On your ¼ size construction paper:

• Write three things you love doing which other

people do not commonly know about you
• When the music is played, move around and
meet other participants in this hall. When you
meet participants with the same thing/s you have
on your paper, clap your hands or shake hands.
• When you meet participants with different things
written on your paper, give them two thumbs up
and then continue moving around.
• Do this 5x until such time that you get to meet
more participant in this room.
 Workshop Agenda
June 11-13, 2014

• VMV/Strategic Directions/Targets/PCPs
• Phase 1- Performance Planning and
Day 1 Commitment
• Phase 2 – Performance Monitoring and
Coaching

• Phase 3: Perfomance Review & Evaluation

• Phase 4: Performance rewarding and
Day 2 Development Planning
• Workshop 1 (OKRAPI)
• Workshop 2: SPATRES

• Continuation of Workshop
• Presentation of Performance Plan
Day 3
• Reaching agreements
• Closing Program
 Results - based
Performance
Management
System (RPMS) for
DepEd
Lead, Engage, Align & Do! (LEAD)
DepEd Vision
We dream of Filipinos
who passionately love their country
and whose values and competencies
enable them to realize their full potential
and contribute meaningfully to building the nation.

As a learner - centered public institution,

the Department of Education
continuously improves itself
to better serve its stakeholders.
DepEd Mission
To protect and promote the right of every Filipino to
quality, equitable, culture-based, and complete basic education
where:
• Students learn in a child-friendly, gender-sensitive, safe and
motivating environment.
• Teachers facilitate learning and constantly nurture every learner.
• Administrators and staff, as stewards of the institution, ensure an
enabling and supportive environment for effective learning to
happen.
• Family, community and other stakeholders are actively engaged
and share responsibility for developing life-long learners.
DepEd Core Values

• Maka-Diyos

• Makatao

• Makabayan

• Makakalikasan
Assessment Result
Items 4 3 2 1
1 20 20 7 0
2 8 27 12 3
3 3 3 24 10
4 2 10 25 10
5 6 19 18 4
6 6 21 16 4
7 7 20 15 6
8 1 18 21 7
9 2 12 18 14
The DepEd’s Strategic Planning Process is aligned with the Results
framework of DBM-OPIF.
Strategic Priorities
Governance

• Strengthened School-Based Management (SBM)

• Principals with strong leadership skills

• Uniformed metrics on school performance

• System for policy and leadership continuation established

Targets and Reforms

• Reforms effectively implemented

• Reforms institutionalized

• Backlog on education inputs addressed

• Ten Point Education Agenda accomplished

• DepEd budget appropriately and efficiently utilized

Culture, Systems & Processes

• Education map for the entire system

• DepEd culture transformed (shared vision, highly motivated
and stronger)
• Ratplan in full swing
• Processes required by the schools, divisions, regions in
place
• Assessment system revolutionized
Technology

• DepEd dashboard made accessible

• DepEd data and other information are consistent

• All schools connected

• Online educational system (going global)

• Online enrolment

• Learning Materials digitized

Learner-centered and Inclusive Education

• Children at the center of basic education

• Education services responsive to student and family choice

• Students are offered options on the delivery mode

• Safer DepEd (child protection, disaster-resilient schools, etc.)

• IPEd institutionalized (and moving forward to the 21st century)

• More readers, better readers

• Children’s hunger addressed

Curriculum Implementation

• 21st century Philippine basic education

• K to 12 curriculum implemented

• Smooth implementation of SHs (1st batch of SHS going to

• SHS ready schools, voucher in place, etc.)

• Teachers prepared for K to 12

• Curriculum for multigrade schools available

External Relationships

• Restored people’s trust in public education and in DepEd

• Government and private sector partnerships more

acceptable

• Stronger and more engaged external public

• All school boards active and engaged

 DepEd’s Framework Based on DBM’s OPIF
Inclusive Growth and Poverty Reduction
Societal Goal

Sectoral Outcomes Equitable Access to Adequate Quality Societal Services and Assets

Sub-Sector Knowledge, skills, attitude and values of Filipinos to lead

Outcomes
productive lives enhanced

Organizational Filipino Artistic & Cultural

Outcomes
Improved Access to
Quality Basic Education Traditions Preserved &
Promoted
Major Final
Output (MFOs)

1 2 3 4 5
Regulatory and
Basic Education Developmental Informal Education Book Industry
Education Governance Services for Services Devt. Services
Policy Services Private Schools -Children
Television Devt.
Services
 Mandate from DEPED
The PMS Concept: Development
Impact

Improved Functional
Strengthen Culture K to 12 Literate
Access to
of Performance and School Based Filipino
Accountability in Quality With 21st
Management Basic
DepEd century
ACCESs Education skills

• FOCUS: Performance Measures at the Organizational,

Divisional or Functional and Individual Levels

• EMPHASIS: Establish strategic alignment of

Organizational, Functional and Individual Goals

21
The DepEd RPMS is aligned with the
SPMS of CSC which has 4 Phases:

1. Performance 2. Performance
Planning and Monitoring and
Commitment Coaching

4. Performance
3. Performance
Rewarding and
Review and
Development
Evaluation
Planning
 VISION, MISSION,
WHAT VALUES (VMV)
HOW
Strategic Values
Priorities

Department/ CENTRAL

Functional
Area Goals REGIONAL Competencies

DIVISION
KRAs and
Objectives
SCHOOLS

DEPED RPMS FRAMEWORK

The framework aligns efforts to enable DepEd to actualize its strategic

goals and vision.
What is Performance Management?

An organization-wide process to ensure

that employees focus work efforts
towards achieving DepEd’s Vision, Mission
and Values (VMV).

A systematic approach for continuous and

consistent work improvement and
individual growth.
Objectives of the Performance
Management System
• Align individual roles and targets with DepEd’s direction.

• Track accomplishments against Objectives to determine

appropriate corrective actions, if needed.

• Provide feedback on employees’ work progress and

accomplishments based on clearly defined goals and objectives.

• A tool for people development.

RPMS Linkages to Other HR Systems
Agency Planning and and
Directions
Career
Succession HR Planning
and
Recruitment
Training and
Manpower RPMS
Development Job Design and
Work
Relationships

Rewards and
Recognition Compensation
Employee and Benefits
Relations
 Overall Design
of DepEd RPMS

Lead, Engage, Align & Do! (LEAD)

General Features
1. Anchored on the Vision, Mission and Values (VMV) of DepEd.

2. CSC mandates 100% results orientation to make it uniform with

other government agencies. Competencies are used for
development purposes.

3. Coverage : All regular managers and employees of DepEd;

teaching and non-teaching staff.

4. Basis for rewards and development.

5. Covers performance for the whole year.

RPMS Cycle
Non Teaching Positions

Performance Mid-Year Review Year-End Results

Planning

Q4
Q1 July
January December
Teaching Positions

Performance Mid-Year Review Year-End Results

Planning
Q4
Q1 November March
June
Forms

The mechanism to capture the KRAs, Objectives,

Performance Indicators and Competencies is the
Performance Commitment and Review Form (PCRF).

It is a change in mindset!
DepEd Forms
1. Office Performance Commitment and Review Form
(OPCRF)

2. Individual Performance Commitment and Review

Form (IPCRF)
• Managers
• Staff and Teaching - related Employees
• Teaching
Components of Performance
Management

What = How =

Results
(Results & Objectives
+ Competencies
(Skills, Knowledge &
of a position) Behaviors used to
accomplish results)
 Phase 1
Performance Planning
and Commitment
1. Discuss Unit’s Objectives

2. Identify Individual KRAs, Objectives

and Performance Indicators

3. Discuss Competencies Required and

Additional Competencies Needed

4. Reaching Agreement
1. Discuss Unit’s Objectives

The Office head discuss the

office’s KRAs and Objectives
with direct reports. Then,
break this down to individual
KRAs and Objectives.
2. Identify KRAs, Objectives and
Performance Indicators
Identify your responsibilities by
answering the following question:

“What major results/outputs am I

responsible for delivering?”
Job Summary

Sets, the mission, vision, goals and objectives of the school, creates an environment
conducive to teaching-learning process, implements, monitors and assesses the school
curriculum and is accountable for higher learning outcomes

Duties and Responsibilities

1. Supervises and directs all school teaching and non-teaching personnel

2. Manages instructional system
3. Sets up goals and objectives
4. Leads and implements educational programs
5. Organizes and conducts INSETs
6. Promotes and coordinates services for the holistic development of school personnel and pupils
7. Directs, coordinates and manages school funds according to prioritized needs
8. Assigns teachers where they best fit to teach (grades, learning areas, special assignments,
etc.)
9. Requests and distributes instructional materials
10. Initiates and compiles teachers’ professional documents in portfolios
11. Practices equitable distribution of teaching loads and observes teacher-
learner ratio
12. Rates all school personnel performance and recommends promotion
13. Creates committee to assess learning outcomes
14. Establishes linkages with stakeholders
15. Ensures compliance to existing laws, policies and orders of fund raising projects for the school
16. Evaluates the school plant, physical facilities fitness, safety and sufficiency with the assistance of
specialists
17. Formulates intervention programs/innovations for learners development
18. Organizes special classes for learners with special needs
19. Meets parents regularly to confer/inform about school accomplishments
20. Determines the strengths, weaknesses, opportunities and threats of the school
21. Designs programs with stakeholders to address school needs
22. Recognizes accomplishments of stakeholder’s
23. Promotes welfare of stakeholders’
24. Mediates and ensures resolution of conflicts in school
25. Formulates school policies with stakeholders
26. Harnesses participation of alumni and other organizations (NGOs, LGUs, PPP)
27. Promotes school discipline with stakeholders
28. Leads the preparation of SIP/AIP and ensures participation of stakeholders
 Key Result Areas (KRAs)

 Instructional Leadership

 Learning Environment

 Human Resource Management and Development

 Parents’ Involvement and Community Partnership

School Leadership, Management and Operations

 What is the definition of KRAs?

KRAs define the areas in which an employee is

expected to focus his/her efforts.
 KRA Weight

 Instructional Leadership 30%

 Learning Environment 20%

 Human Resource Management and

Development 20%

 Parents’ Involvement and Community

Partnership 10

School Leadership, Management and

Operations 20%
 What is the definition of Objectives?

Objectives are the specific things you need to do,

to achieve the results you want.
SMART Criteria for Objectives
Review SMART Criteria
Specific
Well written objectives are stated in specific terms to avoid
any confusion about what is to occur or what is to improve
Measurable
It is important to define measurements that enable progress
to be determined and results to be measured. A measurable
objective defines quantity, cost or quality.
Effectiveness
Effectiveness can include both quality and quantity.

Example:
Achieved a rating of 4 in running all batches of train-the-trainers
program.
Efficiency
To measure cost specifically: money spent, percentage over
or under budget, rework or waste

Example:
Do not exceed Php 100,000 a month in running 2 training
programs.
Timeliness
Measures whether a deliverable was done correctly and
on/before the deadline.

Example:
Timely submission of quarterly reports. reports
Attainable
Should be challenging yet attainable, something the person
can influence to effect change or ensure results
Relevance
• Objectives that state your share of specific department /
functional areas goals

• Aligned with the directions of the unit

Time Bound
Objectives must be time bound.

Example:
• Achieved running 20 RPMS program within
2014.
• Responded to all participants’ suggestions
one week after the meeting.
• Did not exceed Php 200,000 a month for
conducting a workshop.
Example

KRAs Objectives

Posted 20 vacant positions within the

Recruitment and Selection Processes
CSC prescribed period and per
requirements (for 1st, 2nd, and 3rd
level positions)
Gathered and submitted required
documents for 20 nominees for
screening by the PSB/NSC
Processed 20 appointment papers for
selection and promotion before June
2014
Conducted one-day orientation seminar
for 20 newly hired employees within
two weeks upon hiring
The DepEd’s Strategic Planning Process is aligned with the Results
framework of DBM-OPIF.
Performance Indicators

• They are EXACT QUANTIFICATION OF OBJECTIVES.

• It is an assessment tool that gauges whether a performance

is good or bad.

• Agree on acceptable tracking sources

Scale Adjectival Description

Performance represents an extraordinary level of

achievement and commitment in terms of quality and time,
Outstanding technical skills and knowledge, ingenuity, creativity, and
5 initiative. Employees at this performance level should have
(130% and above) demonstrated exceptional job mastery in all major areas of
responsibility. Employee achievement and contributions to
the organization are of marked excellence.
Very Satisfactory Performance exceeded expectations. All goals, objectives,
4 and targets were achieved above the established
(115%-129%) standards

Satisfactory Performance met expectations in terms of quality of work,

3 efficiency, and timelines. The most critical annual goals
(100%-114%) were met.

Unsatisfactory Performance failed to meet expectations, and/or one or

2 more of the most critical goals were met.
(51%-99%)
Performance was consistently below expectations, and/or
Poor reasonable progress towards critical goals was not made.
1 Significant improvement is needed in one or more
(50% or above) important areas.
Identify Performance Indicators or
Measures (refer to PCPs)
Example 1
Example 2
3. Discuss Competencies Required and
Additional Competencies Needed
Why do we have
Competencies?
• The RPMS looks not only at results, but
HOW they are accomplished.

• Competencies help achieve results.

• Competencies support and influence

the DepEd’s culture.

• For DepEd, competencies will be used

for development purposes (captured in
the form).
Manager’s Competencies

Core Behavioral Leadership

Competencies Competencies
• Self Management •Leading People
• Professionalism •People
and ethics Performance
• Results focus Management
• Teamwork •People
• Service Development
Orientation
• Innovation
Staff & Teaching-related Competencies

Core Behavioral
Staff Core Skills
Competencies
• Self Management •Oral
• Professionalism Communication
and ethics • Written
• Results focus Communication
• Teamwork • Computer/ICT
• Service Skills
Orientation
• Innovation
Teaching Competencies

Core Behavioral Teaching

Competencies Competencies
• Self Management • Note: CB – PAST was
used as basis for the
• Professionalism new PCPs for teaching
and ethics positions.

• Results focus
•Achievement
• Teamwork
•Managing
• Service Diversity
Orientation
•Accountability
• Innovation
4. Reaching Agreement

Once the form is completed :

KRAs + Objectives + Performance Indicators +
Competencies

1. Rater schedules a meeting with Ratee.

2. Agree on the listed KRAs, Objectives,
Performance Indicators and assigned Weight
per KRA.
3. Where to focus on the Competencies
Rater and Ratee agree on the
Key Result Areas (KRAs),
Objectives, Performance
Indicators and assign Weight
Per KRA and sign the
Performance Commitment
and Review Form (PCRF).
 Phase 2
Performance Monitoring
and Coaching
 1. Performance Tracking

2. Coaching/Feedback

Heart of the RPMS

“If you want it,
measure it. If you
can’t measure it,
forget it.”

– Peter Drucker

WHAT GETS MEASURED GETS DONE!

1. Performance Monitoring
Why is it important?
• Key input to performance measures.
No monitoring, no objective measurement.
• Provides objective basis of the rating.

• Facilitates feedback.

• Clearly defines opportunities for improvement.

• Provides evidence.
Critical Incidents

• Actual events where good or unacceptable performance was

observed

• Provides a record of demonstrated behaviors/

performance

• Effective substitute in the absence of quantifiable data,

observed evidence of desired attribute or trait
 STAR Approach

Situation Task

Action Result/s

*developed by Development Dimensions International (DDI)

Writing S/TARs
“Last December, during the work
Situation/ Task planning period,

you took the opportunity to review our

Action unit’s work process. You assembled a
team of your colleagues and
brainstormed on improvement ideas.

As a result, our turnaround time on

Result processing promotions was reduced
from 3 days to 1 day.”
*developed by Development Dimensions International (DDI)
To be effective in this phase you
should:

• Track your
performance
against your plan.
• Use JOURNALS!
*developed by the Civil Service Commission (CSC)
Remember:
• Manage the system as a
process, NOT a one-time
event!

• It is NOT a year-end paper

exercise.

• It is important to teach
performance on certain
frequencies and provide
feedback and coaching.
2. Coaching/Feedback
For the Raters:
During Performance Phase
always:
• Provide COACHING to your
subordinates to improve work
performance and behavior.
• Provide FEEDBACK on the
progress of work performance
and behavior change.
 For the Ratees:
• During Performance Phase, always seek the coaching of your
leader specially when you realize that you need
improvements in your results.
• FEEDBACK: Know where and how to get helpful feedback for
important aspects of your job
 Phase 3
Performance Review and
Evaluation
1. 1.
Review Performance
Reviewing Performance

2. Discuss Strengths and

Improvement Needs
1. Review Performance
Results and Competencies

A successful review session should:

• Be a positive experience

• Have no surprises

• Be a two-way discussion

• Well prepared (both sides)

Note: The Rater should set a meeting with the Ratee.

Request the Ratee to do self-assessment.
Some Pointers on Conducting
the Review Meeting:

1. Manage the meeting

• Prepare for the meeting

• Create the right atmosphere

• No interruptions; no surprises
2. Enhance or maintain self-esteem
• Express appreciation

• Encourage self-appraisal

• Focus on the performance issue, not on the person

3. Be fair and objective

• Base assessments on evidence

• Change the behavior, not the person

• Focus on solving problems or correcting a behavior

4. Empower the employee

• Ask him for ideas on how to resolve a problem or improve

performance

• Adopt a joint problem-solving approach

• Be supportive
Performance Evaluation is not:
Attack on employee’s
personality

Monologue

A chance to wield power

and authority

Paper activity (compliance)

An opportunity to gain
“pogi points” with staff
Steps for Evaluating Objectives
and Competencies

Evaluate each Evaluate the

objective manifestations Determine
whether it has of each overall
been achieved competency. rating.
or not.
Rating Performance

Fill up the Performance Evaluation worksheet

Reflect actual results / accomplishments

Rate each objective using the rating scale

Compute final rating

 CSC’s Revised Policies
on the Strategic Performance Management System (SPMS)
MC 13 s. 1999

Scale Adjectival Description

Performance exceeding targets by 30% and above of the
Outstanding
5 planned targets; from the previous definition of performance
(130% and above)
exceeding targets by at least fifty (50%).
Performance exceeds targets by 15% to 29% of the planned
Very Satisfactory targets; from the previous range of performance exceeding
4
(115%-129%) targets by at least 25% but falls short of what is considered an
outstanding performance.
Performance of 100% to 114% of the planned targets. For
accomplishments requiring 100% of the targets such as those
Satisfactory pertaining to money or accuracy or those which may no longer
3
(100%-114%) be exceeded, the usual rating of either 10 for those who met
targets or 4 for those who failed or fell short of the targets shall
still be enforced.
Unsatisfactory Performance of 51% to 99% of the planned targets.
2
(51%-99%)

Poor Performance failing to meet the planned targets by 50% or

1 below.
(50% or below)
*DepEd’s Competencies Scale
Scale Definition
5 Role model
4 Consistently demonstrates
Most of the time
3
demonstrates
2 Sometimes demonstrates
1 Rarely demonstrates

5 (role model) - all competency indicators

4 (consistently demonstrates) – four competency indicators
3 (most of the time demonstrates) – three competency indicators
2 (sometimes demonstrates) – two competency indicators
1 (rarely demonstrates) – one competence indicator

*will be used for developmental purposes

2. Discuss Strengths and Improvement
Needs
 Phase 4
Performance Rewarding
and Development
Planning
1. Rewards

2. Development Planning
1. Rewards
Link to PBIS (EO 80 s. 2012)
• Performance Based Bonus (PBB)
• Step Increment
2. Development Planning

• Employee development is a continuous learning

process that enables an individual to achieve his
personal objectives within the context of the business
goals.

• Employee development is a shared responsibility

among the Individual, Manager, HR and the
Organization.
Steps in Development
Planning
1. Identify development needs
2. Set goals for meeting these needs
3. Prepare actions plans for meeting the development
need
• sanction learning activities
• resources / support
• measures of success
4. Implement Plans
5. Evaluate
Activities which could be
considered appropriate for
employee development:
• Benchmarking • Functional cross-posting
• Seminars/workshops • Geographical cross-posting
• Formal education/classes • Coaching/counseling
• Assignment to task • Developmental/lateral
forces/committees/ special career moves
projects • Self-managed learning
• Job enhancements /
redesign
 Development Principles
30/30/40 Learning
Philosophy
The key elements to a successful learning process:
• 30% from real life and on-the-job experiences, tasks
and problem solving. This is the most important
aspect of any learning and development plan.
• 30% from feedback and from observing and working
with role models – mentoring and coaching.
• 40% from formal training.
 “Behind every
successful person,
there is one
elementary truth.
Somewhere,
someway,
someone cared about
their growth and
development.”

- Donald Miller, UK Mentoring

Programme
OKRAPI
Name of Employee: Name of Rater:
Position: Position:
Review Period: Date of Review:
Division:
To be filled in during
TO BE FILLED IN DURING PLANNING
evaluation
MFOs KRAs OBJECTIVES TIMELINE Weight Performanc Actual Rating Score
e Indicators
per KRA (Quality, Results
Efficiency,
Timeliness)

To get the score, the rating is multiplied by the weight Overall

Rating for
assigned Accomplish
ments

________________ ________________
OKRAPI
OKRAPI
SPATRES
 Resources
Program/ (Human,
Objectives Strategy Activities Tasks
Project Material,
Financial)
SPATRES
Commitment
Building