5G RAN2.

1 Overview

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 Change History

Version Description Date Author

5G RAN SEG
V1.0 Completed the draft. 2018-10-30 (zhashuangliu/00286767,
eric/00341454, etc.)

Revised this document based
V1.1
on review comments.
5G RAN SEG
2018-11-30 (zhashuangliu/00286767,
eric/00341454, etc.)

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 Disclaimer

• This training document is provided for technical discussion and

reference purposes only.

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Glossary
Terms
Acronym or Abbreviation Full Name
NR New Radio
SA standalone
NSA non-standalone
NGC Next Generation Core
NG-RAN NG radio access network
eCPRI Enhanced Common Public Radio Interface
MM Massive MIMO
BF beamforming
DC dual connectivity
RIU remote intermediate frequency unit
BHCA busy hour calling attempt

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 Objectives

• Upon completion of this course, you will be able to:

 Understand the basics about 5G RAN2.1.

 Understand the 5G RAN2.1 framework.

 Understand the new hardware in 5G RAN2.1.

 Understand the key features in 5G RAN2.1.

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Version Overview
Positioning Target Markets
• Global commercial version: large-scale commercial use of 150,000+ sites in first- • Developed markets: China (3 tier-1 operators), Japan, Korea,
wave markets of Korea, China, and Europe Europe, and the Middle East
• First SA version: complies with the standard SA protocol and supports NSA/SA • New markets: Japan KDDI and others
• Breakthrough in untapped tier-1 operators from developed countries: comparison
tests and commercial use for key operators such as Japan KDDI
Customer Benefits Huawei Benefits
• Provide mature solutions to support large-scale deployment and commercial use of 5G. • Win the first battle of 5G large-scale commercial use and optimize
• Promote the maturity of the 5G industry. the landscape of developed markets. Make breakthrough in
untapped key customers to expand market space.
• Promote the development of the 5G industry and drives the growth
of the Wireless Network Product Line.
Marketability/Highlights
Item Value
Top 1: Basic SA networking Introduce the new SA architecture to support large-scale commercial use of SA in China.
Higher hardware specifications and performance at lower costs to support large-scale deployment of 5G (new main control
Top 2: New-generation BBU boards to
boards and baseband processing boards)
serve as main hardware (C11)
Hardware for commercial uses: 2.6 GHz eCPRI modules, dual-band Massive MIMO, and RIU
Top 3: Leading Massive MIMO (Compared with 19A) UL and DL coverage improved by ~1 dB, UL and DL experience improved by ~10%, building
Performance differentiated competitiveness
Top 4: Co-Site Commercial Use of Supporting TDM commercial terminals, L&NR dynamic uplink spectrum sharing, SUL CoMP reducing engineering delivery
CloudAIR UL and DL Decoupling requirements, and eliminating the coverage gap between C-band and low frequency band
Top 5: Basic commercial O&M and ANR and Massive MIMO parameter optimization that meets the basic commercial O&M requirements of 5G and supports
enhanced Massive MIMI O&M large-scale deployment of 5G in 19B

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Value Framework

18B
Pre-commercial test
xxx sites (18.X–18.X)
 First version of NSA
networking
 Basic software
architecture
 Early basic hardware
 Measurable & locatable
19B
19A
First-wave scale
Small-scale commercial commercial use
x billion sites (19.X–20.X)
use in China and Korea
xx,000 sites (18.X–19.X)  SA networking
 Standard NSA networking  Major 5G baseband
 Major RF modules processing board
 High-frequency basic  Commercial 5G
functions terminals
 License sales and control  5G scenarios & services
 Basic O&M

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 Solution Overview: Continued Leadership in 5G Commercial Use (Standard SA Networking + Large-Scale
Commercialization + Differentiated Competitiveness)
Global 5G deployment, first commercial use of SA, excellent basic quality of the version, competitive solution
to achieve leading position in the 5G market

Release 15 Leadership in large-scale commercial use Differentiated competitiveness

@ Supplemented SA @ China, Japan, Korea, and Europe (X0,000 sites) @ Untapped Markets

 SA solution@ China,  New baseband processing boards:  UL and DL Decoupling eliminates the
with commercial UBBPg2a/g3 @ C11 coverage gap between C-band and sub-
terminals in 19H1 Major  New main control boards: UMPTg @ C11 3 GHz and enables mature commercial
SA hardware  New AAUs: AAU5324 (dual 32T) @ C11 CloudAIR
 NSA/SA protocols use of co-site in 19B
updated to the version and AAU5619 (2.6 GHz)  LTE TDD & NR static spectrum
released in Sept. 2018 concurrency with 2.6 GHz & 3.5 GHz to
 Better delivery tool for large-scale support commercial use of LNR SDR
commercial use/basic O&M capability
O&M for building for customers/better tool for  Coverage improvement:
locating R&D problems: align O&M function
 Enhanced LTE-NR DC: Commercial UL and DL coverage improved by ~1 dB
with 3 objectives and enable E2E starting compared with 19A
Non- UL TDM power control, Use from service flows
MassiveMIMO  DT performance improvement:
Standalone anchor adaptation, and  Site energy saving: symbol power saving
fast addition of NR UL and DL rates improved by ~10%
15-20% of power compared with 19A
 Peak rate comparison test: industry-
 CPE1.1: available in 19B to support network leading competitiveness
construction before 19H1
 7:3 (dual-period) @  TUE2.0: available in 19B to support internal  Indoor distributed solution: LampSite @
Subframe China R&D verification and external performance China, RIU@ C11+DAS @ Korea
 8:2 @ UK and China Terminals comparison Scenario-
configuration  WTTx solution: enables E2E and meets
Mobile  IoDT: enables interoperatability of based the basic commercial use requirements
mainstream terminal and core network of WTTx.
vendors

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 Hardware Overview
19B

High • 26 GHz HAAU5113 TR5 @ C11

Frequency • 2TRX: 800 MHz
Bands • CPRI

AAU5324 @ C11 AAU5614 RIU @ C11

• B38+B42, 2x32 TRX • N77 • TX/RX separation,
• eCPRI • 64TRX supporting 1/2/4 TRX
C-band • 240 W • 1U

2.6 GHz AAU5270E @ C10 2.6 GHz AAU5619 @ C11

• 64TRX • 64TRX
Sub-3 GHz • eCPRI • eCPRI

BBU/CBU UMPTg @ C11 UBBPg3 (half-width) @ C11 UBBPg2a (half-width) @ C11

• 25 Gbps • 3x100 MHz 64TRX • 3x100 MHz 64TRX
• 7200 users • eCPRI/CPRI • eCPRI/CPRI

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 O&M Overview: Meeting Requirements of Efficient Batch Delivery for Commercial Use and Intelligent O&M Enabled on Day 1

Planning deployment Maintenance Optimization

Refined tool set
WINS WND WDT
supporting E2E
Remote site P&A
Batch Delivery U-NET WSD
deployment
OMStar-E
for Commercial Network planning available on the Discovery
WTTx service provisioning map
Use CME to support efficient
Align O&M configuration of 5G evolution data
with 3
objectives Network deployment &
maintenance Service monitoring Fault locating Optimization
Alarm management Performance management Online FMA Tracing management NSA/SA ANR
Simplified 5G Inventory management Geographic display of AI-based intelligent alarm correlation PCI conflict detection
equipment O&M Customized NBI for coverage/capacity optimization (20 A)
Simplified NBI Fast fault recovery Automatic auxiliary
to enable China & Korea
confirmation fault recovery Massive MIMO Parameter
Realize E2E intelligent O&M Geographic display of
Automatic site deployment for LG U+ terminals Self-Optimization
starting from of network X2 self-setup
FMA for CBU FMA for SA
Xn Self-Setup WTTx performance post- MDT
service flows features on Day 1 evaluation
Enhanced AI-based intelligent alarm
Cell and device correlation UL and DL Decoupling
No dialing test
decoupling
Slice service monitoring
On-Demand fast deployment of slice
services

Basic dotting Data collection and analysis Fault locating

Average problem 4G & 5G NSA UE tracing
Internal CHRs External CHRs NIC Offline FMA
locating duration
Real-time
shortened to less Basic doting in NSA networking Enhanced NIC (single-user tracing for
performance UE tracing
collecting inter-RAT interoperability
than 7 days Basic dotting for SA problems)
monitoring
Interface tracing Cell tracing

18B & 19A 19B 20AB (TBD)

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Standard Protocols
3GPP Timeline Function Completion
Function June Sept
CU-DU 90% 100%
RRM measurement/Inter-gNodeB handover/Inter-RAT handover 90% 100%
Paging/Security/UE capability/RRC connection setup 90% 100%
RLM & BFR 90% 100%
Inactive 95% 100%
QoS/Slicing 95% 100%
System broadcast 95% 100%
DRX 90% 100%
Layer 2 protocols 95% 100%
Measurement 95% 100%

NSA version: Option 3 frozen in March and ASN.1 completed in June (compatibility risk: the impact of SA ASN.1 on NSA)
SA version: Option 2 protocol framework frozen in June and ASN.1 completed in Sept.
Late drop version: Option 4 & Option 7 frozen in 19Q2 with ASN.1 fully completed (not involved in 19B feature planning)
19B objectives: NSA/SA networking in TR5 aligned with the F30 protocol version released in Sept. 2018

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 SA Networking Allows Operators to Exert 5G Value and Build Target Network
SA architecture Main Functions
NGC Basic procedures of the
EPC New interface New QoS infrastructure new protocol
(MME) (AMF)
GW NGC gNodeB UE
NG-C
UPF
S1-C S1-U SI Broadcast
NG-U

Xn Paging
LTE NR NR
RA

RRC

Target Markets Context & PDU session setup

China Mobile/China Telecom
New state management Mobility management Other related components
Customer Benefits EPC NG Core Core network
 Provide E2E service flexibility based on 5G Core2.0
5G Core, such as diverse QoS Voice
S1 EPS FB NG
management and network slices for Chip
vertical services. 5G
Xn 5G
LTE
 Deploy 5G independent services in NR NR

specific regions, reduce dependency on

4G devices, and facilitate 4G/5G cross- 19Q1 19Q2 19Q1
vendor networking.
Note: Inactive state positioned as test in 19B
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 Basic Functions (Subframe Configuration: Dual-Period, DL/UL 8:2; Cell BW: Supported)
Background DL/UL Subframe Configuration 8:2
 UK's spectrum regulatory agency Ofcom
requires that the NR frame structure on the 3.5
GHz band must be aligned with the LTE frame
structure.
 CAICT determines that China adopts the dual-  Each period lasts 5 ms, with 7 downlink slots and 2 uplink slots.
period subframe configuration.  Each self-contained slot has 4 uplink symbols and 1-6 GP symbols.
 The biggest advantage lies in the synchronization with the LTE TDD frame structure.
Scenarios & Benefits
 Two more subframe configurations are DL/UL dual-period subframe configuration
available besides the original 4:1 (DDDSU).
 8:2 meets UK Ofcom's requirements for the 5G
subframe configuration. Other operators, such
as Italy TI, also have similar requirements.  Two 2.5 ms UL/DL subframe configuration periods (first 2.5 ms: DDDSU; second 2.5 ms:
 The dual-period subframe configuration meets DDSUU)
China Mobile's requirements for test  The self-contained slots in the two periods have the same format: 2 uplink symbols and
specifications in Q4 2018. 1-6 GP symbols.
 The 2.5 ms dual-period frame structure improves the uplink PUSCH coverage by 1.6 dB.

Target Markets Cell BW

 8:2 for China Mobile, UK EE, Italy TI, etc.  Low frequency bands: 40/60/80/100/20/30/50/70/90 Mbps
 Dual-period for China (China Unicom and  High frequency bands: 100/200 Mbps
China Telecom)  Note: The frequency bands in blue is supported as of 19B.

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UMPTg @ C11
UMPTg Service Specifications UMPTg vs UMPTe Service Specifications

Item Sub-Item UMPTg

Throughput Increased RRC Increased by
by 150% 100%
RRC RRC
Number of Cells 108 3600 (Active+Inactive 7200 Active
25 sharing) +7200 Inactive
10
Gbps
Gbps
7200 Active
RRC
Service +7200 Inactive
Specifications
BHCA 7200x180 UMPTg
UMPTg

Throughput 25 Gbps

Transmission 2xFE/GE electrical ports+

BHCA Increased by
Interface 2x10GE/25GE optical ports Cells Increased by 50%
100%
Hardware 3240K@LTE 72cells
4T4R
72 108 cells
Specifications 648k 1296k 144 4T4R (LTE)
Memory 8 GB 648k @ NR 1296k @ NR

CPU Hi1383

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 UBBPg @ C11
19B 5G Baseband Processing Boards Key Specifications
No. UBBPg2 UBBPg2a UBBPg3
Number of Number of
Positioning Test Low Configuration Global BBP Number of Cells
Layers UEs
TDD MM
Capability FDD NR TDD MM
mmWave
55°C limit on the
BBU3910 Supported Supported
left slots Sub-6 GHz 3x100 MHz 64/32TRX + 3x20 600/board
BBU5900 Supported Supported Supported UBBPg2a DL:16/UL: 8
(TDD MM) MHz 4R 3x100 MHz 8TRX + 400/cell
3x20 MHz 4R
The UBBPg board is globally launched and supports
different numbers of layers and application scenarios.
 UBBPg2a: Recommended modules in the early 3x100 MHz 64/32TRX + 6x20
stage of 5G deployment, meeting the basic MHz 4R 6x100 MHz 8TRX +
6x20 MHz 4R
configuration requirements of 5G Massive MIMO;
Sub-6 GHz
mmWave not supported DL:24/UL: 12
(TDD MM) 3x(A+B) MM + 3x20 MHz 4R,
 UBBPg3: more layers for more diverse 5G A+B ≤ 120 MHz
1200/board
UBBPg3
Massive MIMO scenarios; mmWave supported; 400/cell
3x(A+B)MM + 6* 20M 4R, A+B
non-contiguous spectrum scenarios ≤ 100M

* NR FDD provides only the test capability in 5G RAN2.1.

1. NR FDD specifications not launched. mmWave 3x800 MHz 4T4R DL 8/UL 4
2. The UBBPg2 board not launched

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Massive MIMO Performance Improvement
DL: PDSCH Coverage Improvement Based on Precise Weight (PMI) UL: PUSCH Coverage Improvement Based on MIMO Advanced Receiver

Precise scheduling, each sub- UL: more beam joint

band with independent beam, UL: fixed beam reception & precise
Full band with the reception
matching channel frequency beam reception
same beam
selective characteristics

··· ··
Bandwidth ·
Sub-band1 Sub-band2 ··· ·· Sub-bandK
Full band
·
DL cell-edge coverage improved by ~1 dB, cell-edge rate UL cell-edge coverage improved by ~1 dB, cell-edge rate
improved by 5-10% improved by 5-10%
UL cell-edge throughput
Coverage Gains from Precise Sub- Position (Mbps) MCS
band Scheduling (dB) OFF ON Gain
Beautylux 1 7.29 9.11 25% 3
4.0 2.6 2.9
1.9 2.3 2.3 Beautylux 2 9.40 11.46 22% 5
1.7
2.0 Beautylux 3 12.77 15.19 19% 6
0.0 Beautylux 4 19.27 22.16 15% 8
MCS0 MCS4 MCS10 Tobacco 1 21.48 23.84 11% 11
Tobacco 2 27.94 31.01 11% 13
Rank1 Rank2 Tobacco 3 34.10 37.51 10% 15

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Network sharing: The network co-deployment scenario supports test and
pre-commercial deployment.
Target Markets FOFD-021211 Multi-Operator Sharing

Country Operator 4G Type 5G Type Time Networking Scenario 1: LTE sharing and NR sharing

Canada Telus & Bell MOCN MOCN 19Q2 NSA

NR NR
UK VDF & TEF MORAN MORAN 19Q2 NSA

LTE LTE
RAN Sharing
* In NSA networking, the shared LTE and shared NR must be provided
MoRAN MoCN by Huawei.
HLR, Service
Platform, SMF+UDM+UPF

Scenario 2: LTE sharing and NR not sharing

MME/AMF

Not sharing
eNodeB/gNodeB

NR: A NR: B
Cell
LTE LTE

* In NSA networking, the shared LTE, non-shared NR:A, and non-

Operator A Operator B Shared Resource
shared NR:B must be provided by Huawei.

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 Site Energy Saving: 15% Less Power Consumption With Symbol Power
Saving, Building Parallel Competitiveness As Rivals
Equipment power saving Principle
 Basic principle:
When no data is transmitted on
symbols, some hardware is shut
down in real time to reduce network
power consumption. When data is
being transmitted, the hardware
resources that have been disabled
are restored in real time.
5G symbol power saving reducing power consumption by 10%-20%. For details, see the 4G deployment results of Guangzhou China Unicom.

 In 2017, Guangzhou China Unicom adopted 4G symbol power

saving and reduced electricity fee by RMB 6.61 million a year.

Typical Power Reduced Electricity

Energy
Energy Consumption Power Number Operating Fee Saved
Saving
Saving on Live Consumption of Sites Time per Year
Solution
Network per Site (10,000)

Symbol
Power Whole
12% S111: 604 0.09 kW 8386 661
Saving@ day
4G

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Simplified O&M: ANR
1. ANR (19B) 2. PCI Conflict Detection and Self-Optimization (20A)

• Identify missing configurations of neighboring cells based on • Identify and resolve conflicts based on neighbor
measurement events, and automatically add new neighboring
relations or neighboring cell configurations. (NSA&SA)
cells. (NSA&SA)
LTE Network 5G Network
EPC AMF/UPF AMF/UPF

NG
Intra NR ANR

gNodeB gNodeB

eNodeB eNodeB Inter-System ANR gNodeB gNodeB

Complex neighbor relationship ANR automatically

and high probability of manual performs multiple iterations • Automatic check
misoperations and saves manpower. • Automatic optimization

PSC=31 PSC=33
PSC=30 PSC=30
PSC=32 PSC=32
PSC=31 PSC=31

Automatic conflict detection and optimization

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Geographic Display of Coverage
Geographic display of 5G basic network and terminal
Challenge: Efficient Evaluation of 5G Networks capabilities (based on mAOS)

Visible Capacity Geographic Display Terminal Capability

Devices Coverage Category

Air interface User Protocol Version
Service Model Traffic Frequency Band
Service Trend Event Mode Feature

Drive tests, huge investment, and low efficiency

The offline analysis tool is inefficient and operators cannot use
it for fast evaluation.

Online and efficient

Online tools are required to display network maps in real time
(weak coverage, low capacity, or poor experience). The terminal capability will be provided in 20 A.

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 Simplified 5G Northbound Interface (NBI)
LTE Network NBI Pain Points
Customers complain about complex NBI management 5G NBI solution
due to a large number of complex parameters. 1. The first version of 5G NBI supports the simplified
wireless and transmission NBI models.
A large number of
Complex dependency 2. Based on SBI parameters, 5G NBI provides
parameters
Feature
simplified common network model (20% of SBI
such as CA parameter quantity), to simplify NBI integration. The
NRM model can independently evolve, reducing the
impact of SBI parameter changes on customer's NBI
Long duration and costs of NBI integration integration. This allows for faster version TTM.

High costs Long TTM

Annually growing integrated costs
Kickoff Expected TTM Actual TTM Comparison Between Traditional
Customer's HQ planning
Network NBI & Simplified 5G NBI
departments
June 2013 Dec 2013 March 2014
2012
2013 2014 Case of Operator B • The design of wireless and transmission
Case of Operator A Complaint: We bought Ferrari, networks remains unchanged compared
Costs up to. £ 5 Mn for a device but without wheels.
with traditional networks.
Customer & Huawei Benefits • Parameter analysis is far more simplified
 Scenario-based NBI integration, reducing the NBI than that for traditional networks.
interconnection time from ~6 months to 1.5 months Customer's regional NBI
 Based on the flexible customization of the eModel policy, development departments
the customer's NBI configuration change does not • The third-party tool development
require the EMS or NE upgrades.. workload is far lower than that for
 Huawei's southbound interface (SBI) parameters are traditional networks.
changed, but the NBI NRM model remains unchanged.

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 5G Massive MIMO Parameter Self-Optimization
More Complexity of 5G Pattern Configuration Broadcast Beam Parameter Self-Optimization Solution
Horizontal Objective: Improve the SSB RSRP/SINR gains and increase user rates.
beamwidth
Data source: Configuration, engineering parameters, traffic
Vertical
Thousands of beamwidth statistics, DT data, and electronic maps
parameter
combinations
Object: Massive MIMO cells
Downtilt
Parameters
Parameter Name Description
Azimuth
8 broadcast beams
Horizontal beamwidth: 15, 25, 45, 65, 105, 110
Coverage Scenario
Common Problems of 5G O&M Vertical beamwidth: 6, 12, 25
At the early stage of network construction, customers expect to resolve issues Different scenarios can be adjusted in different
such as weak coverage, ping-pong handovers, and interference, improve SSB
Downtilt scopes.
coverage quality, and provide a better user experience.
Adjustment step: 1 degree
Different scenarios can be adjusted in different
Azimuth scopes.
Overlapping
Weak coverage gNodeB 3 Adjustment step: 1 degree
gNodeB 4
coverage PCI 119
Method
PCI 96 Based on data analysis, white-box experience, iterative
gNodeB 1 gNodeB 2 optimization, and enhanced learning, the SONMaster obtains the
optimal pattern optimization advice for the cell. The entire
Scenario 1: Overshoot coverage Scenario 2: Overlapping coverage optimization process is automatically completed without manual
caused by weak coverage leading to ping-pong Handovers
operations.

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 5G RAN2.1 Feature Overview
Category Feature ID Feature Name 5G RAN2.1 Status Maturity Assessment
FBFD-020100 Slot Configuration E Recommended for commercial use
FBFD-010007 Scalable Bandwidth E Recommended for commercial use
FBFD-010013 Radio Interface Ciphering E Recommended for commercial use
FBFD-010014 Mobility Management E Initial use assurance
Basic FBFD-020101 Reliability E Recommended for commercial use
FBFD-020102 Radio QoS Management E Initial use assurance
FBFD-021102 Integrity Protection N Recommended for commercial use
FBFD-021103 DRX N Initial use assurance
FBFD-020102 SA Option2 Architecture N Recommended for commercial use
FOFD-010010 MU-MIMO Basic Pairing E Initial use assurance
FOFD-010100 3D Coverage Pattern E Initial use assurance
Optional FOFD-020205 Intra-band CA E Initial use assurance
FOFD-021203 Equipment power saving N Initial use assurance
FOFD-021204 ANR N Recommended for commercial use
FOFD-010205 UL and DL Decoupling N Initial use assurance
SRAN Key
FOFD-021211 Multi-Operator Sharing N Initial use assurance

Note: This document is only an overview. The most accurate packaging strategy and the feature delivery strategy for 19B are provided by MOs.

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