Open Financial Service

TEMENOS EDUCATION CENTRE

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Versions & OFS

Slide 2
Objectives

At the end of this session you should be able to

 Describe GTS Control and it’s effect on OFS
 Describe NAU processing and it’s effect on OFS

Slide 3 3
GTS.CONTROL

 Controls what should OFS do if faced with an error or override

message
 Available as a field in VERSION and VERSION.CONTROL
 Optional part of request
 GTS.CONTROL in Request supersedes that of VERSION &
VERSION.CONTROL

Slide 4
GTS Control values

Value What will OFS do with the transaction?

Null Error - reject record & return error response
Override – approve automatically and commit
1 Error – INAU file with status hold
Override – approve automatically and commit
2 Error - reject record & return error response
Override – INAU file with status hold
3 Error - INAU file with status hold
Override – INAU file with status hold
4 All transactions –write all transactions into INAU file
with status HOLD

Slide 5
GTS.CONTROL in Transaction Request

Operation Options User Transaction Message

, , , ,
Information ID Data

Version/Function/ProcessType/ GTS Control/ No of authorisers

 Options
 Comprises of VERSION-NAME/FUNCTION/PROCESS TYPE
/ GTS.CONTROL value/NO.OF.AUTHORISERS.
 Example : TRG/I/VALIDATE/1/2

Slide 6 6
Overrides & GTS.CONTROL

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,,TRA
NSACTION.TYPE=AC,DEBIT.ACCT.NO=22117,DEBIT.CURRENCY=AUD,D
EBIT.AMOUNT=167,CREDIT.ACCT.NO=22179
Response (partial)
FT0801098RH7//1,TRANSACTION.TYPE=AC:1:1,DEBIT.ACCT.NO=221
17:1:1,CURRENCY.MKT.DR=1:1:1,DEBIT.CURRENCY=AUD:1:1,DEBIT
.AMOUNT=167.00:1:1,DEBIT.VALUE.DATE=20080110:1:1,
CREDIT.ACCT.NO=22179:1:1,CURRENCY.MKT.CR=1:1:1,
CREDIT.CURRENCY=AUD:1:1,CREDIT.VALUE.DATE=20080110:1:1,
PROCESSING.DATE=20080110:1:1,CHARGE.COM.DISPLAY=NO:1:1,
STMT.NOS=VAL:1:1,OVERRIDE=ACCT.UNAUTH.OD}Unauthorised
overdraft of & & on
account&.{AUD}167}22117{AUD{167{22117{100777{213{{:1:1,RE
CORD.STATUS=INAU:1:1,CURR.NO=1:1:1,INPUTTER=1_INPUTTER___
OFS_GCS:1:1,DATE.TIME=0811181508:1:1,CO.CODE=GB0
010001:1:1,DEPT.CODE=1:1:1

Slide 7
Setting GTS control in the version

Slide 8
Version & GTS.CONTROL

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,,TRA
NSACTION.TYPE=AC,DEBIT.ACCT.NO=10057,DEBIT.CURRENCY=AUD,D
EBIT.AMOUNT=11,CREDIT.ACCT.NO=10014

Response
FT080100MB8V//-2/NO,HOLD - OVERRIDE Unauthorised
overdraft of AUD 11 on account 10057.

Slide 9
Override & GTS.CONTROL

Request
FT,/S,INPUTT/123123,FT080100MB8V

Response
FT080100MB8V//1,TRANSACTION.TYPE:1:1=AC,DEBIT.ACCT.NO:1:1
=10057,CURRENCY.MKT.DR:1:1=1,DEBIT.CURRENCY:1:1=AUD,DEBIT
.AMOUNT:1:1=11.00,DEBIT.VALUE.DATE:1:1=2008011
,OVERRIDE:1:1=Unauthorised overdraft of AUD 11 on account
10057.,RECORD.STATUS:1:1=IHLD,INPUTTER:1:1=2_INPUTTER___O
FS_GCS,DATE.TIME:1:1=0811181559,CO.CODE:1:1=GB0010001

Slide 10
Using GTS.CONTROL in the version & message

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS/1,INPUTT/123123,,T
RANSACTION.TYPE=AC,DEBIT.ACCT.NO=10057,DEBIT.CURRENCY=AUD
,DEBIT.AMOUNT=11,CREDIT.ACCT.NO=22117

Response (partial)
FT08010FMS46//ST
MT.NOS=VAL:1:1,OVERRIDE=ACCT.UNAUTH.OD}Unauthorised
overdraft of & & on account
&.{AUD}11}10057{AUD{11{10057{100780{213{{:1:1,
RECORD.STATUS=INAU:1:1,CURR.NO=1:1:1,INPUTTER=2_INPUTTER_
__OFS_GCS:1:1,DATE.TIME=0811181615:1:1,CO.CODE=GB0010001:
1:1,DEPT.CODE=1:1:1

Slide 11
Errors and GTS Control

Request
FUNDS.TRANSFER,/I/PROCESS/1,INPUTT/123123,,TRANSACTION.TY
PE=AC,DEBIT.ACCT.NO=10103,DEBIT.CURRENCY=CAD,DEBIT.AMOUNT
=300,CREDIT.ACCT.NO=10138,CREDIT.CURRENCY=CHF

Response
FT08010YKVH4//-1/NO,DEBIT.CURRENCY:1:1=DEBIT ACCT CCY NOT
EQ DEBIT CCY

Record
FT08010YKVH4//1,TRANSACTION.TYPE:1:1=AC,DEBIT.ACCT.NO:1:1
=10103,CURRENCY.MKT.DR:1:1=1,DEBIT.CURRENCY:1:1=CAD,DEBIT
.AMOUNT:1:1=300.00,CREDIT.ACCT.NO:1:1=10138,,
RECORD.STATUS:1:1=IHLD,INPUTTER:1:1=1_INPUTTER___OFS_TEST
.TELNET,DATE.TIME:1:1=0811151748,CO.CODE:1:1=GB0010
001

Slide 12
NAU PROCESSING

Slide 13
NAU Processing

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,
FT0801098RH7,TRANSACTION.TYPE=AC,DEBIT.ACCT.NO=22117,DEBI
T.CURRENCY=AUD,DEBIT.AMOUNT=100,CREDIT.ACCT.NO=22179
Response (partial)
FT0801098RH7//1,TRANSACTION.TYPE=AC:1:1,DEBIT.ACCT.NO=221
17:1:1,CURRENCY.MKT.DR=1:1:1,DEBIT.CURRENCY=AUD:1:1,DEBIT
.AMOUNT=100.00:1:1,DEBIT.VALUE.DATE=20080110:1:1,
CREDIT.ACCT.NO=22179:1:1,CURRENCY.MKT.CR=1:1:1,CREDIT.CUR
RENCY=AUD:1:1,CREDIT.VALUE.DATE=20080110:1:1,STMT.NOS=VAL
:1:1,OVERRIDE=ACCT.UNAUTH.OD}Unauthorised overdraft of &
& on account
&.{AUD}100}22117{AUD{100{22117{100777{213{{:1:1,RECORD.ST
ATUS=INAU:1:1,CURR.NO=1:1:1,INPUTTER=1_INPUTTER___OFS_GCS
:1:1,DATE.TIME=0811181521:1:1,CO.CODE=GB001
0001:1:1,DEPT.CODE=1:1:1

Slide 14
NAU :Processing

 Controls what happens if an NAU record already exists when a

transaction is input
 NAU.PROCESSING field in VERSION
 Outcome – retain existing record or overwrite
 Addresses both input and reverse actions

Slide 15
NAU Processing - values

Value Behaviour
0 Applies to input & reversals . Effect - Reject messages
when an NAU record exists
1 Applies to Input only. Effect - Overwrites NAU record
with the values from the OFS message.
2 Applies to Reversals only. Effect - Deletes NAU +
reverses live
3 Applies to input & reversals . Effect - Behaviour of 1 & 2

16
Let’s try

 Change the NAU processing field in the Funds Transfer version to 0

 Input a Funds Transfer.
 Observe the result
 Input the same Funds Transfer again with some changed value
 Observe what happens

Slide 17
NAU Processing example - input

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,,TRA
NSACTION.TYPE=AC,DEBIT.ACCT.NO=10707,DEBIT.CURRENCY=CHF,D
EBIT.AMOUNT=100,CREDIT.ACCT.NO=22608
Response (partial)
FT08010DRS9M//1,TRANSACTION.TYPE=AC:1:1,DEBIT.ACCT.NO=107
07:1:1,CURRENCY.MKT.DR=1:1:1,DEBIT.CURRENCY=CHF:1:1,DEBIT
.AMOUNT=100.00:1:1,DEBIT.VALUE.DATE=20080110:1:1,CREDIT.A
CCT.NO=22608:1:1,CURRENCY.MKT.CR=1:1:1,CREDIT.CURRENCY=CH
F:1:1,CREDIT.VALUE.DATE=20080110:1:1,PROCESSING.DATE=2008
0110:1:1,CHARGE.COM.DISPLAY=NO:1:1,AMOUNT.DEBITED=CHF100.
00:1:1,AMOUNT.CREDITED=CHF100.00:1:1,CREDIT.COMP.CODE=
GB0010001:1:1,DEBIT.COMP.CODE=GB0010001:1:1,LOC.AMT.DEBIT
ED=84.32:1:1,LOC.AMT.CREDITED=84.32:1:1,,STMT.NOS=VAL:1:1
,RECORD.STATUS=INAU:1:1,CURR.NO=1:1:1,INPUTTER=2_INPUTTER
___OFS_GCS:1:1,DATE.TIME=0811191207:1:1,CO.CODE=GB0010001
:1:1,DEPT.CODE=1:1:1

Slide 18
NAU Processing example – input again

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,
FT08010DRS9M,TRANSACTION.TYPE=AC,DEBIT.ACCT.NO=10707,
DEBIT.CURRENCY=CHF, DEBIT.AMOUNT=123,CREDIT.ACCT.NO=22608

Response
FT08010DRS9M//-1/NO,@ID:1:1=NAU.PROCESSING = '0', NAU
RECORD CANT BE UPDATED

Slide 19
NAU Processing 1 EXAMPLE

Request
FUNDS.TRANSFER,TEST.OVERRIDE/I/PROCESS,INPUTT/123123,
FT08010DRS9M,TRANSACTION.TYPE=AC,DEBIT.ACCT.NO=10707,
DEBIT.CURRENCY=CHF, DEBIT.AMOUNT=123,CREDIT.ACCT.NO=22608

Response (partial)
FT08010DRS9M//1,TRANSACTION.TYPE=AC:1:1,DEBIT.ACCT.NO=107
07:1:1,CURRENCY.MKT.DR=1:1:1,DEBIT.CURRENCY=CHF:1:1,DEBIT
.AMOUNT=123.00:1:1,DEBIT.VALUE.DATE=20080110:1:1,CREDIT.A
CCT.NO=22608:1:1,CURRENCY.MKT.CR=1:1:1,CREDIT.CURRENCY=CH
F:1:1,CREDIT.VALUE.DATE=20080110:1:1,PROCESSING.DATE=2008
0110:1:1,CHARGE.COM.DISPLAY=NO:1:1,
,STMT.NOS=VAL:1:1,RECORD.STATUS=INAU:1:1,CURR.NO=1:1:1,
INPUTTER=2_INPUTTER___OFS_GCS:1:1,DATE.TIME=0811191551:1:
1,CO.CODE=GB0010001:1:1,DEPT.CODE=1:1:1

Slide 20
More on NAU processing

This table lists the behaviour if NAU.PROCESSING is NULL

and an attempt is made to input a record which is already in
NAU state

21
More on NAU Processing

This table lists the behaviour if NAU.PROCESSING is NULL

and an attempt is made to reverse a record which is already
in NAU state

22
Workshop 10.1

 Write an OFS message to input a funds transfer . Use the GTS control
to ensure that transactions with errors or overrides are put on hold.
 Write another OFS message to change the amount. Use the NAU
Processing field to ensure that existing NAU records are not
overwritten.

Slide 23
Quiz

 Bank Z uses T24 . The Funds Transfer module for various reasons still
runs on a legacy application. The transactions from this is uploaded in
a batch mode to T24. However, messages with errors must be put on
hold and those with overrides must be automatically approved. What
value will you give in GTS Control?
 The bank wants to control NAU processing in the message. What
parameter should they change?
 You see a -2 success/failure value in your OFS response when you
input a LD. You are using a version. What field (pertaining to OFS) will
you check?

Slide 24
Summary

You should now be able to

 Describe GTS Control and it’s effect on OFS
 Describe NAU processing and it’s effect on OFS

Slide 26 26