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‡ Largest stock exchange in India

‡ Ranked 4th in the world in terms of number of
transactions
‡ Ranked 3rd in the world Single Stock Futures,
Index Options and Index Futures
‡ Ranked 2nd in Asia in Financial derivatives
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‡ Market capitalization: around Rs. 60 lakh crores

‡ 1100+ brokers
‡ 200,000+ trading terminals
‡ Presence in 1500+ cities
‡ Average Daily Turnover around 1 Lakh Crores
‡ Average no. of trades : exceeds 80 lakhs
‡ A well established BCP Infrastructure
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‡ Equity
‡ Equity Derivatives
‡ Currency Derivatives
‡ Interest Rate Futures
‡ Mutual Funds through MFSS
‡ Exchange Traded Funds
 

‡ Identifying your Surplus funds

‡ Identifying products
‡ Choosing intermediary
‡ Completing registration formalities
‡ Deciding on what, when and how much
‡ Monitoring the market movements
‡ Decision on Stop Loss or Book Profit
 


‡ 1461 listed securities, 31 permitted securities

‡ Participation through primary market
- Subscribing to IPOs
- Subscribing to Rights
‡ Participation in Secondary market Normal
Settlement
- Pre-Trading, Trading, Post-Trading
- Margins, Pay-in, Pay-out, Auction
- Settlement between Broker and Investor
‡ Trade for Trade Segment

 

 

 

 

 

 

 
  

‡ Futures ± Index Futures, Stock Futures

‡ Options ±Index Options, Stock options
‡ Around 190 stocks and five indices
‡ Expiry on Last Thursday of every month
‡ 3 monthly expiries, 3 quarterly expiries, five half
yearly expiries
‡ Upfront, real time, SPAN based margin
mechanism
‡ Mark To Market Settlement on T+1
‡ Margin payments by clients mandatory
‡ Final Settlement on Expiry day + 1 day

 
 

 
 
 
 
 
 

‡ Commenced Trading on August 29, 2008

‡ Futures on USD, Euro, GBP, JPY
‡ 12 near months contract
‡ Market Timings 9.00 am to 5.00 pm
‡ Settlement at RBI Reference Rate
‡ Settlement on Last business day of the Month
‡ Last Trading day : Two days prior to settlement day
‡ On Last Trading day available up to 12.00 pm
‡ FIIs not permitted to participate
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‡ Online NEAT±MFSS system for entering orders

‡ Subscription and redemption facility
‡ Option of Physical and depository settlement
‡ Market timings 9 A.M to 3 P.M.
‡ Real time confirmation slip
‡ NAV of transaction day is considered
‡ Settlement on T + 1 basis
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‡ More accessibility to investors

‡ Online order collection
‡ Online payment of funds
‡ Reduction in transaction completion time
‡ Single view of portfolio across asset class
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‡ Franklin Templeton Asset Management India Pvt Ltd
‡ Benchmark Asset Management Company Pvt. Ltd.
‡ Kotak Mahindra Asset Management Company Ltd
‡ UTI Asset Management Company Ltd
‡ Birla Sun Life Asset Management Company Ltd
‡ Reliance Capital Asset Management Ltd
‡ HDFC Asset Management Company Ltd
‡ ICICI Prudential Asset Management Company
‡ SBI Funds Management Pvt Ltd
‡ Tata Asset Management Ltd
‡ Religare Asset Management Company Ltd
‡ IDFC Asset Management Company Ltd
‡ Quantam Asset Management Company Pvt Ltd
‡ FIL Fund Management Pvt Ltd
‡ DSP Blackrock Investment Managers Pvt Ltd

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‡ Mutual Fund Scheme or Index Funds Listed and

traded on Exchange
‡ Minimum trading lot of one unit
‡ Delivery in demat account
‡ Can trade through broker just like a share
‡ Exposure to Equity, Money Market Instrument,
Gold

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‡ #

- Hang Seng BeES TM
‡

- Nifty BeES
- Junior Nifty BeES
- Bank BeES
- PSUBNKBEES
- SHARIABEES
- S&P CNX Nifty UTI Notional Depository Receipts Scheme (SUNDER)
- KOTAKPSUBK
- RELBANK
- QNIFTY
‡ $#
- GOLDBEES
- GOLDSHARE
- KOTAKGOLD
- RELGOLD
- QUANTUMGOLD
- SBIGETS
- RELIGARE
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‡ Unique Client Code, KYC, PAN

‡ Client code at the time of order entry
‡ Price Time Priority
‡ Contract Notes, Quarterly Statement
‡ Stringent Compliance on members in respect of
dealings with investors
‡ Trade Verification
‡ Direct information to investors on random basis
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‡ Information dissemination through multiple

channels
‡ Key information on Corporate entities , Members,
Complaints on Exchange website
‡ Programs on products, safety aspects
‡ Investor related alerts
‡ Rumor verification
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‡ To provide documents for KYC

‡ Not to leave the decision of buy and sell on third
parties
‡ To understand the conditions that have been
agreed with the Member
‡ To keep in touch with latest events that could
impact the investments
‡ To provide margins, Securities in timely manner
‡ To keep track of transactions and documents
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‡ Deal only with SEBI registered Broker/Sub-Broker
‡ All funds and Securities movement only to and from
Broker
‡ Make sure that your transactions are executed only
in your account
‡ Do not get carried away by promises of high return
‡ Decide on Speculation Vs investing
‡ Be Clear on the risk that you are capable of taking
and have clear stop loss goals
‡ Opt for internet option only if you are computer
literate
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‡ Do not share password and user id details with

third parties
‡ Do not leave your surplus funds/securities with
anybody
‡ Lending securities and funds to entities for return
carries risk
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‡ Get Unique Client Code (UCC) allotted
‡ Get a copy of KYC and other documents executed
‡ Get trades executed in only his/her UCC
‡ Place order on meeting the norms agreed to with the Member
‡ Get best price
‡ Contract note for trades executed
‡ Details of charges levied
‡ Receive funds and securities on time
‡ Receive statement of accounts from trading member
‡ Ask for settlement of accounts
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‡ Execute Know Your Client (KYC) documents and provide
supporting documents
‡ Understand the voluntary conditions being agreed with the member
‡ Understand the rights given to he Members
‡ Read Risk Disclosure Document
‡ Understand the product and operational framework and deadlines
‡ Pay margins
‡ Pay funds and securities for settlement on time
‡ Verify details of trades
‡ Verify bank account and DP account for funds and securities
movement
‡ Review contract notes and statement of account
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Thank You