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Shu Wang
LG Electronics Mobile Research, USA
C00-NTAH-20070827-008
Introduction
• Understanding the PAPR (Peak-to-Average-Power Ratio) of OFDM from
• a signal processing perspective,
• a coding perspective, and
• an implementation perspective.
• PAPR reduction in research and standards.
• Known techniques: clipping, coding, PTS, SLM, dynamic PA backoff,
single-carrier modulation, etc.
• Relevant standards: GSM, WCDMA, UMB, LTE, etc.
• Two PAPR reduction techniques are investigated for regular OFDM.
1) PAPR reduction with group-based cyclic delays
2) PAPR reduction with subcarrier remapping
• Three PAPR reduction schemes are investigated for layer-modulated
OFDM
1) Rotated Layer Modulation
2) PAPR Reduction with Layer-Based Cyclic Delay
3) PAPR Reduction with Group-Based Cyclic Delay
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max s( t )
PAPR = ≈ O( L )
E s( t ) 0.2
3.01dB
1
0.1
Imaginary Part of OFDM Signal
0.5
0
0.05
0.5
1
0
2 4 6 8 10 12 14 16
Peak-to-Average-Power Ratio (dB)
1.5 6.53dB
2
2 1.5 1 0.5 0 0.5 1 1.5 2
8PSK, L=128
Real Part of OFDM Signal
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max S ( t ) s( t )
2 2
1
max C ( z ) z = e jθ
2
PAPR = ≤ max =
E S(t)
2 2 2
c c
(L-1)-sphere
c0 + c1 z + + c L −1 z L −1
= C ( z ) = c ∗ w( z ) z = e jθ
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vin
vout = 1
| vin | 2 P 2P
1 + ( )
Vsat
PA output Knee factor. Typically
saturation level P=2~3
•The knee factor P controls the smoothness of the SSPA characteristic. When P = 2,
it is known to be a good representation of the HPA’s in the sub-10 GHz
frequency range.
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OFDM, P0=2, N1=256, 8*ovs, alpha=.125
10
BO=5 dB
BO=7 dB
0 BO=10 dB
10
Upper half of power spectrum (dB)
20
30
40
50
Source: Intersil
60
70
80
0 0.5 1 1.5 2 2.5 3 3.5
frequency normalized to symbol rate
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e j 2πnT∆ f
F ( f ) ⇔ f t − nT∆ ( )
Time-domain shifting is equal
to frequency-domain rotating
F ( f − nf ∆ ) ⇔ e j 2πnf ∆ t
f (t)
Frequency-domain shifting is
equal to time-domain rotating
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Tx and/or
Symbol-to- Parallel to
Serial and
Subcarrier IFFT
Cyclic
Mapping Prefix
Format 1
Tx and/or
Symbol-to- Parallel to
Serial , and
Subcarrier IFFT
Cyclic
Select the
one with
Mapping Prefix lowest
Format 2 PAPR
Tx and/or
Symbol-to- Parallel to
Serial and
Subcarrier IFFT
Cyclic
Mapping Prefix
Format N
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1
10
Gaussian Approx
CCDF
10
2
with No Cyclic Delay
with Tx Format Selection, G=2
10
3 QPSK/OFDM, L=128
4
10
0 2 4 6 8 10 12
Peak-to-Average Power Ratio (dB)
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Cyclic delay
IFFT and Cyclic/
Zero Prefix
Dividing,
Decomposition ,
Grouping or Combining
Clustering , or and PAPR
amplitude calculation
adjustment if
necessary
Cyclic delay
IFFT and Cyclic/
Zero Prefix
PAPR control
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1
10
QPSK/OFDM, L=128
CCDF
2
10
3
10 Guassian approximation
with no PAPR reduction
with group-based cyclic delay, G=2
with partial transmit signaling, G=2
4
10
0 2 4 6 8 10 12
Peak-to-Average Power Ratio (dB)
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01 00
0011 0000
0001
0010
b1b0 θ
α 0111
10
0110
2β 0100
11 0101
1111 1100
00 1101
01 β 1110
θ
e1e0 2α
10 1011 1000
1010 1001
11
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Power and/
Layer 1 or Phase
Symbols Adjustment
Parallel to
Superpostion Serial and
and IFFT PAPR
calculation
Power and /
Layer 1 or Phase
Symbols Adjustment
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1
10
CCDF
2 Gaussian Approximation, L=128
10
Regular QPSK/QPSK, P2/P1=0.01, L=128
Regular QPSK/QPSK, P2/P1=0.09, L=128
Regular QPSK/QPSK, P2/P1=0.25, L=128
Enhanced QPSK/QPSK, P2/P1=0.01, L=128
3
10 Enhanced QPSK/QPSK, P2/P1=0.04, L=128
Enhanced QPSK/QPSK, P2/P1=0.09, L=128
Enhanced QPSK/QPSK, P2/P1=0.16, L=128
Enhanced QPSK/QPSK, P2/P1=0.25, L=128
4
10
0 2 4 6 8 10 12
Peak-to-Average Power Ratio (dB)
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Layer-1
IFFT Cyclic
Symbols Delay
Combining
and PAPR
calculation
Layer-2
IFFT Cyclic
Symbols Delay
PAPR control
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1
10
Regular Hierarch.
Cyclically Delayed Modulations
Hierarch. Modulations
CCDF
2
10
Gaussian Approximation, L=128
Regular QPSK/QPSK, P2/P1=0.01, L=128
Regular QPSK/QPSK, P2/P1=0.09, L=128
Regular QPSK/QPSK, P2/P1=0.25, L=128
3
10 Cyc. Del. QPSK/QPSK, P2/P1=0.01, L=128
Cyc. Del. QPSK/QPSK, P2/P1=0.04, L=128
Cyc. Del. QPSK/QPSK, P2/P1=0.09, L=128
Cyc. Del. QPSK/QPSK, P /P =0.16, L=128
2 1
Cyc. Del. QPSK/QPSK, P2/P1=0.25, L=128
4
10
0 2 4 6 8 10 12
Peak-to-Average Power Ratio (dB)
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PAPR control
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1
10
CCDF
2
10
Gaussian Approximation, L=128
Regular QPSK/QPSK, P2/P1=0.01, L=128
Regular QPSK/QPSK, P2/P1=0.09, L=128
Regular QPSK/QPSK, P2/P1=0.25, L=128
3
10 with PAPR Reduction, P2/P1=0.01, L=128, G=2
with PAPR Reduction, P2/P1=0.04, L=128,G=2
with PAPR Reduction, P2/P1=0.09, L=128, G=2
with PAPR Reduction, P2/P1=0.16, L=128, G=2
with PAPR Reduction, P2/P1=0.25, L=128, G=2
4
10
0 2 4
Peak-to-Average 6Power Ratio
8 (dB) 10 12
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Conclusions (1/2)
• PAPR reduction is a historic issue existing with the development of
wireless communication systems.
• The high PAPR of OFDM bring higher requirements and more
challenges on the system implementation, which limit the actual
performance of OFDM systems.
• It brings higher requirements on HPA, ADC, heat dissipation,
signal processing, etc.
• Two new PAPR reduction technologies are proposed.
• PAPR reduction with transmission format selection
• Low processing delay
• High complexity
• PAPR reduction with cyclic delay diversity
• Simple and seamless PAPR reduction. No additional
demodulation overhead
• Better demodulation. More diversity
• Compatible with any modulation and coding scheme.
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Conclusions (2/2)
• Rotational layer modulation has lower PAPR than regular layer modulation,
providing properly rotating the enhancement layer.
• It has PAPR reduction gain, though it is not significant.
• The PAPR reduction gain depends on the power splitting between layers.
• With cyclic delays, additional PAPR reduction is achievable
• The performance of layer-based approach depends on the power splitting
between layers, while the group-based approach doesn’t.
• In general, the group-based approach has a constant better performance
than the layer-based approach.
• The group-based approach has the best performance of the three proposed
approaches.
• Simple and seamless PAPR reduction. No additional
demodulation overhead
• Better demodulation. More diversity
• Compatible with regular modulations as well as the enhanced layer
modulation for high throughput.
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