TIME GRADIENT IS NOT EXCEEDED


99.9

99 98 95 90

80 70 60 50 40 30 20 10

2 1%

0.1

0.01%
1/2

SUBREFRACTION
(EARTHS BULGE, OBSTRUCTION)

+100

2/3

-40

1
4/3
2

-100
-157

-200
-2
2

-300
-400
-500

-1

SUPERREFRACTION
(DUCTING)
0.01

0.1 0.5 1
0.05 0.2

5 10

20 30 40
60 70 80
50%

90 95

98 99% 99.9
99.8

-0.7

AVERAGE k-FACTOR

99.99
+200

AVERAGE dN/dh GRADIENT, N0units/km

k-Factor Distribution Chart, Feb. Ezeiza Intl Airport,


Argentina

-0.5
99.99%

PERCENT OF TIME GRADIENT IS EXCEEDED

Ground-based 100m Layer


1 50%

August (lower humidity) daytime periods

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POINT (k=4/3rds, dN/dh = 40 N-units/km)

2 P.530-9

dN1 (not exceeded 1% of a year) = -300 N-units/km

57

Commonly Used K factors


K

dN/dh N
units/km
5/12
1/2
2/3
1
1.25
4/3
1.6
oo
-1
-0.5

+ 220
+ 157
+ 80
0
-30
- 40
- 58
-157
- 314
- 470

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Atmospheric Conditions

Inversion (large positive gradient)


Moderately Sub refractive
Slightly Sub refractive
Homogenous
Dry Atmosphere
Standard Atmosphere
Humid Atmosphere
Moderate Negative Gradient
Steep gradient
Extreme Gradient

Microwave Propagation

Extreme Earths bulge ( diffraction fade)


Moderate earths bulge
Slight earths bulge
No refraction
Standard ( Mountainous)
Standard
Standard coastal
Flat Humidity earth
Possible Blackout
Blackout

58

K Factor Calculation: Method (2)


Another method to calculate K is to use the following
relationship:

K = Effective Earth Radius


True Earth Radius

where,
Ro = True Earth Radius = 6370 km,
R = the effective Earth Radius and is
calculated as
= 6370 { 1-0.04665 e (0.005577Ns)}-1
where, Ns = is the surface refractivity as N-units.

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59

K Factor Calculations: Real Cases


For real links if the sea level refractivity is known, the formula in method
(2) can be used to determine the actual K for link planning . h
(AMSL)antenna height.
The refractive gradient dN/dh may be determined from the refractive
index measured at the surface (Ns) through the Relationship:
dN/dh = -7.32e0.005577 Ns
Where,
Ns = No e ( -0.1057 hs)
Use Ns for the required antenna height (hs) to calculate K: as
K= r/ro = 6370 km and r = 6370 { 1-0.04665 e (0.005577Ns)}-1

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60

K Factor Calculation: Class Work


The sea level refractivity (No) is about 312 around Boston, Massachusetts area
of USA. A potential site near Boston is 220 m above the sea level( 0.22 km).
Calculate K for link planning:
Solution:

Ns = No e ( -0.1057 hs)
Therefore,
Ns = No e ( -0.1057 x 0.22)
Ns = 304.8
Notes:
NS is the surface refractivity. This is the Refractivity at the altitude of the LOS
microwave site that we selected or the average refractivity of the path.
The value of sea level refractivity ( No) can be obtained for the area from a nearby
weather bureau or from available charts:
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61

K Factor Calculations: Class Work (Contd)


To calculate K factor for Boston link, calculate R, the effective
Earth Radius and divide it by the true earth radius to compute
K for the site in Boston:

R = 6370 { 1-0.04665 e (0.005577x304.8)}-1. (1)


K = 6370 { 1-0.04665 e (0.005577x304.8)}-1 / 6370

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62

Anomalous Propagation
Tests have shown that refractivity gradients can
change from being positive to steeply negative
numbers.
When the gradient dN/dh > -100 N-units/km the
atmosphere is characterized as Super refractive and
results in multipath fades.
But, when the gradient dN/dh exceeds - 157 Nunits/km ducting , entrapment and Blackout Fades
result.

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63

Anomalous Propagation

n
De

This range of K variations have little


influence upon receiving signal level of
a properly engineered microwave
path.

ty
si
e
ps
La
te
Ra

Top of Layer

0 (k =1)

h, km

-157

-100

N0 = 301

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(k =

(k =

Region of Anomalous
Propagation

469

548

64

Superstandard Refraction
Superstandard Refraction atmosphere results
from such metrological conditions:

As a rise in temperature with increasing


height (also Temperature inversion) or a .
marked decrease in total moisture content
in the air with increasing height.
Either of the above will cause reduction in the
atmospheric density with height.
K will also rise resulting in flattening of the
effective earths curvature.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

65

Substandard and Superstandard Refraction


Substandard
Refraction (k<1)
Wavefront

Ray

90o

Superrefraction (k>3)

k = 1 (True Earths Radius)

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66

Substandard and Superstandard Refraction and Dish


alignment
Possible Decoupling, Defocusing, or entrapment

Substandard
Refraction (k<1)
Possible
Obstruction

Superrefraction (k>3)

Dry Valleys
Humid Wetlands

Antennas serve only to provide maximum coupling of the direct ray


energy into the waveguide feeder, to the exclusion of multipath rays.
Thus, dish alignment is very important for minimum fading.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

67

Causes of Superstandard Refraction


Passage of cool air over warm body of water. Water evaporation
causes an increase in humidity and cooling of the air near the
surface and results Temperature Inversion.
Abnormal bending of radio beam results. (typically less than 30 m
high), but have a substantial effect on the propagation of radio
waves above 3 GHz.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

68

Causes of Substandard Refraction


Superstandard Refraction or less than standard
atmosphere results from such metrological conditions
which cause the atmospheric density to actually rise
with temperature.
A substandard atmospheric condition may occur
through formation of fog created with the passage of
warm air over a cool air or a moist surface. This
causes the atmospheric density to be lower near the
ground than at higher elevations, causing an upward
bending of the beam.

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69

Formation of Radio Ducts


Radio ducts occur when a stable atmospheric
condition results in a temperature inversion and a
sufficient amount of water vapor is trapped below
that inversion.
The above condition causes a rapid decrease in the
refractive index with increasing height leading to
waveguide-like trapping.
There are two types of ducts: Surface duct and
elevated duct.

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70

Mechanics of Ducts Formation


During daytime the sun heats the ground giving
convection and a well-mixed atmosphere.
Due to the cool of the night ground loses its heat and
the ground surface temperature drops leading to
state of Temperature inversion.
A pocket of cooler, damper air underneath warmer,
drier air where dN/dh is now < 0, resulting in a ground
based duct.
Just after sunrise in the morning, the ground is heated
by the sun again, and the convection starts near the
ground. The ground based duct rises, resulting in an
elevated duct.

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71

Types of Surface Ducts


There are three types of surface ducts based on the trapping
layer's relationship to the earth's surface.

Type 1: Surface Duct:


Created from a surface-based trapping layer.

Type 2: Surface Duct


Due to an elevated trapping layer.

Type 3: Surface Duct


Created by a rapid decrease of relative humidity
immediately adjacent to the air-sea interface. The
evaporation duct is of great importance for over-water EM
propagation.
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72

Ducts in the Coastal Regions

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73

Surface Duct

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74

Evaporation Surface Duct

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75

Evaporation Duct

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76

Elevated Duct

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77

Formation of Evaporation Duct


The equation for refractivity, as shown below, a
change in the moisture distribution ( Wet Term)
without an accompanying temperature change can
also lead to a trapping refractivity gradient.

NS

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

Dry Term

Wet Term

79P
T

3.8 x 105 eH
T2

78

Formation of Evaporation Duct (Contd)


The air in contact with the ocean's surface is saturated with water
vapor.
A few meters above the surface the air is not usually saturated, so
there is a decrease of water vapor pressure from the surface to some
value well above the surface.
The rapid decrease of water vapor initially causes the modified
refractivity, M, to decrease with height, but at greater heights the
water vapor distribution will cause M to reach a minimum and,
thereafter, increase with height.
The height at which M reaches a minimum is called the evaporation
duct height as illustrated previously.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

79

K Factor and Ducting probability


Figure shows the percentage of time when dN /dh is
less than -100 N units/km in May.
This figure gives a good indication where it is most
likely to experience ducting.
One can read from the figure that the equatorial
regions are most vulnerable to ducts.
In temperate climate the probability of formation of
ducts is less.
This difference in ducting probability can be explained
by the difference in temperature and most of all by
the difference in humidity.
The ducting probability follows seasonal variations.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

80

Ducting probability in May (ITU-R rep. 563-4)

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

81

Sensing of Radio Refractivity


Some of Sensing Techniques:
Radiosondes
Microwave Refractometers
Radio occultation ( involves monitoring

transmissions from Global Positioning System (GPS)


satellites using receivers on Low Earth Orbiting (LEO)
satellites. )

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

82

Path Clearance Criteria


HEAVY ROUTE*
About 6 GHz and above in moderate
to heavy fade areas
(c = 2 to 6)

MAIN PATH
(Top Dishes)

DIVERSITY PATH
(Top-To-Bottom Dishes)

0.3 F1 @ k = 2/3rds
and
F1 @ k = 4/3rds
0.6 F1 @ k = 4/3rds
+10ft/3m Close-In
For Tree Growth, etc.
typically 30-40ft/10-12m
below main dish

LIGHT ROUTE
About 2 GHz and below in all areas, and all
paths in good to average fade areas
(c = 0.25 to c = 1)

0.6 F1 @ k = 1

Same As Heavy Route

DUCTING
Main path clearance with
known surface duct
entrapment (paths >20/30
miles/kilometers)

k = 1 Over a 150 ft/50m


Surface Ducting Layer,
or k = 1/2 grazing

No Special Allowance

* Note: If the main path clearance is established by either of these two criteria
(0.3F1@k=2/3rds or ducting), space or other diversity is nearly always required.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

83

The Fresnel Effect

The early 19th century French physicist,


Augustin Fresnel discovered diffraction, or
bending causing the intensity of the original
light beam to increase or decrease
depending on how near the object was to
the beam, known as the Fresnel Effect.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

84

Fresnel Zones
Fresnel zones are series of concentric circles around
the direct or shortest path between transmitter and
receiver.
Fresnel zones, (unlimited number), are numbered from
the center out.
Each zone number represents an increase of half a
wavelength in path length.
The odd number zones will add to the direct signal
and even number zones will subtract. Surfaces which
reflect even zones should be avoided.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

85

Fresnel Zones (Contd)


A Fresnel zone when diffracted can affect the strength
of the received signal, even though the obstacle does
not directly obscure the direct visual path.
The normal figure quoted is for 60% of the first Fresnel
Zone and is the generally accepted portion which
must be kept clear.
If 50% of the quoted Fresnel zone is obscured, a loss of
75% or 6dB power is likely to be encountered.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

86

Fresnel Zone Concept


FRESNEL ZONE NUMBERS

GRAZING

0.6F1@k=1 PATH
CLEARANCE OR
INTERFERENCE ZONE
(Reflective path)

2
1
0.6

th
Ear
h
t
oo
Sm

GRAZING PATH
(6-20 dB LOSS)

CROSS-SECTION A-A
A

Ray

54

Average
Terrain

Ed
ge

54

K
ni
fe

OBSTRUCTION ZONE
(Obstructed path)

RSL, dB FROM FREE SPACE


+10 0 -10 -20 -30 -40

0.6
1
2

Fresnel Zone Boundaries


0.6

0.6F1 PATH
CLEARANCE
= FREE SPACE
(NO LOSS)

F1 = 180FT/56m DIAMETER

Site A

40mi/64km path, k=1 (on true earths radius profile)

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

Site B
87

Class Work: % of First FZ Clearance


We have a 10 km LOS path over which we wish to
establish a link in the 7 GHz band.
The path profile indicates that the high point on the
path is 3 km from one end, and the direct path clears it
by about 18 meters.
Assume: d1 = 3 km, d2 = 7 km
What percentage of First Fresnel the high point clears ?

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

88

Fresnel Zones: Reflection Points


Even Fresnel Zone
For link planning purposes another important use of
Fresnel zone information is to check microwave paths
for possible reflection points.
If the geometry of the path is such that an even
numbered Fresnel zone happens to be tangential to
a good reflecting surface (a lake, a highway, a
smooth desert area, depending on what wavelength
is involved), signal cancellation will occur due to
interference between the direct and indirect
(reflected) signal paths.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

89

Determination of Fresnel Zone number at the reflection


point
In the second Fresnel zone, and all even-numbered Fresnel zones,
deflected signals are up to 180 out of phase with the center lobe
signal.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

90

Fresnel Zone Calculations


From the following relationship the radius of First Fresnel
Zone can be calculated:

F1 = ( d1 x d2) / ( d1 + d2)
Where F1 is the radius in meters of the first Fresnel zone,
d1, d2 are the distances in Km from both antenna ends.
is the wavelength = 300/fequency in GHz.
From the following relationship the F(n) the nth Fresnel
Zone number(n) can be determine:

F(n) = F1 (n)

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

91

Class Work:
K1 = 4/3

pa
t

Path
t
c
e
Di r

R
ef

le

ct

ed

ul
ti

Freq: 6 GHz

Height (H)
is 40
meters
D2 = 30 km

D2 = 20 km

For the above path, calculate the Fresnel zone number at the
reflection point and the multipath delay in nanoseconds: Use
Delay = n/2 x (Freq in GHz).
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

92

Historical Concept of Fade Margin


Compared to the performance of an analogue
radio path is strongly controlled by the fade depth at
the carrier frequency.
For analogue radios when the fade depth at the
carrier frequency exceeds a threshold the fade
margin, the signal-to-noise ratio (SNR) is no longer
acceptable and a radio outage occurs.
The performance of a digital radio is controlled not
only by the SNR but also by the amount of dispersion
in the channel transfer function.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

93

Overview Fading Mechanism

Fading and Fading types


Flat Fading
Frequency Selective (Dispersive) Fading
Composite Fading
Calculation of Dispersive Fade Margin
Radio Signature Curves

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94

Fading Types
Fading occurs in two different ways:
Flat fading
Frequency-selective fading.

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95

Flat Fading
Flat fading occurs when the received signal
spectrum remains a close replica of the transmitted
signal spectrum except for a change in amplitude.
This amplitude change of the signal spectrum varies
over space because of the interference of the
combined electromagnetic waves.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

96

Flat Fading (Contd)


This interference can be constructive or destructive
and as a result the fades (changes in the received
signal magnitude) due to flat fading can be very
significant, 30 dB or more.
The amount of fading varies according to the exact
path characteristics at any point in space and time.
Flat fading occurs when the Root Mean Square
(RMS) delay spread of the channel is much smaller
than the symbol period of the transmitted signal.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

97

Frequency Selective (dispersive) Fading


Frequency-selective fading occurs when the
RMS delay spread of the channel is more than
about 10% of the symbol period, thereby
causing the wireless channel to alter the
received signal spectrum.
In the time domain, the received symbols can
no longer be identified individually. They
interfere with each other since they are
dispersed in time and overlap one another. This
is known as Inter-Symbol Interference (ISI).
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98

Frequency Selective (dispersive) Fading (Contd)


In the frequency domain, the channel response can
no longer be considered flat, its amplitude has
significant variation and its phase is not linear with
frequency.
If the objects in the medium are not moving, the
standing wave pattern will be static in space. Thus,
for a fixed point in space, the wireless channel will be
time-invariant.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

99

Frequency Selective (dispersive) Fading (Contd)


If, however, there is motion in the environment
(although neither the transmitter nor the receiver
may be moving), it alters each standing wave
pattern and consequently the wireless channel is
also time-varying.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

100

Illustrating Multi path Selective (dispersive) Fades

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

101

Selective (dispersive) Fading


DFM is the measure of a digital radio link's robustness
to dispersive (spectrum-distorting) fade activity
caused by a high-level long-delayed multipath
signal.
Bellcore assigns a standard 6.3 nsec (2m or 6 ft)
delayed multipath signal as the standard to which
the DFMs of digital radios marketed in the U.S. are
documented on product data sheets.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

102

Spectrum distortion due to Notches

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

103

Selective (dispersive) Fading


This is the radio's DFM with a 6.3 nsec delayed high
level multipath signal.
The links DFM = radio DFM + antenna
discrimination(s) to the multipath signal.
For no errored seconds or SES outages, the links DFM
must be >50 dB. Antennas should be selected and
precisely aligned to ensure this on all digital radio
links.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

104

Path Geometry
A1

A2
High radio and link DFM

Small angle,
low discrimination

Good
Short delay
k=4/3rds

A1
Large angle,
high discrimination
above 6 GHz

Low (poor) radio DFM


High (good) link DFM

A2
Long delay

Good
k=4/3rds

Bad: Long delay geometry with low (<10dB)


antenna discriminations (2 GHz, small dish, etc.)

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

DFM: Dispersive Fade Margin, the


measure of the robustness of a
digital radio and link to dispersive
(spectrum-distorting) fades
105

Multipath Notches
The 6.3 nsec-delayed specularly reflected multipath
signal is a secondary sine wave signal phase-locked,
therefore voltage-added, to the direct signal to
generate a standing wave with broad (adding) tops
and deep (canceling) notches.
The separation (period) between these deep
notches is 1000/6.3 nsec or 158 MHz. The depth of the
notches is a function of the C/I ratio. If the C/I = 0 dB,
the standing wave is +6, more than -50 dB peak-topeak.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

106

Notch Depth, dB

Notches and an over Cleared Path


Increasing Path Clearance (Increasing k-Factor)
Free Space RSL

Notch

Slope
Stress

No
Slope
Stress Stress

Notch

Dispersive (Spectrum-distorting) Fading

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107

Standing Waves
+10

+6 dB

Notch Depth, dB

Free Space

-20

Period =
1000/Delay, nsec

-40

1000/5 = 200 MHz

Standing Waves,
resulting fromthe
voltage addition
Plot is for of two correlated
CIR = 0 dB signals, explain
multipath fading

>60 dB

-60
5900

6000

6100

6200

6300 MHz

Short (5nsec/5ft/1.5m) Multipath Delay


+6 dB

+10

Notch Depth, dB

Free Space

-20

-40
Period = 1000/20 nsec = 50 MHz

-60
6000

6100

6200

6300

PERIOD, MHz:
1000/Multipath
Delay, nsec

= ~1000/Delay, ft
= ~300/Delay, m

6400 MHz

Long (20nsec/20ft/6m) Multipath Delay


Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

108

Signature (W) Curve


For the construction of the "W" curve, this multipathgenerated notch is moved in frequency across the
receiver's IF (usually) or RF passband in perhaps 2 MHz
steps and the notch depth increased at each
frequency until the BER exceeds 10-3 (outage).
The "W" curve is the locus of these notch depths vs.
frequency-offset points. Since only the 70 MHz
modems robustness, primarily established by the
characteristics of its frequency and time domain
equalization, error correction, etc., is relevant the
radios DFM is usually measured at 70 MHz - modulator
in to demodulator out - bypassing the radios RF
modules.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

109

Signature (W) Curve (Contd)


Critical Notch Depth for 10-3 BER, dB

Radio Dispersive Fade Margin Calculations at 10-3 BER


45

Signature (W) Curve

= 6.3 nsec (DFM = 61 dB)

40
35

Average Notch Depth


B = 31 dB)
(Purple area above line
= area below line)

30
25
20
15

Signature (W) Curve

= 25 nsec (DFM = 39 dB)

10
-12

-8

-4
0
+4
Signature Width
f = 13 MHz

+8

+12

Fade Notch Offset Frequency, MHz

DFM Calculations for = 6.3 nsec


f, Signature Width = 13 MHz
B, Average Notch Depth = 31 dB
SW = 2 f e-B/3.8 = 0.00745
DFM = 17.6 10 log SW / 158.4 = 61 dB

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

110

Signature (W) Curve

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

111

50 dB = Minimum link DFM for no ES


degradation due to dispersion

72 dB

6.3nsec
(Rummlers
Model)

50

55 dB

30

30 dB

Radio-only DFM

10
0

6(2)

Required antenna
discrimination
(A1+A2)

25nsec

70
2nsec

Dispersive Fade Margin @10-3 BER, dB

Signature (W) Curve

12(4)
18(6)
24(8)
30(10)
= Multipath Delay, nsec/feet (m)

36(12)

Link DFM = Radio DFM + Antenna Discriminations to the Multipath Ray


= 50 dB min. for Good Error Performance
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

112

Radio DFM Calculations (Contd)


The DFM for the digital radio example in the last slide
sketch for 10-3 BER for a high-level multipath signal
delayed 6.3 nsec (6 ft or 2m) is computed as 61 dB.
The DFMs for other multipath delays are also
measured for most radios, such as 2 nsec and 25
nsec.
HP and Tekelec DFM test sets measure "W" curves (or
M curves, inverted) and automatically compute
the digital radios DFM over a wide range of
multipath delay times.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

113

Radio DFM Calculations (Contd)


According to ITU-R and North American standards,
DFM is computed from signature curves plotted only
from 10-3 BER outage points.
DFMs and signature curves should never be measured
at 10-6 BER. 10-6 BER measurements are only used for
manual (technician) measurements with attenuators
to verify factory and field radio static performance
(thresholds, overloads, etc.), and interference levels;
never for link performance during dynamic fade
activity.

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

114

Example of Different Fade Margin Calculations


+30

TRANSMIT POWER (+30 dBm)

+20

POWER SCALE, dBm

+10

SYSTEM
GAIN
(105 dB)

10

NPL - NET PATH LOSS. dB

SYSTEM GAIN. dB

NET PATH
Waveguide In Site A to Waveguide
LOSS Out at Site B. Typically 60 dB
(65 dB) (Excluding Fade)

XMTR Power Out - RCVR


RSL In (for 10-3 BER) at the
Antenna Ports. Typically 100
dB

20
30

40

UNFADED RECEIVE SIGNAL LEVEL


THERMAL
(OR FLAT)
FADE
MARGIN
TFM
42 dB

50
60
70
80
90

100
110

FLAT +
INTERFERENCE
FADE
MARGIN
IFM
41 dB

DISPERSIVE
FADE
MARGIN
DFM
61 dB

10-3 OUTAGE

COMPOSITE
FADE
MARGIN
CFM
40.8 dB

(35 dBm)
THERMAL FADE MARGIN. dB
TFM = System Gain - NPL

(77 dBm)

C/N RATIO 1 dB DEGRADATION DUE


23 dB
TO INTERFERENCE

N
I

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

THERMAL NOISE = 100 dBm


INTERFERENCE LEVEL = 106 dBm
(CO-CHANNEL)

6 dB (1 dB TOTAL NOISE INCREASE)

N
I

115

Composite fade Margins


The formula for the Composite Fade Margin (CFM), is
shown below:
CFM = CFM = -10 log[ 10 TFM/10 + 10 DFM/10 + 10 IFM/10 ]
Where,
TFM = Thermal fade margin
DFM = Dispersive fade margin
IFM = Interference fade margin

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

116

Difficult Digital Microwave Paths


Definition: Those paths that support Analog Radio links but
may degrade less robust (older) Digital Radios:
Path is very long (perhaps >50mi/80km) and affected by
elevated atmospheric ducting layers that generate extremely
rapid multipath fade activity. SES outages may occur if the
receiver quadrature recovery (relock) time is >100 msec.
Path is short (perhaps <25mi/40km), but has excessive
clearance over exposed (little path blockage and dish
discrimination to) terrain supporting long-delayed (>10
nsec/10ft/3m) multipath reflections. Burst ES and SES
outages may occur if the link's DFM (radio DFM + antenna
discriminations) is less than about 50 dB. See Slide 145.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

117

Geometry - Short, High Path


0.109O Decoupling
Angle

K=
1200
(365m)
K = 4/3

1.25O Discrimination
to the Reflection

750

Elevation AMSL, Ft

1000

1150 ft (351m)

250

ul

tip 25
at n s
h
D
el
ay

500

1.248O
Grazing Angle

0
0

12

16

20
(32 km)

Distance,Mi

Long delay (25 nsec) = poor radio DFM, but high (20+ dB)
antenna discriminations at1.250 = good link DFM (>50 dB)
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

118

Geometry - Long, High Path


K=

2400
(731m)

0.543 Decoupling
Angle

0.25 Discrimination
to the Reflection

Elevation AMSL, Ft

2000

1000

K = 4/3

500

ul

1150 ft
(350 m)

ti p 5 n
at s
h
D
el
ay

1500

0.249
Grazing Angle

0
0

20

40

60

80

100
(161 km)

Distance,Mi

Short delay (5 nsec) = good (>50 dB) radio DFM, needed since
there is very little antenna discrimination on long paths.
Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

119

Link Budget Calculations


Antenna Gain

Antenna Gain

(dBi)

(dBi)

B
Path Loss (dB)
Field Factor (dB)

Connector
Connector

Losses
(dB)

Cable Losses

Cable Losses

(dB)

(dB)

(dB)

Tx Output (dBm)

Tx Output (dBm)
Received Signal Level

Losses

(dBm) = Tx Output (dBm) - Path

Loss(dB) - Field Factor (dB) + Total Antenna Gains (dB) - Total


Cable Losses (dB) - Total Connector Losses (dB)

Copyright 2005 Telefocal Asia Pte Ltd. All rights reserved.

120

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