[Risk, Compliance, Operations, GBE, Islamic Banking, PB, WBG & Treasury]

Key Milestones Risks to required outcome Mitigating actions

SCR:3295-Implementation of Negative Interest rates • Delays in completion of EOD jobs in UAT
for FCY Current accounts in Finacle.
• UAT Parameter Setup Completion Date: 5-Aug-19.
• UAT Completion Date:15-Sep-19.
• BAT Completion Date : 10-Oct-19.
• InfoSec RA Completion Date:24-Oct-19.
14-Nov • SRF Approvals Completion Date: 4-Nov-19.
Treasury • Parameter setup Completion Date: 13-Nov-19
• Go-Live Date :14-Nov-19.
Environments may cause delay in Testing
execution.
• Delay in completion of UAT /BAT due to
defects raised during Testing.
• Expecting Issues during creation of
negative scheme codes and Dummy
accounts for FCY Current accounts in BAU.
(if applicable)
• Continuous monitoring with support and Data
center team to complete EOD on time and
coordinating with testing teams to initiate the
testing as on time daily with out delay.
• Continuous monitoring of defects raised and
coordinating with vendor to resolve the issues
on priority basis, so that the UAT/ BAT
completes as planned.
• Coordinating with Finance and Parameter setup
team to identify the issues and fix them
immediately.

Sensitivity: Internal & Restricted 1

[Risk, Compliance, Operations, GBE, Islamic Banking, PB, WBG & Treasury]

Key Milestones Risks to required outcome Mitigating actions

SCR-3144: Automation of Loan again trust • Existing Finacle Lien Marking API is not working
Receipts /Short Term Loans /Loan Against
Invoices /Local Cheque Discounting
settlements in Eximbills.
• UAT Completion Date : 29-Aug-19
• BAT Completion Date : 30-Sep-19.
• InfoSec RA Completion Date : 6-Oct-19.
Operations 17-Oct • SRF Approvals Completion Date 15-Oct-19.
• Go-Live Date :17-Oct-19.
as expected and needs to be fixed by 06-Aug.
• UAT and BAT is done by Business team. Delay in
UAT/BAT Testing closure by Business team.
• Issues can be raised during InfoSec during Risk
Assessment.
(if applicable)
• Coordinating with Infosys and Finacle
Support to fix the issue by 06-Aug. else
needs to escalate Vendor management.
• Continuous monitoring of Testing
progress and timely escalations to
Business Managers to avoid the delay in
Testing.
• Assigning of Issues raised by InfoSec to
vendors ( Infosys, China Systems) and
coordinating with them to fix the issues
on priority basis, so that the Go-Live is
not impacted

Sensitivity: Internal & Restricted 2

[Risk, Compliance, Operations, GBE, Islamic Banking, PB, WBG & Treasury]

Key Milestones Risks to required outcome Mitigating actions

SCR-3284: Inward Non STP Transactions – • Outward FTS transactions are not processing in • Escalations done to the FTS Support
Corporate
• UAT Completion Date : 15-Aug-19
• InfoSec RA Completion Date : 09-Aug-19
• SRF Approvals Completion Date :20-Aug-19.
• Parameter Setup Completion Date:21-Aug-
19
22-Aug • Go-Live Date :22-Aug-19.
Operations
(if applicable)
FTS Environment and this issue needs to be manager and to IT Manager
fixed by 06-Aug to complete the UAT.
• Any issues raised during RA will be
• Issues raised by InfoSec during Risk Assessment reported to vendors and Internal
initiating from 05-Aug to 09-Aug-2019 development team and coordinated to
fix the issues on priority basis, so that
the SCR will be implemented as
planned .

Sensitivity: Internal & Restricted 3

[Risk, Compliance, Operations, GBE, Islamic Banking, PB, WBG & Treasury]

Key Milestones Risks to required outcome Mitigating actions

(if applicable)

Enable AMEX card payments from Digital • For implementing Temporary solution Amex • Requested FTS team to get the Amex card
Banking, Mobile banking, Finacle, and FTS card BINs setup needs to done and RAK bank BINs from Central bank as they only have
FTS team don’t have Amex card BINs access to CB FTP Portal by 04-Aug-2019.
• CB Notification Date: 25-Mar-19
• SCR Initiation Date: 08-Jul-2019 • Amex card Details needs to added in Digital • Coordinating with business team to
and Mobile banking screens in Pay cards implement the change to bypass adding
Temporary Solution: menu. Amex card Details in Digital and Mobile
Adding prefix ‘0’ to the 15-digit Amex card Banking screens.
TBD number while adding Amex card in Pay bills
and process the transaction.
This change needs to be implemented with • Business team is requesting for a popup • This message can be added in permanent
PCR message “add ‘0’ as prefix to 15-digit card solution only as changes needs to be done
PCR Implementation Date: TBD number”. in both Digital and Mobile banking
Applications. Discussing with Business to
Operations
implementing temporary solution without
pop up message.

Permanent solution:
Requires changes in Digital banking ,Mobile • Modification in validation for 16-digit card • BRD circulated to business stakeholders
TBD Banking, Finacle and FTS systems. number needs to be done in Mobile banking and received concurrence from
by Infosys as Internal development team is Operations, Remittance, Digital banking
BRD for Completion Date: 30-Jul-19 not having bandwidth to take new changes teams and waiting for approval from
BRD Approvals Date: 08-Aug-19 and Infosys requested for Approved BRD to Architecture team.
provide estimated efforts.

Sensitivity: Internal & Restricted 4