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Principles of the WCDMA System


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Preface
Now, the most popular term in the mobile

communication field is WCDMA!


What is WCDMA? And what is its benefit? Today, lets go to know about WCDMA!

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Objectives
After studying this course, you should be able to:

Know the basic knowledge of the CDMA system.


Master advantages of the CDMA technology comparing with other multiple access technologies. Know technical features of WCDMA FDD.

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Contents

Chapter 1
Chapter 2

WCDMA Principle
Technical Features of WCDMA FDD

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Overview of CDMA Principles

Radio Propagation Environment Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Multipath Environment

Transmitted signal

Strength of the received signal


Time

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Fading
Transmitted data

Received data
0 -5 -10 -15 -20 -25 -30 -35 -40

dB

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Fading
Rx power (dBm) -20

Fast fading
Slow fading

-40

-60

10
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Distance (m)

Frequency-Selective Fading
P(f) P(f)
Fading

Narrowband System
Transmit Signal

Received Signal

P(f)

P(f)

Fading

Broadband System
Transmit Signal

f
Received Signal

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Radio Channel Model


Transmitted signal
Current path weight

Current path weight

Guassian noise Received signal

Current path weight Channel analog


Current path weight Channel analog

Channel analog

Channel analog

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Classification of Typical Radio Mobile Channels


Static channel Pedestrian channel in typical urban areas (TU3) Vehicle mounted channel in typical urban areas (TU30) Vehicle mounted channel in rural areas (RA50) Vehicle mounted channel on the highway (HT120)

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Overview of CDMA Principles

Radio Propagation Environment Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Duplex Technology Distinguish Users UL and DL Signal FDD


Frequency division duplex (FDD) : Distinguish the uplink and

downlink according to the frequencies.


Adopted by the WCDMA, CDMA2000 and GSM Advantage: It can be easily implemented. Disadvantage: The spectrum utilization is low when the uplink and downlink services (mainly the data services) are asymmetrical.

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Duplex Technology Distinguish Users UL and DL Signal TDD


Time division duplex (TDD) : Distinguish the uplink and downlink

according to the timeslots.


Adopted by the TD-SCDMA Advantage: The uplink and downlink can be allocated with different numbers of timeslots when the uplink and downlink services are asymmetrical. Therefore, the spectrum utilization is high. Disadvantage:
It cannot be easily implemented and needs precise synchronization. In the CDMA system, GPS synchronization is needed. When it is used with the CDMA technology, it is difficult to control interference between the uplink and the downlink.

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Multiple Access Technology - Distinguish Different Users


CDMA
Power

Traffic channels: different users are assigned unique code and transmitted over the same frequency band, for example, WCDMA and CDMA2000

TDMA
Power

FDMA

Traffic channels: different time slots are allocated to different users, for example, DAMPS and GSM

Power

Traffic channels: different frequency bands are allocated to different users,for example, AMPS and TACS

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Characteristics of CDMA System


High Spectral Efficiency

Frequency multiplex coefficient is 1.


Soft capacity

Quality Coverage Interference


Self-interference system

A UE transmission power is interference for another UE.


Wideband system

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Overview of WCDMA Principles

Radio Propagation Environment Multiple Access Technology and

Duplex Technology
CDMA Principles and Rake Receiver

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Questions
Why does the WCDMA system have enhanced anti-

interference performance?
Why is the WCDMA system more secure? Why are the WCDMA handsets more environment protective?

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Common Terms
Bit, symbol and chip

Bit (bps): the data that is obtained upon source coding and contains information.
Symbol (sps): the data obtained upon channel coding and interleaving. Chip (cps): the data obtained upon final spreading.
The spreading rate of WCDMA is: 3.84 Mcps

Processing gain

It refers to the ratio of the final spreading rate to the bit rate (cps/bps). In the WCDMA system, the processing gain depends on the specific service.

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Spreading Factor and Service Rate

Chip rate = symbol rate spreading factor


For WCDMA, if the chip rate is 3.84 MHz and the spreading factor is 4, the symbol rate is 960 Kbps.
For CDMA2000-1x, if the chip rate is 1.2288 MHz and the spreading factor is 64, the symbol rate is 19.2 Kbps.

Symbol rate = (service rate + check code) channel code repetition or punching rate
For WCDMA, if the service rate is 384 Kbps and the channel code is 1/3 Turbo, the symbol rate is 960 Kbps.

For CDMA2000-1x, if the service rate is 9.6 Kbps and the channel code is 1/3 convolutional code, the symbol rate is 19.2 Kbps.

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Basic Diagram of the WCDMA System

Source coding

Channel coding and interleaving

Spreading

Scrambling

Modulation

RF transmission

Radio link

Source decoding

Channel deinterleaving decoding and de-interleaving

De-spreading

De-scrambling

Demodulation

RF reception

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Source Coding in WCDMA


The WCDMA system adopts the adaptive multi-rate (AMR) speech coding.

A total of eight coding modes are available. The coding rate ranges from 12.2 Kbps to 4.75 Kbps.

Multiple voice rates are compatible with the coding modes used by current mainstream mobile communication systems. This facilitates the design of multimode terminals.
The system automatically adjusts the voice rate according to the distance between the user and the NodeB, thus reducing the number of handovers and call drop. The system automatically decreases the voice rate of some users according to the cell load, thus saving power and containing more users.

Source coding

Channel coding and Interleaving Spreading interleaving

Scrambling

Modulation

RF transmission

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Channel Coding in WCDMA


Channel coding can enhance symbol correlation to recover

signals in the case of interference.


1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
Code type

Voice service: Convolutional code (1/2 and 1/3). Data service: Turbo code (1/3).

Source coding

Channel Interleaving coding interleaving

Spreading

Scrambling

Modulation

RF transmission

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Interleaving
Interleaving is used to damage symbol correlation and reduce the impact

caused by fast fading and interference of the channel.


1 2 3 4 5 6 7 8 ... ... 452 453 454

Ist interleaving

B0 1 9 .

B1 2 10 .

B2 3 11 .

B3 4 12 .

B4 5 13 .

B5 6 14 .

B6 7 15 .

B7 8 16 .

....
2nd interleaving

.
.

.
.

.
.

.
.

.
.

.
.

.
.

.
.

....

449 450 451 452 453 454 455 456

{A4,B0}

{A5,B1} {A6,B2} {A7,B3} {B4,C0}

{B5,C1}

{B6,C2}

{B7,C3}

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Self Correlation and Mutual Correlation of Code Words

Different users adopt different spreading code words, such as x1(t) , x2(t) .
Self correlation determines multipath interference. Mutual correlation determines multiple access interference.

Self-correlation function
R() =<x1(t) x1(t+) >

Mutual-correlation function
V() =<x1(t) x2(t+) >
Note: <x1(x)x2(y)> = 1, when x1=x2 , and x = y 0, others

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Spreading Principle

Users who need to send information: UE1, UE2 and UE3


UE1 uses c1 for spreading: UE1 x c1 UE2 uses c2 for spreading: UE2 x c2 UE3 uses c3 for spreading: UE3 x c3 c1, c2 and c3 are orthogonal to each other

Information sent: UE1 x c1 + UE2 x c2 + UE3 x c3

Source coding

Channel Interleaving coding and interleaving

Spreading

Scrambling

Modulation

RF transmission

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De-spreading Principle

UE1 uses c1 for de-spreading.


(UE1 x c1 + UE2 x c2 + UE3 x c3) x c1 = UE1 x (c1 x c1) + UE2 x (c2 x c1) + UE3 x (c3 x c1) = UE1 x 1 + UE2 x 0 + UE3 x 0 = UE1

In the same way, UE2 uses c2 for de-spreading and UE3 uses c3 for de-spreading to get their own signals.

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Spreading Principle
____________ UE1: UE2: c1: +1 -1 +1 -1 +1 -1 -1 1 _____________ +1 +1 -1 +1 -1

c2:
UE1xc1: UE2xc2:

+1 +1 +1 +1
+1 -1 +1 -1 -1 -1 -1 -1

+1 +1 +1 +1
-1 +1 -1 +1 +1 +1 +1 +1

UE1xc1 UE2xc2:

-2 0

-2

0 +2 0 +2

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De-spreading Principle
UE1c1 UE2c2
UE1 de-spreading with c1: De-spreading result: Integral: Decision: UE2 de-spreading with c2: De-spreading result: Integral: Decision :

-2 0

-2 -1 +2

0 +1 0

+2 0 +2 -1 +1 -1 -2 0 -4 -4/4 = -1 -2

+1 -1 +1 0 +2 0 +4 +4/4 = +1

+1 +1 +1 +1 +1 +1 +1 +1 0 -2 -4 -4/4 = -1 0 -2 0 +2 0 +2 +4 +4/4 = +1

Question: How to generate those orthogonal codes like c1 and c2?

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OVSF & Walsh


Cch,4,0 =(1,1,1,1)

Cch,2,0 = (1,1)
Cch,4,1 = (1,1,-1,-1) Cch,1,0 = (1) Cch,4,2 = (1,-1,1,-1)

Cch,2,1 = (1,-1)
Cch,4,3 = (1,-1,-1,1)
SF = 1 SF = 2 SF = 4

OVSF codes (Walsh) are completely orthogonal and their mutual correlation is zero.

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Why CDMA system is a self interference system?


Since all the users use orthogonal code, where does the self

interference come from? Comes from the code error during the transfer. If there are some code error on one users information, it misses some orthogonal to others. Then interference comes.

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Sample of code error


UE1xc1 + UE2xc2 0 -2 0 -2 0 +2 0 +2

UE1xc1 + UE2xc2 error 2 -2 0 -2


c1: Result: Integral: Decision: C2 Result: Integral: Decision: +1 -1 +1 +1 2 +2 0 +2 +6 +6/4 = 1.5 +1 +1 +1 +1 2 -2 0 -2 -2 -2/4=-0.5

1 +2 0 +2
+1 -1 +1 -1 0 -2 0 -2 -4 -4/4=-1 +1 +1 +1 +1 0 +2 0 +2 +4 +4/4=1

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Scrambling in the WCDMA System

Downlink: Different cells (sector carrier frequencies) have different downlink scrambles.
Each cell is configured with a unique downlink scramble. The UE identifies a cell based on the scramble. The OVSF code is used to differentiate different users in a cell.

Uplink: Scrambles are used to differentiate different users.


In a cell, each user is configured with a unique uplink scramble. The OVSF code is used to differentiate the services of a user.

Channel Source coding

Interleaving coding and


interleaving

Spreading

Scrambling

Modulation

RF transmission

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Code Generation Technologies in CDMA

Random sequence (Bernoulli sequence)

It consists of 0s and 1s only, with the number of 0s equal to that of 1s.


The probability of continuous 1 or 0 is as follows: 1/2 for one continuous 0 or 1, 1/4 for two continuous 0 or 1, 1/8 for three continuous 0 or 1. One half of the shift sequence is the same as the original sequence and the other half is different.

m sequence - scrambling code used in the CDMA2000 system


It is generated by the shift register. As the longest linear shift register sequence, its period is 2 n-1, where n stands for the length of the shift register. When the delay is 0, the self-correlation function has a maximum value. In other cases, the function value is always -1. It meets the Bernoulli sequence. Its disadvantages are: Only one sequence is available and different users are distinguished by different phases. So it has a high requirement for synchronization.

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Gold Sequence Scrambling Code in the WCDMA System

Gold sequence

It consists of two preferred m sequences on the Exclusive-OR basis.


Its self-correlation function has multiple values, which is worse than the m sequence. It exceeds the m sequence in quantity.

The gold sequence is used to differentiate the cells and users in the WCDMA system owing to its good self correlation.
Good self correlation determines the weak mutual correlation among the segmented sequences, and thus can be used to differentiate users and realize the multiple access function.

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Advantages and Disadvantages of the Gold Sequence

Advantages: The gold sequence needs no GPS synchronization and features high system flexibility and security.
The NodeB can work in asynchronous mode. It is easy to realize indoor coverage.

Disadvantages: The Gold sequence has greater inter-code interference than the m sequence.

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Spreading/De-spreading Principle Explanations for Frequency Domain


Eb / No = Ec / Io gain
Power spectrum

a2Tbit = Ebit Allowed maximum interference level of the system Demodulation threshold

Gain

Power that all the users can share

Interference signals from other users

Echip

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Spectrum Change in CDMA


Spreading code P(f) P(f)

f Broadband signal f Narrowband signal Noise f P (f)

Separation of signals and noise P (f)

Signal combination f

Noise + broadband signal P (f) Spreading code

The CDMA broadband spreading technology effectively avoids frequency-selective fading of radio channels.
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Rake Receiver
Correlator 1
Correlator 2 Receive set Correlator 3 Searcher correlator s(t) s(t) Calculate the time delay and signal strength

Combiner

The combined signal

RAKE receiver help to overcome on the multi-path fading and enhance the receive performance of the system

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Summary - Advantages of CDMA


RAKE receiver is adopted

The time diversity effect generated by channel coherence time is efficiently used.
Frequency diversity

Wideband frequency spectrum


Higher interference tolerance and security performance

Low signal transmission power


Great flexibility in carrying multiple services with largely

different bit rate and QoS requirement. Different spreading factors for different services with different data rates
High spectral efficiency

All users can share the same frequency spectrum simultaneously.


Supporting soft handover and softer handover.

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Contents
Chapter 1 Chapter 2 WCDMA Principle Technical Features of WCDMA FDD

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Characteristics of WCDMA FDD


Channel bandwidth: 5MHz Chip rate: 3.84Mcps Frame length: 10ms Voice coding: AMR (Adaptive Multi-Rate) Uplink and downlink modulation: QPSK/QPSK Coherence demodulation aided with pilot Fast closed loop power control: 1500Hz Handover: soft/hard handover Support synchronous and asynchronous NodeB

operation

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Characteristics of WCDMA FDD


Satisfy the minimum performance requirement of IMT2000 Compatible with GSM-MAP core network Comparatively steady version R99 has been released Support open loop and closed loop transmit diversity mode Support Common Packet Channel(CPCH) and Downlink

Share Channel, adapt to Internet data access mode


Support macro diversity, selection diversity of NodeB

location
Support different fast power control algorithms and open

loop, out loop power control


Fully support UE locating services

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Differences Between the WCDMA and GSM on the Air Interface


WCDMA Carrier spacing Frequency reuse coefficient Power control frequency QoS control Frequency diversity 5 MHz 1 1500 Hz Through the RRM algorithm 200 KHz 1-18 2 Hz or lower Through network planning (frequency planning) GSM

The 3.84 MHz bandwidth enables Frequency hopping the air interface to use the rake receiver for multipath diversity. Load-based packet scheduling Supported by the protocol to improve downlink capacity Timeslot-based scheduling in GPRS Not supported by the standard but can be applied.

Packet data Downlink transmit diversity

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Voice Evolution in WCDMA

Adopts AMR voice coding and supports the voice quality of 4.75 Kbps to 12.2 Kbps. Adopts soft handover and transmit diversity to improve capacity. Provides high-fidelity voice modes. Supports fast power control.

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Data Evolution in WCDMA


Supports up to 14.4 Mbps data services HSDPA and HSUPA Supports packet switching. Can evolution to All-IP structure. Provides QoS control. Provides mobile IP services (dynamic assignment of IP addresses) Provides high quality support for symmetric uplink and downlink data services, including the voice, videophone and video conference.

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Conclusion
This course describes the WCDMA system. This course first describes some key technologies. Then,

describes the basic principles of CDMA and the WCDMA FDD mode.
After studying this course, we can have a preliminary

understanding of WCDMA, thus laying a good foundation for subsequent study.

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Thank You !
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