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Gavin W Morley

Department of Physics
University of Warwick

Diamond Science & Technology


Centre for Doctoral Training, MSc course
Module 2 – Properties and Characterization of Materials
Module 2 – (PX904)
Lectures 5 and 6 – Electronic properties:
Lectures 5 and 6 – Bandstructure of crystals
Module 2 – Properties and Characterization of Materials
2 - Lectures 5 and 6 – Bandstructure of crystals

Lectures

4 Electronic structure:
- Atomic physics
- Building crystals from atoms
- Tight binding model
- Drude model of metals
5 and 6 - Sommerfeld model of metals
Bandstructure:
- Bloch’s theorem
- Nearly free electron model
- Semiconductors and insulators
- Relative permittivity
- Intrinsic and extrinsic conductivity
- Metal-insulator transition
- Mobility
Module 2 – Properties and Characterization of Materials
3 - Lectures 5 and 6 – Bandstructure of crystals

1) Most elements are metals,


particularly those on the left
of the periodic table
2) Good conductors of
electricity & heat
3) Tend to form in crystal
structures with at least 8
nearest neighbours (FCC,
HCP, BCC) Schematic model of a crystal of sodium
metal. Page 142, Kittel, Introduction to
4) Malleable Solid State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
4 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model:


1) Gas of electrons
2) Electrons sometimes collide
with an atomic core
3) All other interactions ignored

Paul Drude
(1863 –1906)
Module 2 – Properties and Characterization of Materials
5 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model:


1) Gas of electrons
2) Electrons sometimes collide
with an atomic core
3) All other interactions ignored
4) Electrons obey the
Schrödinger equation and
the Pauli exclusion principle

Arnold Sommerfeld
(1868 – 1951)
Module 2 – Properties and Characterization of Materials
6 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model

A map of states in k-space, see also page


173, Singleton, Band Theory and
Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
7 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model

energy (V)
Potential
0
Drude-Sommerfeld potential
Schematics of the potential due to the ions in
the crystal, Page 3, Singleton, Band Theory and
Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
8 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model

Dispersion relation for a free electron.


Page 177, Kittel, Introduction to Solid
State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
9 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model:

The Drude Model


Distribution
functions for a
typical metal at vs
room temperature,
Page 10, Singleton, Energy
Band Theory and the Sommerfeld
Electronic
Properties of
model
Number of electrons

Solids, OUP 2001

fFD

Energy
Module 2 – Properties and Characterization of Materials
10 - Lectures 5 and 6 – Bandstructure of crystals

the Sommerfeld
model

Zero
temperature
T=0

Finite
temperature
T << EF/kB

Fermi-Dirac distribution function, Page 9,


Singleton, Band Theory and Electronic Properties
of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
11 - Lectures 5 and 6 – Bandstructure of crystals

the Sommerfeld
model

At any given moment, roughly how quickly


does one of the fast electrons travel around in
a typical metal at low temperatures?

a) 0 mm s-1
b) 1 mm s-1
c) 7 million mph (1% of c)
d) 200 million mph (30% of c)
e) Officer, I’m so sorry: I’m afraid I wasn’t
looking at the speedometer
Module 2 – Properties and Characterization of Materials
12 - Lectures 5 and 6 – Bandstructure of crystals

the Sommerfeld
model

Fermi-Dirac distribution function, Pages 8&9,


Singleton, Band Theory and Electronic Properties
of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
13 - Lectures 5 and 6 – Bandstructure of crystals

The Drude Model: Explains temperature dependence


1) Gas of electrons and magnitude of:
2) Electrons sometimes collide a) Electronic specific heat
with an atomic core b) Thermal conductivity (approx.)
3) All other interactions ignored c) Electrical conductivity (approx.)
4) Electrons obey the
Schrödinger equation and
But does not explain:
the Pauli exclusion principle
a) Insulators & semiconductors
b) Thermopower
c) Magnetoresistence
Arnold Sommerfeld d) Hall Effect
(1868 – 1951)
Module 2 – Properties and Characterization of Materials
14 - Lectures 5 and 6 – Bandstructure of crystals

Beyond the Sommerfeld Model:


1) Gas of electrons
2) Electrons are in a periodic
potential due to the ions
3) Electron-electron
interactions ignored 1
4) Electrons obey the

energy (V)
Schrödinger equation and

Potential
the Pauli exclusion principle

0
Drude-Sommerfeld potential real ionic potential
Schematics of the potential due to the ions in
the crystal, Page 3, Singleton, Band Theory and
Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
15 - Lectures 5 and 6 – Bandstructure of crystals

Bloch’s theorem
“Consider a one-electron
Hamiltonian with a periodic
potential:
1
The eigenstates can be

energy (V)
chosen to be a plane wave
Potential
times a function with the
periodicity of the lattice.”
0
Drude-Sommerfeld potential real ionic potential

Bloch’s theorem, Page 16, Singleton, Band Theory


and Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
16 - Lectures 5 and 6 – Bandstructure of crystals

The nearly-free electron model

Drude-Sommerfeld potential weak ionic potential


Module 2 – Properties and Characterization of Materials
17 - Lectures 5 and 6 – Bandstructure of crystals

The nearly-free electron model

Nearly free electron has bands


Dispersion relation for free and nearly-free
electrons. Page 177, Kittel, Introduction to
Solid State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
18 - Lectures 5 and 6 – Bandstructure of crystals

The nearly-free electron model


First Brillouin zone

Nearly free electron has bands


Dispersion relation for free and nearly-free
electrons. Page 177, Kittel, Introduction to
Solid State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
19 - Lectures 5 and 6 – Bandstructure of crystals

Representing bands

Three energy bands


of a linear lattice.
Page 238, Kittel,
Introduction to Solid
State Physics, Wiley
1996
Module 2 – Properties and Characterization of Materials
20 - Lectures 5 and 6 – Bandstructure of crystals

Diamond model

From the following list,


which is the best model of
diamond?
a) Drude model
b) Sommerfeld model
c) Nearly-free electron
model
d) Tight binding model
Module 2 – Properties and Characterization of Materials
21 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser,
and Marvin L. Cohen, Physical
Review Letters 16, 354 (1966)
Module 2 – Properties and Characterization of Materials
22 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

Kittel page 238

W. Saslow, T. K. Bergstresser,
and Marvin L. Cohen, Physical
Review Letters 16, 354 (1966)
Module 2 – Properties and Characterization of Materials
23 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

Heavy-hole band

Light-hole band

Effective mass derivation, Page 42, Singleton,


Band Theory and Electronic Properties of
Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
24 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

Indirect bandgap

W. Saslow, T. K. Bergstresser,
and Marvin L. Cohen, Physical
Review Letters 16, 354 (1966)
Module 2 – Properties and Characterization of Materials
25 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser,
and Marvin L. Cohen, Physical
Review Letters 16, 354 (1966)
Module 2 – Properties and Characterization of Materials
26 - Lectures 5 and 6 – Bandstructure of crystals

Electronic Bandstructure of diamond

W. Saslow, T. K. Bergstresser,
and Marvin L. Cohen, Physical
Review Letters 16, 354 (1966)
Module 2 – Properties and Characterization of Materials
27 - Lectures 5 and 6 – Bandstructure of crystals

Bandstructure of Si & diamond

Based on M. Cardona and F. Pollack,


Physical Review 142, 530 (1966).)
Bandstructure of Si, page 50, Singleton,
Band Theory and Electronic Properties of
Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
28 - Lectures 5 and 6 – Bandstructure of crystals

Any questions?
Module 2 – Properties and Characterization of Materials
29 - Lectures 5 and 6 – Bandstructure of crystals

Effect of an electric field

Relative permittivity. Page 271, Kittel, Introduction


to Solid State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
30 - Lectures 5 and 6 – Bandstructure of crystals

Effect of an electric field


- capacitor

- - - - - -

+ + +
- - -
+ + + + + +

Dielectric properties of insulators, page


533, Ashcroft and Mermin, Solid State
Physics, Harcourt 1976.
Module 2 – Properties and Characterization of Materials
31 - Lectures 5 and 6 – Bandstructure of crystals

Effect of an electric field


- Coulomb field

Page 240, Eisberg and Resnick, Quantum


Physics of Atoms, Molecules, Solids,
Nuclei, and Particles, Wiley 1985
Module 2 – Properties and Characterization of Materials
32 - Lectures 5 and 6 – Bandstructure of crystals

Dielectric permittivity
- static

See J. C. Phillips, Physical Review Letters 20, 550 (1968)

Dielectric constants, page 553, Ashcroft


and Mermin, Solid State Physics, Harcourt
1976.
Module 2 – Properties and Characterization of Materials
33 - Lectures 5 and 6 – Bandstructure of crystals

Dielectric permittivity
- frequency-dependent
- - - - - -

+ + +
- - -
+ + + + + +

→ Dielectric loss
Dielectric properties of insulators, page
533, Ashcroft and Mermin, Solid State
Physics, Harcourt 1976.
Module 2 – Properties and Characterization of Materials
34 - Lectures 5 and 6 – Bandstructure of crystals

Temperature dependence
Energy

Eg

Metal Intrinsic Insulator


Semiconductor
at room
temperature
Module 2 – Properties and Characterization of Materials
35 - Lectures 5 and 6 – Bandstructure of crystals

Cooling semiconductors down


Energy

Eg

Metal Intrinsic Intrinsic Insulator


Semiconductor Semiconductor
at room at low
temperature temperature
Module 2 – Properties and Characterization of Materials
36 - Lectures 5 and 6 – Bandstructure of crystals

Cooling semiconductors down


Energy
Intrinsic Extrinsic
for kBT > Eg for Eg > kBT > donor binding energy
Module 2 – Properties and Characterization of Materials
37 - Lectures 5 and 6 – Bandstructure of crystals

Intrinsic charge carriers


Energy

Intrinsic

holes
Semiconductor at
room temperature
Module 2 – Properties and Characterization of Materials
38 - Lectures 5 and 6 – Bandstructure of crystals

Intrinsic charge carriers


Energy

Intrinsic

Eg

Semiconductor at
room temperature

Page 56, Singleton, Band Theory and


Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
39 - Lectures 5 and 6 – Bandstructure of crystals

Intrinsic charge carriers


Ge: Eg = 0.74 eV
Si: Eg = 1.17 eV
GaAs: Eg = 1.52 eV

Calculated intrinsic carrier densities versus


temperature. Page 59, Singleton, Band Theory
and Electronic Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
40 - Lectures 5 and 6 – Bandstructure of crystals

Extrinsic charge carriers


Energy
Intrinsic Extrinsic (n-type) Extrinsic (p-type)
donor impurities acceptor impurities

Semiconductor Semiconductor Semiconductor


at room at room at room
temperature temperature temperature
Module 2 – Properties and Characterization of Materials
41 - Lectures 5 and 6 – Bandstructure of crystals

Extrinsic charge carriers


Si:P
binding energy = 46 meV

Page 240, Eisberg


and Resnick,
Quantum Physics of
Atoms, Molecules,
Solids, Nuclei, and
Particles, Wiley 1985
Module 2 – Properties and Characterization of Materials
42 - Lectures 5 and 6 – Bandstructure of crystals

Extrinsic charge carriers

20 ppb

Dopants in diamond have larger


binding energies so are not
ionised at room temperature
Temperature dependence of the electron density in
silicon with a net donor density ND-NA=1015 cm-3.
Page 61, Singleton
Module 2 – Properties and Characterization of Materials
43 - Lectures 5 and 6 – Bandstructure of crystals

Donor Qubits in Silicon

Picture by Manuel Voegtli


Module 2 – Properties and Characterization of Materials
44 - Lectures 5 and 6 – Bandstructure of crystals

Electron Qubits in diamond

Picture by Alan Stonebraker


Module 2 – Properties and Characterization of Materials
45 - Lectures 5 and 6 – Bandstructure of crystals

Why is diamond an insulator?


Electron energy

4
6

Interatomic spacing
Module 2 – Properties and Characterization of Materials
46 - Lectures 5 and 6 – Bandstructure of crystals

Solve Schrödinger’s equation


for an electron in a box:

Binding energies
for phosphorous
donors:
Silicon: 46 meV
Diamond: 500 meV

Page 240, Eisberg and Resnick,


Quantum Physics of Atoms, Molecules,
Solids, Nuclei, and Particles, Wiley 1985
Module 2 – Properties and Characterization of Materials
47 - Lectures 5 and 6 – Bandstructure of crystals

Why is diamond an insulator rather


than a semiconductor?

a) Wide band-gap means no intrinsic conductivity,


deep dopants mean no extrinsic conductivity
Module 2 – Properties and Characterization of Materials
48 - Lectures 5 and 6 – Bandstructure of crystals

But doped diamond and silicon can


be metals too
Extrinsic
conductivity

Semiconductor Semiconductor
at room at low
temperature temperature
Module 2 – Properties and Characterization of Materials
49 - Lectures 5 and 6 – Bandstructure of crystals

Doped silicon can be a metal

Observed “zero
temperature” conductivity
versus donor
concentration n for Si:P,
after T F Rosenbaum et
al. Page 285, Kittel,
Introduction to Solid State
Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
50 - Lectures 5 and 6 – Bandstructure of crystals

Doped diamond can be a metal

Charge transport in heavily B-


doped polycrystalline diamond
films, M. Werner et al Applied
Physics Letters 64, 595 (1994)

Sample A has 8 x 1021 cm-3 boron


Module 2 – Properties and Characterization of Materials
51 - Lectures 5 and 6 – Bandstructure of crystals

Electrical conductivity of semiconductors. Page


127, Singleton, Band Theory and Electronic
Properties of Solids, OUP 2001
Module 2 – Properties and Characterization of Materials
52 - Lectures 5 and 6 – Bandstructure of crystals

Carrier mobilities at room temperature in


cm2/Vs. Page 221, Kittel, Introduction to Solid
State Physics, Wiley 1996
Module 2 – Properties and Characterization of Materials
53 - Lectures 5 and 6 – Bandstructure of crystals
PTFE (Teflon)
Silicon
 > 1018 -cm
 ~ 104 -cm
(room temperature)
(room
temperature)
Pure metal
 ~ 10-10 -cm
Superconductors  ~ 0

(1 K)
Tin  ~ 10-5 -cm
(room temperature)

Diamond  ~ 1016 -cm


(room temperature)

10-10 1 1010 1020

Resistivity (ohm-cm)
Module 2 – Properties and Characterization of Materials
54 - Lectures 5 and 6 – Bandstructure of crystals

Diamond properties

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