Загрузки by Attorney Laura Anthony

OTC Markets Amends Listing Standards for OTCQB to Allow Non-Reporting Issuers

SEC Chief Accountant Speaks on Financial Reporting

Attorney Laura Anthony Explains the Payment Of Finders

SEC Issues Additional Guidance on Regulation A+

Financial Choice Act 2.0 Has Made Progress

New SEC Guidelines Clarify Activities, Definition of Foreign Private Issuers at a Time of Heightened Investment Activity in Indian Firms

FINRA Proposes Amended Corporate Financing Rules

FINRA Proposes New Registration and Examination Rules

Memo From House Financial Services Committee Hints at a Proposed Sweeping Changes to the Financial Choice Act

Recommendations of SEC Government-Business Forum on Small Business Capital Formation

Securities Offerings and Road Shows

Title III Crowdfunding Whitepaper Issued By SEC

SEC Regulations Governing Securities “Road Shows”

The Senate Banking Committee Passes Several Pro-Business Bills

New SEC White Paper Provides More Clarity on Regulation Crowdfunding

Sweeping Changes at SEC Under New Leadership

SEC Completes Inflation Adjustment Under Titles I and III of the Jobs Act; Adopts Technical Amendments

SUMMARY OF JUMPSTART OUR BUSINESS STARTUPS (JOBS) ACT

DTC Procedures and Proposed Rule Changes Relevant to OTC Issuers Affected by Chills and Locks

The DPO Process Including Form S-1 Registration Statement Requirements

THE SEC HAS CARVED OUT AN EXEMPTION TO THE BROKERDEALER REGISTRATION REQUIREMENTS FOR M&A BROKERS

Section 16 Insider Reporting and Liability for Short-Swing Trading

OTC Markets Listing Requirements

Florida Broker-Dealer Registration Exemptions for M&A Brokers

CROWDFUNDING FROM A TO Z A

FinCEN Updates Due Diligence Rules

Mergers And Acquisitions

NYSE MKT Listing Requirements

NASDAQ Listing Requirements

DTC Procedures and Proposed Rule Changes Relevant to OTC Issuers Affected by Chills and Locks

CROWDFUNDING FROM A TO Z

Finders – The Facts Related to Broker-Dealer Registration Requirements

Section 16 Insider Reporting and Liability for Short-Swing Trading

OTC Markets Listing Requirements

THE SEC HAS CARVED OUT AN EXEMPTION TO THE BROKERDEALER REGISTRATION REQUIREMENTS FOR M&A BROKERS

The DPO Process Including Form S-1 Registration Statement Requirements

NYSE MKT Listing Requirements

NASDAQ Listing Requirements

Florida Broker-Dealer Registration Exemptions for M&A Brokers