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Introduction�����������������������������������������������������������������������256
Chapter 15 Enhanced Primary Care
Health Outcomes in the United States in
Relation to 10 Developed Nations�����������������������257
Roles for Nurses and Other
Populations Served by Original Medicaid �������������259
Professionals������������������������� 313
Original Medicaid Is Different Program in Why Primary Care? The Case for Change���������������315
50 States and Washington, DC�������������������������������260 Overtreatment, Overuse, Waste, and
Traditional Medicaid Costs and Variation Healthcare Harm���������������������������������������������������������315
by State���������������������������������������������������������������������������261 Support for Value-Based Care as a Bipartisan
ACA Medicaid�������������������������������������������������������������������265 Approach�����������������������������������������������������������������������317
Who Is Left Out�����������������������������������������������������������������266 How Payment Reform Shapes Needs and
Opportunities in Primary Care�������������������������������318
Health Insurance and the Health of
Vulnerable People�������������������������������������������������������267 What Skills Do Nurses Need in These
Advanced Primary Care Settings?�������������������������324
Chapter 13 Innovation for the Delivery Nursing Education�����������������������������������������������������������329
System of the Future: Medical Mental Health�������������������������������������������������������������������331
Homes, Accountable Care Dental Care�������������������������������������������������������������������������331
Organizations, and Bundled Conclusion�������������������������������������������������������������������������332
Payment Initiatives ������������� 279
Chapter 16 Physicians: It Is Increasingly
Introduction�����������������������������������������������������������������������280
about the Team��������������������� 341
The Innovation Center: Promoting Care
Delivery Models for the Future �����������������������������280 Medical Professionalism �����������������������������������������������342
Rationale for New Models��������������������������������������������281 Physician Supply: Who Are the Doctors?���������������343
The Four Major Healthcare Service Delivery How Are Physicians Practices Organized and
Models����������������������������������������������������������������������������281 Reimbursed?�����������������������������������������������������������������348
Conclusion�������������������������������������������������������������������������286 Physician Accountability�����������������������������������������������353
Medical Errors, Physician Practice,
and the Barriers to Quality Care�����������������������������356
Health Care and
SECTION 5 Overcoming the Barriers to Quality Care���������������356
Conclusion: Choices and Interests�����������������������������358
Provider and Care
Delivery289 Chapter 17 Health Information Technology
and the Intersection of Health
Chapter 14 Hospitals: Consolidation Policy ������������������������������������� 371
and Compression������������������� 291
Introduction�����������������������������������������������������������������������372
Hospitals’ Role within the Delivery System�����������292 Federal Origin and Influence in Development
Hospitals in a Historic Context�����������������������������������292 of HIT�������������������������������������������������������������������������������373
viii Contents
Nursing and Health Information Technology�������378 Transforming the Care Delivery System�����������������415
Nursing Terminology and the Data of Pathways to Nursing as a Career Choice�����������������416
Nursing Care�����������������������������������������������������������������380 Specialization and the Evolution of Nursing
A National Action Plan: The Macro Roles���������������������������������������������������������������������������������419
Perspective on HIT�����������������������������������������������������381 Current State of the Profession�����������������������������������419
Nursing and the Electronic Health Record: Enhanced Nurse Licensure Compact�����������������������421
The Micro Perspective on HIT���������������������������������382
21st-Century Nursing: Evolving Roles
Health IT: The Intersection of Data Security for Nurses�����������������������������������������������������������������������421
and Health Policy �������������������������������������������������������383
Policy as a Tool to Influence Nursing
Conclusion�������������������������������������������������������������������������391 Professionalism and Nursing ���������������������������������425
Conclusion�������������������������������������������������������������������������427
Chapter 18 Political Power of Nurses:
Legislative Resources�����������������������������������������������������427
Harnessing Our Values and
Federal Agency Sites�������������������������������������������������������428
Voices������������������������������������� 403
Other Related Sites���������������������������������������������������������429
Origins of the Nursing Profession �����������������������������405
Nursing Definitions: Past and Present ���������������������406
Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 449
Nurses and Policy�������������������������������������������������������������407
The Nursing Workforce �������������������������������������������������413
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Acknowledgments
It is with sincere appreciation and gratitude that my professional hopes and dreams. Thank you
we would like to acknowledge the many individ- for making this such an exciting journey and
uals, including family, friends, professional col- always believing all things are possible. To my
leagues, and students, who have made this third children, Nick, Lili, Kate, Luke, and JP, your joy
edition possible. Special thanks go to those pro- and love have fueled my energy and enthusiasm
fessional nurses who have gone before us pav- to live my life by the words of Mahatma Gandhi:
ing the way by being stewards of the discipline, “Keep your values positive because your values
advocates, and activists in promoting nursing, become your destiny.” Always be positive and be
public health, and policy. As the editors, we are an example so that others may follow.
profoundly grateful to continue in their foot-
steps, fulfilling our promise to safeguard the — Donna M. Nickitas
health of society and ensuring that future gen-
To my husband Robert and our son Rob-
erations of nurses recognize how health and
ert Guy, who have awakened my soul and are
public policy are instrumental to their educa-
my inspiration in everything I do. They have
tion and practice.
taught me to love unconditionally, enjoy life,
To my co-editors, Donna J. Middaugh and
live with purpose, take risks, and strive for ex-
Veronica D. Feeg, your enduring friendship, men-
cellence. Robert Guy: You have become such
torship, and insight have made this book possi-
a compassionate, dedicated nurse! We are so
ble. With your profound trust and unwavering
proud of you! Also, to the memory of my mother,
commitment, this third edition is offered in the
Alpha Duff, a teacher, who taught me to never
ongoing quest to ensure all nurses harness the
stop learning.
power within and bring their voices and values
to the bedside, boardroom, classroom, and halls — Donna J. Middaugh
of Congress to promote policies that educate and
inform the public about what nursing is, not just To my husband Alan, you are my rock and
what nurses do. my enabler. You have always given me space to
We also would like to acknowledge the do what makes me happy and wings to make me
superior oversight and dedication of Tricia soar into new endeavors without fear of failing.
Plummer, our team administrator, who help You make the days easy for me to be produc-
coordinate all the essential activities that made tive in my own way. You give me understanding
this third edition such a seamless success. Tri- when I’m unraveled; you give me comfort when
cia, your professional skills and support were I need it most; you give me love in all you do.
greatly appreciated. To my daughter, Kelly, you are my sun and
To my husband, Michael, whose love, pres- the light of my life. You have become my teacher
ence, and encouragement has allowed me to fulfill and my sage with your wise guidance and words
ix
x Acknowledgments
of wisdom. You provide me with creative in- my years in college. You may not have finished
spiration in my work by modeling it in yours. high school but you always valued the impor-
To my mother, Mary, and in memory of my tance of education.
dad, Americo “Red” DeCarolis, you both nur-
tured my passion for learning and supported — Veronica D. Feeg
me unconditionally and financially throughout
© Anthony Krikorian/Shutterstock
Preface
Sally S. Cohen demonstrate the importance of political analy-
ses. The editors have wisely included more than
Why this book? Why now? Nurses and other one case study in some chapters to demonstrate
health professionals have many textbooks on how one policy can be applied to many differ-
health policy to choose from. Donna M. Nickitas, ent situations or issues.
Donna J. Middaugh, and Veronica D. Feeg’s third The third advantage of this text is that the
edition of Policy and Politics for Nurses and Other editors have a well-honed vision of what health
Health Professionals has distinct features that professionals need to know in an era of con-
make it a wise investment for faculty, students, tinually shifting public policy sands. Nickitas,
and others seeking concise, expert, and useful Middaugh, and Feeg’s third edition is based on
information on how to understand and influ- the premise that health professionals need to be
ence health policy. as nimble in government arenas as they are in
First, the editors have carefully chosen the clinical settings. Moreover, they recognize that
most salient issues on government agendas and this entails linking local, national, and global
not overwhelmed readers with the plethora of health issues because of their inherent inter-
all possible health policy issues around us. This connectedness. With media and technology
is critical in order to make health policy mean- enabling rapid dissemination of information, the
ingful to and within reach of students and cli- editors have provided content and case studies
nicians who can be quickly overwhelmed by the that encourage effective communication using
world of health policy. online resources.
Second, this edition’s addition of case stud- Some of these issues primarily apply to
ies is of tremendous benefit. Based on decades individuals and populations with access to the In-
of teaching health policy at all levels of nurs- ternet and other technologies. Nurses and other
ing education and to interdisciplinary and in- healthcare providers recognize that vast parts of
terprofessional groups of students and faculty, the world lack such resources. People in such
I am convinced that policy case studies are es- locales are struggling to find clean water, erad-
sential. They offer faculty options for innovative icate severe hunger, and prevent common and
assignments and discussions that encourage stu- new infectious diseases. Moreover, the geopolit-
dents to write or speak about health policy in a ical terrain has become increasingly complex as
nonjudgmental context. The case studies, which war, terrorism, and natural disasters strike across
are strategically placed within the chapters, of- the globe. The realities of climate change and en-
fer real-life scenarios. These scenarios typically vironmental health risks make the sweeping dif-
have more than one possible solution to a policy ferences in allocation of resources between the
problem. Case studies also: (a) facilitate discus- “haves” and “have nots” an ever-present challenge
sions about policy problems, (b) teach students for health professionals. These global challenges
to articulate significant themes in health policy, are in contrast to other public health issues, in-
(c) require synthesis of valid evidence, and (d) cluding the proliferation of noncommunicable
xi
xii Preface
conditions such as obesity, cardiac illness, and the risk of readers engaging in the familiar and
mental health and behavioral problems (espe- useless “physician–nurse” games.
cially substance abuse and addictions). Will this text endure forever? No health
Nickitas, Middaugh, and Feeg wisely ad- policy text can meet that challenge. However,
dress the diversity of these issues by including given the complexity of health policy and the
chapters on global and population health as in- significant problems of teaching it to nurses and
tegral to the text—and not as “add-ons” at the health professionals, this third edition of Policy
end. By addressing poverty and other socioeco- and Politics for Nurses and Other Health Profes-
nomic causes of health problems, they acknow- sionals can facilitate teaching and learning across
ledge the importance of health policy beyond diverse settings and student populations. In the
the doors of the clinic or hospital. health policy and education arenas, which can
Similarly, they frame the chapter on physi- be characterized by considerable disagreement
cians as an issue of interprofessional teamwork, and little consensus as players vie for scarce re-
instead of trying to present physicians or any sources, this text is a winner and one that can
other professional as separate components of the bring players together as they find common
healthcare delivery system. By emphasizing the ground in addressing the global and local issues
importance of team care, they have minimized on which people’s lives and well-being depend.
© Anthony Krikorian/Shutterstock
Contributors
Nancy Aries, PhD Ellen Chesler
Professor of Social Policy Senior Fellow
School of Public Affairs Roosevelt Institute
Director of Baruch Honors Programs New York, New York
Baruch College
Barbara Cohen, PhD, RN
The City University of New York
Professor of Health Services
New York, New York
School of Health Studies
Steven Baumann, PhD, APRN-BC, RN Berkeley College
Professor New York, New York
Hunter College
Wesley Cook, DNP(c), APRN, FNP-BC, CPSN
Hunter-Bellevue School of Nursing
Nurse Practitioner
New York, New York
Washington, DC
Claudia J. Beverley, PhD, RN, FAAN
Brigitte Cypress, EdD, RN, CCRN
Professor (Secondary), Department of Health
Associate Professor
Policy and Management
East Stroudsburg University
Professor
Department of Nursing
College of Nursing
East Stroudsburg, Pennsylvania
Professor (Secondary)
College of Medicine Patricia Eckardt, PhD, RN
Director, Arkansas Aging Initiative, Donald Molloy College
W. Reynolds Institute on Aging Rockville Centre, New York
University of Arkansas for Medical Sciences
Veronica D. Feeg, PhD, RN, FAAN
Little Rock, Arkansas
Associate Dean and Director
Linda Bradley, MSN, MPH, PHCNS-BC PhD Program in Nursing
Assistant Professor Molloy College
New York City College of Technology The Barbara H. Hagan School of Nursing
Brooklyn, New York Rockville Centre, New York
Pennie Sessler Branden, PhD, CNM, RN, CNE Stephanie Ferguson, PhD, RN, FAAN, FNAP
Consulting Associate Professor
Barbara Caress
Stanford University
Senior Consultant
Stanford, California
Service Employees International Union
Founder, President, and Chief Executive Officer
New York, New York
Stephanie L. Ferguson Associates, LLC
Amherst, Virginia
xiii
xiv Contributors
© Anthony Krikorian/Shutterstock
1
CHAPTER 1
Nursing’s History
of Advocacy and Action
Sandra B. Lewenson and Donna M. Nickitas
OVERVIEW
The American Nurses Association (ANA) reminds nurses of the social contract between nurses and the
public that “reflects the profession’s long-standing core values and ethics, which provide grounding
for health care in society” (American Nurses Association [ANA], 2010, p. 10). The ANA Social Policy
Statement has articulated nursing’s social obligation since it was first published in 1980. Nurses turn
to this document to understand how nursing fulfills this obligation by providing ethical and culturally
competent care to individuals, families, communities, and populations. It also helps nurses explain their
role in the larger society, to new members of the profession, and to nurses already working in the field.
New position statements about inclusivity and diversity by the American Association of Colleges
of Nursing (AACN) (2017) and the American Academy of Nursing (AAN) (2016) contribute to a sense of
responsibility nurses share to fulfill the social obligation to society. The AACN (2017) states that “to have
equitable systems, all people should be treated fairly, unhampered by artificial barriers, stereotypes
or prejudices” (p. 173). It continues to address unconscious and conscious bias of which we as nurses
must be aware to make a change. Advocacy includes, and if not, should include, the notion of
inclusivity and diversity.
This chapter explores political advocacy in light of nursing’s role and responsibility to advocate for
and act on behalf of those for whom nurses have contracted to provide care. The first section of the
chapter explains why nurses need to know history to be effective advocates and why knowing history
matters to advocacy. It provides historical exemplars to highlight how history informs the profession
as it continues to invoke the social contract that nursing maintains with society. The second part of the
chapter examines a more contemporary look at nursing’s political advocacy efforts and what it means
for nurses, the profession, and the health of the public at large.
© Anthony Krikorian/Shutterstock
3
4 Chapter 1 Nursing’s History of Advocacy and Action
OBJECTIVES
■■ Discuss why nursing history is relevant to health policy and nursing advocacy and action.
■■ Explore historical exemplars that provide evidence of nursing’s ability to advocate for individuals,
families, communities, and populations.
■■ Analyze nursing’s role in how political advocacy impacts nurses, the profession, and the health
of the public at large.
recognized the need to organize nurses to con- Although an in-depth history of this p
eriod
trol the quality of practice and training as a way is beyond the scope of this chapter, it is im-
to protect the public. Between 1893 and 1912, portant for nurses to understand that political
four professional nursing organizations formed advocacy was part of the profession’s early iden-
to do just that: the National League for Nurses, tity. Political advocacy and action in nursing
formed in 1893 (originally called the American are not new or innovative. Nurses have a lways
Society of Superintendents of Training Schools been political advocates for those in their care
for Nurses); the American Nurses Association, (Lewenson, 2012). As a result, the early efforts
started in 1896 (originally named the Nurses’ made by nurses and their professional orga-
Associated Alumnae of the United States and nizations provide a narrative for and insight
Canada); the National Association of Colored into today’s advocacy efforts, where protection
Graduate Nurses, which formed to address ra- of the public means ensuring a level of educa-
cial bias in nursing and health care and was in tion for all nurses, the development of quality
existence between 1908 and 1952; and finally, in and safety standards, and the ability of nurses
1912, the National Organization of Public Health to practice to the fullest extent of their educa-
Nursing, formed to control practice and educa- tion, as recommended by an Institute of Med-
tional standards during the rising movement of icine report (2010).
public health and public health nursing in the
United States. This organization ended in 1952
when the National League for Nursing assumed History Counts
its role (Lewenson, 1993). Fairman and D’Antonio (2013) wrote, “history
Even before women in the United States counts in health policy debates” (p. 346). Bring-
gained the vote in 1920, nurses sought legis- ing a historical perspective to discussions about
lation that would define nursing practice, and health care deepens our understanding of the is-
they advocated for the protection of the pub- sues by recognizing the evolution of ideas across
lic by prohibiting anyone who was not profes- time. In the debate about control of the “newly”
sionally trained from calling him- or herself a minted medical homes of today, understanding
nurse. This required convincing lawmakers, at the roles of early public health nurses in provid-
that time only men, to support nursing legisla- ing primary healthcare services to individuals,
tion; the nurses knew they could not vote into families, communities, and populations in both
law the early nurse practice acts. While nurses urban and rural settings can trigger some use-
struggled for statewide nursing registration, they ful ideas or solutions about what to call the new
had to “fight battles against long hours of work entity, who should finance it, and who should
and opposition to nursing education” (Lewenson, lead it (Keeling & Lewenson, 2013).
1993, p. 171). To accomplish their goals, some The current debate centered on medical
nurses, either individually or through the early homes provides such an example. The term was
nursing organizations, began to support the first coined in the 1960s and defined a medical
work of the suffragist movement and aligned model of care for chronically ill pediatric pa-
themselves with the larger women’s movement tients that looked at control issues, inter- and
of the early 1900s. Individual nursing leaders, like intradisciplinary issues of providing care, and
public health pioneer Lillian Wald and nursing the financial aspects of care. Physicians led the
suffragist Lavinia Dock, advocated for health- earlier medical home movement that has evolved
care reforms in the community and the legisla- to mean “a model of primary care that is accessi-
tive arena. The professional organizations that ble, continuous, comprehensive, family-centered,
formed during this period did so to protect the coordinated, compassionate and culturally ef-
public from uneducated nurses and to develop fective” (American Academy of Pediatrics, 2002,
standards for nursing education and practice. as cited in Keeling & Lewenson, 2013, p. 360).
6 Chapter 1 Nursing’s History of Advocacy and Action
Nurses use the words that define the medical and found support for the venture from philan-
home of today to describe nursing’s work of thropists and other nursing leaders. Wald’s work
providing accessible, continuous, comprehen- expanded from just nine public health nurses
sive, family-centered, coordinated, compassion- working in one settlement house that was estab-
ate, and culturally effective care. Knowing the lished in 1893 to more than 250 nurses working
history of nursing serves to highlight the pro- throughout the New York City area in at least
fession’s strong contribution to health care in seven different locations (Buhler-Wilkerson,
the United States. 2001; Keeling, 2007; Lewenson, 1993). The
Henry Street Settlement was one of the few pub-
lic health organizations to hire black nurses to
▸▸ Advocacy and Public care for black patients (Pitt-Mosley, 1996). This
policy of inclusion did not exist in most health-
Health Nursing care settings, and discrimination was typically
the order of the day, whether in the north or
Exploring some of the public health initiatives south or whether conscious or unconscious.
that Wald established—the Henry Street Set- While caring for the families, Wald saw a
tlement and the American Red Cross Town & close relationship between the health of the pub-
Country—offers excellent examples of how nurs- lic and civil responsibility. In a speech she deliv-
ing, history, and political advocacy and action ered in 1900 at the sixth annual meeting of the
intersect. By studying the work of those nurses American Society of Superintendents of Train-
and nursing leaders within these settings, we ing Schools for Nurses, Wald said that “among
not only learn about the role nurses played in the many opportunities for civic and altruistic
primary health care (as described by Keeling & work pressing on all sides nurses having superior
Lewenson, 2013), but we can also learn about advantages in their practical training should not
the healthcare advocacy that public health nurses rest content with being only nurses, but should
sought for those individuals, families, and com- use their talents wherever possible in reform
munities. We also learn about the unconscious and civic movements” (Wald, 1900, as cited in
and conscious bias shared by society, includ- Birnbach & Lewenson, 1991, p. 318). In keep-
ing nurses, towards black nurses and the sub- ing with her beliefs, Wald and her colleagues at
sequent outcome that race played in healthcare Henry Street introduced several legislative ini-
outcomes. The next section uses these two early tiatives that would improve the health of chil-
20th-century public health initiatives as exam- dren, such as the introduction of nurses in public
ples of political advocacy by public health nurses. schools (Wald, 1915). Wald (1915) described how
she advocated for hiring nurses in the local pub-
lic schools to decrease truancy rates, given that
Advocacy at Henry Street children were sent home due to illness and lack
Lillian Wald graduated from nurses’ training in of treatment. As of 1897, physicians had only
1891 from the 2-year diploma-based program recently been hired by the New York City De-
at New York Hospital in New York City. Within partment of Health to assess children in school.
2 years of graduating, she and her school friend Doctors sent children home from school when
Mary Brewster recognized the overwhelming any contagious illnesses were found. However,
healthcare needs of immigrant families living this did not address some of the pressing health
in the overcrowded and unclean conditions of issues because the physicians did not provide
the tenement houses on the Lower East Side of treatment for conditions such as trachoma, a
New York City. Filled with a sense of social ob- contagious eye infection that plagued school-
ligation to improve the health of society, Wald age children at the time. Wald (1915) wrote
and Brewster began the Henry Street Settlement about her experience convincing legislators of
Advocacy and Public Health Nursing 7
the value of assigning public health nurses in the Within 1 month, the experiment was deemed
schools in her book The House on Henry Street. successful, and an “enlightened Board of Esti-
In 1902, when a reform administration mate and Apportionment voted $30,000 for the
came into power, the medical staff was reduced, employment of trained nurses, the first mu-
the physicians’ salary was increased to $100 per nicipalized school nurses in the world” (Wald,
month, and they were expected to work only 1915, p. 53). School nursing continues to be a
3 hours per day. The health commissioner or- concern for those interested in political advo-
dered an examination of all public school pu- cacy to improve the health of our young and
pils and was horrified to learn of the prevalence vulnerable populations. Historian Mary G ibson
of trachoma. Thousands of children were sent (2017) writes that:
away from school because of this infection.
Where medical inspections were the most thor- Today’s philosophy still reflects the pro-
ough, the classrooms were empty. It was ironic tective and hopeful beliefs of leaders in
that Wald watched the children who had been education of 100 years ago concerning
turned away from school playing with the chil- the influence of child health on our
dren they had been sent home to protect. Few nation’s future. . . therefore, keeping
children received treatment, and it followed that children in school, healthy and ready
truancy was encouraged: to learn, is a universal goal throughout
the United States. (p. 37)
The time had come when it seemed right
to urge the addition of the nurse’s service
to that of the doctor. My colleagues Advocacy in the Town & Country
and I offered to show that with her Wald’s advocacy extended to families living in
assistance few children would lose their rural settings. One of the most compelling ex-
valuable school time and that it would amples is the establishment of the American
be possible to bring under treatment Red Cross Rural Nursing Service (later known
those who needed it. . . . I exacted a as the Town & Country). As Keeling and Lewen-
promise from several of the city officials son wrote (2013), this organization “served as
that if the experiment were successful, the point of contact for families in rural com-
they would use their influence to have munities where remoteness, isolation, and fewer
the nurse, like the doctor, paid from physicians and nurses created barriers to care”
public funds. Four schools from which (p. 362). Wald believed that the American Red
there had been the greatest number Cross—already organized to provide nursing ser-
of exclusions for medical causes were vices during wartime and natural or manmade
selected, and an experienced nurse, disasters—was the right vehicle in which to or-
who possessed tact and initiative, was ganize public health nursing services throughout
chosen from the settlement staff to the country during peacetime (Dock, Pickett,
make the demonstration. . . . Many of Clement, Fox, & Van Meter, 1922; Keeling &
the children needed only disinfectant Lewenson, 2013). Through Wald’s influence,
treatment of the eyes, collodion ap- philanthropists supported the implementation
plied to ringworm, or instruction as of this new rural public health nursing service.
to cleanliness, and such were returned During the first year, criteria were established for
at once to the class with a minimum nurses who would collaborate with community
loss of precious school time. Where leaders, physicians, and families to provide both
more serious conditions existed the curative and preventive health care in rural set-
nurse called at the home. (Wald, 1915, tings. The requirements to become a rural pub-
pp. 51–52) lic health nurse were far reaching and included
8 Chapter 1 Nursing’s History of Advocacy and Action
pragmatic skills. Nurses were expected to ride and urban public health settings. These courses
a bicycle or a horse, or drive a car so that they were valuable for nurses who practiced in rural
could access their patients. settings because they did not have the same sup-
port systems as urban areas.
Black nurses faced barriers to attending
some of these early public health courses and,
as a result, contributed to few entering this ser-
vice. Frances Elliot Davis, a graduate of the Freed-
man’s School of Nursing in Washington, DC, did
attend the 4-month program at Teachers College
and was admitted as a Town & Country nurse in
1917. She was considered the first black nurse to
be admitted into the American Red Cross (Hine,
1989; Lewenson, 1993). Influenced by the return-
ing soldiers and the influenza pandemic in 1918,
Davis, along with other black nurses, were finally
accepted into the American Red Cross reserves
at the end of World War I. The bias of the mili-
tary and, subsequently, the American Red Cross,
reared itself in several ways. One of the most bla-
tant ways was the designation of race on each of
these nurses’ badges, separating them from their
white colleagues. Frances Elliot Davis received
her badge with the number 1-A inscribed on the
back. This was one way the Red Cross that served
as the gatekeeper into the Army Nurses Corps
could maintain the practice of segregated living
quarters and segregated health care. The National
© fotorobs/Shutterstock Association of Colored Graduate nurses advo-
cated changes in these practices that eventually
More important, and often difficult to find, ended by mid-20th century (Lewenson, 2017).
were nurses who had an education that prepared Wald’s advocacy extended to the use of me-
them to negotiate and collaborate with others in dia to show the public what a rural public health
the community. Typical nurses’ training programs nurse could do and to garner support for the
did not provide these skills. It was determined that initiative. While she was at the third meeting
a minimum of a 4-month education was needed of the American Red Cross Committee on Ru-
to prepare nurses to work independently in com- ral Nursing—the committee established by the
munities across America (American Red Cross American Red Cross in 1912 to develop the cri-
Rural Nursing Service, 1912–1914). Educational teria for the Town & Country—Wald suggested
programs were established, like the one at Teach- that the committee “get in touch with the Publi-
ers College in New York, in conjunction with the cation Syndicate, and Rural Nursing written up
Henry Street Settlement and the rural District possible [sic] in story form for the Ladies’ Home
Nursing Service of Northern Westchester, soon Journal and other popular magazines” (American
after the American Red Cross Rural Nursing Ser- Red Cross Town & Country Nursing Service, 1913,
vice formed. By 1914, the new public health nurse p. 2). At the same meeting, it was noted that Wald
curriculum offered courses in sociology, munici- and others supported establishing a relationship
pal and rural sanitation, and experiences in rural with the Metropolitan Life Insurance Company
History and Political Advocacy 9
and the Steel Corporation whereby the Rural the debate, and to offer a “way to think about the
Nursing Service would “undertake nursing for future” (Fairman & D’Antonio, 2013, p. 346). The
these large concerns” (American Red Cross Town work of the nurses at the Henry Street Settlement
& Country Nursing Service, 1913, p. 4). Many of and the American Red Cross Town & Country
the communities in question were rural mining gives two examples that can stimulate discussions
communities that required public health nursing about healthcare reform today. Readers are en-
services. The committee believed this relationship couraged to explore the many historical studies
would be beneficial in many ways, including pos- being completed and the early writings of nurses
sibly raising the standards of other nursing asso- that can be found in nursing journals, such as
ciations and economically supporting the cost of the American Journal of Nursing. This journal
nursing supervision in these locations. has digitalized its entire collection from 1900
Advocacy took many forms, which ranged to the present, allowing readers to access arti-
from sitting on national committees to seeing cles online and explore nursing advocacy over
that care was provided at local levels. The work time. The American Association for the History
of the public health nurse was framed by the of Nursing (AAHN) (www.aahn.org) also pro-
needs of the community, the kinds of public vides information and resources for where one
healthcare organizations that were organized, can go to find nursing archives, learn more about
and the geographical location. Each Red Cross historical methods, and attend the association’s
rural nurse chapter—whether in the moun- annual meeting where the latest in historical re-
tains of New Hampshire, in Kentucky, or in the search is presented. The AAHN also publishes a
West—directed the kinds of work that public well-respected journal, Nursing History Review,
health nurses would do, including bedside care where readers can find outstanding historical
for frostbite, well-baby clinics, school nursing, research by leading historians. There are also
industrial nursing, classes in home hygiene and many archival centers around the country, such
care of the sick, advocacy on town boards, and as the Barbara Bates Center for the Study of the
educational and publicity efforts about their work History of Nursing at the University of Pennsyl-
(Fox, 1921). Sometimes there was only one pub- vania and the Eleanor Crowder Bjoring Center
lic health nurse in an area. At other times, pub- for Nursing Historical Inquiry at the Univer-
lic health nurses shared a district. Sometimes a sity of Virginia. Centers such as these provide
nurse faced barriers by communities that were a wealth of archival data and support for those
uncomfortable with outsiders offering care. The interested in historical research. The websites
success of these American Red Cross Town & for these centers and other resources are avail-
Country nurses relied on the ability to recruit and able on the AAHN website.
retain those who could handle the challenges of
rural settings. This concern remained a constant
and enduring problem throughout the life span Nursing’s Political Advocacy
of the American Red Cross Town & Country.
and Action
The next part of this chapter moves from the
▸▸ History and Political historical to the contemporary and further ex-
plores the meaning of advocacy and action, as
Advocacy well as what that means for nurses, the profes-
sion, and the health of the public. Today nurses
Political advocacy requires the depth and breadth must be politically active in professional nursing
of an evolving historical narrative to inform con- practice and health policy issues like the nurse
temporary debates in health care, to reflect the reformers and activists before them. Nurses who
variety of perspectives that history can bring to can purposefully and effectively contribute to
10 Chapter 1 Nursing’s History of Advocacy and Action
shaping public policy at the national, state, and Association suggests that high-quality nursing
local levels serve both the public and the profes- practice include advocacy as an essential aspect
sion by advancing the nation’s health and pro- of patient care (ANA, n.d.). Advocacy is consid-
fessional practice. Nursing’s historical roots in ered both a philosophical principle of the profes-
important advocacy and action have shaped sion and a part of ethical nursing practice that
the profession’s political astuteness and work to ensures that the rights and safety of the patient
keep pace with professional regulatory, s tatutory, are protected and safeguarded. Advocacy is the
and legal changes in education, practice, and one professional construct that demonstrates a
research. The profession must remain nimble complex interaction among nurses, patients,
and responsive to policy changes by promoting professional colleagues, and the public (Se-
and protecting the well-being of the population landers & Crane, 2012). It is important to note
and nurses themselves. How can nurses have a that patients have rights and nurses have a le-
profound influence on health outcomes? The gal and moral obligation to protect those rights.
answer is simple: We cannot afford not to. As As patient advocates, the ANA Code of Ethics
long as the United States lags behind other de- for Nurses with Interpretive Statements (2015)
veloped countries in care outcomes, despite the offers nurses a moral framework to help shape
fact that the U.S. spends more on health care— their values to direct and influence actions so
$3.2 trillion in 2015, up 5.8% from the year be- as inspire their advocacy.
fore (Centers for Medicare & Medicaid Services From the classroom to the bedside to the
[CMS], 2015)—nurses need to advocate and act boardroom, nurses can leverage their professional
to promote health, prevent disease, and eliminate expertise to provide the critical knowledge and
health disparities. Access to affordable, quality analysis to transform public health policy and
health care is a basic human right for all peo- nursing practice. As stakeholders who are well
ple (Daley, 2012). prepared to engage in the policy-making pro-
In 2010, Institute of Medicine (IOM), now cess, nurses must stand ready to respond to an
known as the National Academies of Medicine, array of healthcare reforms confronting the na-
published its report, The Future of Nursing, which tion’s delivery system by being full partners, with
offered a blueprint for how the nursing profes- physicians and other healthcare professionals,
sion should advocate to improve the health of in redesigning health care in the United States
the nation, lead change in healthcare delivery, (IOM, 2010). Just as our “foremothers” before
and increase the educational preparation of the us, and in some cases fathers as well, nurses of
nursing workforce. This blueprint is evidence the 21st century have an integral role in shaping
on how nurses uphold the dignity and well- and advancing policy solutions at a time when
being of society by revolutionizing how nurses there is tumultuous political climate and a health
can be change agents and leaders in develop- care environment that may not clearly under-
ing healthcare delivery systems that will address stand the values and contributions of nurses and
health disparities and the social d
eterminants of nursing practice.
health like education, p overty, transportation, Berkowitz (2017) recently described how
and housing. important the need is for nurses to inform con-
To effectively manage the ever-evolving sumers about what nursing care is, including
healthcare delivery system, as well as the emerg- why and how it prevents illness, manages symp-
ing needs of populations and the profession, ev- toms, treats disease, and transforms the health
ery nurse must understand and appreciate his of communities. Nickitas and Ferguson (2017)
or her role in advocacy. Advocacy is the ability note how critical it is to advocate for and ensure
to use one’s voice and position to address, sup- that nurses globally can practice to the full scope
port, and protect the rights and interest of an- of their education and licensure, have equal op-
other (Zolnierek, 2012). The American Nurses portunities for career development, and practice
Nursing Strong 11
in work environments that are free from vio- work environment in their care (Smith, 1995).
lence, harassment, and discrimination; these By strengthening the protection of human rights
concerns are essential in today’s and tomorrow’s and health equity, and promoting a Culture of
healthcare delivery system. To become engaged Health, all can prosper and thrive. The next sec-
in advocacy, and to set the agenda for human tion of this chapter discusses how nurses will
resources and nursing resources for health care, continue to amplify their voices and advocate
nurses must be at the forefront of policy engage- to meet the changing landscape of health care.
ment, dialogue, and implementation. This en-
gagement requires sound evidence and a political
strategy that allows for increased understand-
ing of the potential impact of linking the nurs-
▸▸ Nursing Strong
ing workforce with the globalization of health Professional nursing care is essential to the
care, to ensure dignified and respectful health healthcare system. Of the more than 3.6 million
care for all persons, regardless of sexual orien- licensed registered nurses (RNs), approximately
tation or gender identity (Nickitas & Ferguson, 84.7% are employed in nursing (62% in hospitals),
2017). The demands for increased access and and approximately 10% are employed in primary
better healthcare outcomes will require nurs- care or home care (U.S. Department of Health
ing to widen its influence in policy areas that and Human Services, 2010, 2013), making reg-
address the health and healthcare needs of un- istered nursing the largest healthcare profession
derserved and minority populations (Villarruel, (ANA, n.d.). As such, nurses must advocate by
Bigelow, & Alvarez, 2014). Nurses are essential bringing problems to the government and seek
healthcare providers and make significant con- decisions in the form of programs, laws, regu-
tributions to the body of knowledge of improv- lations, or other official responses that create
ing health and health care in the United States. innovations and care models to transform the
One way nurses can impact the nation’s health delivery and advance the nation’s health.
is to meet the 21st-century challenge of pop- To begin, nursing must advocate for changes
ulation health management and population within the profession. To successfully advance
health. To meet this challenge, the Robert Wood health care, the nursing profession must make
Johnson Foundation (RWFJ; 2015) has com- significant strides to change the composition of
mitted to advancing a national initiative called the future workforce. This will require greater
the Culture of Health by addressing key social efforts toward the successful recruitment of
determinants of health and empowering sup- underrepresented minorities into n ursing.
port mechanisms to help people live healthier Calculations of data from the U.S. Census
lives. A Culture of Health involves creating in- Bureau (n.d.) reveal that the current RN work-
creased collaboration among healthcare systems. force remains primarily f emale; the percentage
For community organizations, this means mak- of men in the workforce has increased to 12%
ing health a shared value, creating healthier and from only 9% in 2001. Nurses from minority
more equitable communities, and strengthen- backgrounds represent 24% of the RN workforce.
ing the integration of health services and sys- Considering racial/ethnic backgrounds, the
tems (Martsolf et al., 2016). RN population is composed of 75.8% white,
As political advocates, nurses are uniquely 11.5% black or African American, 4.8% His-
positioned to lead system change to improve care panic or Latino, 5.8% Asian, 0.5% American
for populations and contribute to a Culture of Indian, 0.028% Native Alaskan, 0.2% Native
Health in their communities by focusing on the Hawaiian/Pacific Islander, 0.1% Other Native,
patient and family-centered care. Nurses natu- and 1% multiracial background (DATAUSA,
rally view their patients holistically and seek to 2018). The profession must do better to ensure
include all aspects of family, community, and that future nurses mirror the patient population
12 Chapter 1 Nursing’s History of Advocacy and Action
for which they will provide nursing care. The Fostering interprofessional education and prac-
recruitment of indivdiuals from underrepre- tice builds the health team’s capacity to view
sented groups in nursing—specifically men high-risk vulnerable and underserved pop-
and individuals from African American, His- ulations as a moral imperative and, as such,
panic, Asian, American Indian, and Native bring important perspectives to designing and
Alaskan backgrounds—is a major priority for delivering health services that are transforma-
the nursing profession. tive to improving health, lowering costs, and
There is a moral imperative to achieve eq- increasing patient satisfaction.
uity and diversity, which involves increasing To address care gaps and avoid service du-
underrepresented groups in nursing, embrac- plication, improve the quality of patient-centered
ing the policy process, and creating a cultur- care, and control costs within and across set-
ally and linguistically diverse care environment. tings, nurses must understand and interpret
A diverse healthcare workforce increases both legislation and health policy. By being able to
minority participation in the health professions interpret healthcare reform from a nursing per-
and a commitment towards cultural compe- spective, nurses can determine how to best dis-
tency in the treatment of all patients. A U.S. tribute resources to individuals, families, and
Department of Health and Human Services populations. For example, chronic disease is
report (2006) reveals that increased diversity the central healthcare problem in the United
among healthcare professionals leads to im- States and is the leading cause of disability and
proved patient satisfaction, improved patient– death in the United States (Centers for Disease
nurse communication, and greater access to Control and Prevention, 2015; Miller, Lasiter,
care for racial and ethnic minority patients who Bartlett Ellis, & B uelow, 2015). In fact, nearly
are best served by providers who are knowl- one in two A mericans suffers from chronic con-
edgeable about their backgrounds and cul- ditions such as diabetes, arthritis, hypertension,
tures. Increasing workforce diversity, ensuring and kidney disease; these account for 7 of 10
fair and equal access to quality health care and deaths among Americans each year and 75%
healthcare resources, eliminating health dis- of the nation’s healthcare spending (Conway,
parities, and achieving health equity is where Goodrich, Macklin, Sasse, & Cohen, 2011). The
nursing’s political advocacy and action upholds obesity epidemic and growing levels of prevent-
the dignity of all people through our actions able diseases and chronic conditions greatly
and our words. The U.S. Department of Health contribute to the high costs of health care.
and Human Services and Healthy People 2020 Additionally, an aging population has in-
(2013) define health equity as the attainment creased the demand to address end-of-life care
of the highest level of health for all people. in a cost-effective manner (Rice & Betcher,
Achieving health equity for all requires 2010). Because chronic disease remains the pri-
a collective effort across all disciplines and mary healthcare problem in the United States,
all sectors, including those outside nurs- nurses can lead change to improve the healthcare
ing. Therefore, nurses must align themselves system at the population level (Lathrop, 2013;
with other healthcare professionals to address Miller, Lasiter, Bartlett Ellis, & Buelow, 2015).
health disparities and health equity, specifically As skilled researchers and clinicians, nurses are
within the context of the social determinants in key positions to advocate, lead, and partic-
of health. As an interprofessional healthcare ipate in interprofessional initiatives, commu-
team, all professionals must “draw upon their nity coalitions, and policy enactments. Being a
moral responsibility to respond to human nurse advocate means joining the ranks of the
suffering and become acknowledged partici- nation’s care decision makers in order to become
pants in the nation’s efforts to correct health full partners in redesigning health care (IOM,
disparity” (Harrison & Falco, 2005, p. 261). 2011; Peltzer et al., 2015).
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16 Chapter 1 Nursing’s History of Advocacy and Action
the Affordable Care Act (ACA) would reduce have recognized the importance of building
these disparities, and it has. However, some state partnerships and coalitions in order to maximize
governments have found ways to reduce the their efforts and have deliberately partnered with
potential advantages that the ACA offers. For groups and organizations that support the many
example, in New Jersey (NJ), Medicaid funding issues that nurses support.
for clinics that gave patients family-planning If Congress is only looking at the cost of care
and well-women care along with referrals for given by Planned Parenthood clinics we must look
CASE STUDIES
mammograms was completely eliminated by at the entire picture of cost of preventive care
Governor Christie in 2010 (Culp-Ressler, 2015). versus the cost of breast cancer treatment. With
Christie vetoed those spending bills five times in these statistics, one would think that breast cancer
5 years. Consequently, between 2010 and 2015, screening, which can reduce cost and suffering,
there was a 25.1% increase in breast and cervical would be covered by insurance. The Affordable
cancer cases in Latina women in New Jersey. This Care Act (ACA) covers an annual mammogram,
was five times higher than women overall in that as do most insurance companies as mandated by
state (Culp-Ressler, 2015). the ACA. The average cost for a mammogram is
Clearly the elimination of this funding has $456 (MDsave, 2018). According to a retrospective
affected and will affect overall screening and analysis by Blumen, Polkus, and Fitch (2016), the
care of vulnerable groups unable to pay for these costs of complete breast cancer treatment for
expensive services. Contrary to this, a mid-July 1 year were from $60,637 for Stage I/II treatments
2017 article by Brodesser-Akner reports that up to $134,682 for Stage IV treatments. Not only
NJ legislators have enough votes with Democrats will there be costs for breast cancer care but there
and Republicans together to override a governor’s will be potential loss of wages affecting partners
veto for $7.5 million for funding to family-planning and families in addition to an immeasurable
clinics, including Planned Parenthood. They believe psychologic toll. This huge disparity in costs for
that the previous vetoes have significantly reduced preventive mammograms and the overall cost for
opportunities for NJ women to obtain necessary treatment seems to emphasize the importance
health care and that this funding is integral to of preventive care over the need to wait and treat
improving the health of all NJ women. women who get breast cancer. However, with
New Jersey is just one example of the the potential changes in the ACA and the current
ongoing divisiveness that has taken place over unemployment and underemployment numbers,
the funding of family planning and women’s what happens to those women who cannot afford
health clinics by state and federal governments. the cost of a mammogram or the cost of insurance?
This is not a new debate but one that has been Blumen and colleagues (2016) report that support
in discussion for decades. The American Public for programs for breast cancer screening need to
Health Association (APHA) published a policy be implemented and strengthened to diagnose
statement in 1991 emphasizing that minority breast cancer and begin treatment earlier.
women are at higher risk of death from breast With all of the political wrangling that occurs
cancer than white women and that education over the health and well-being of women, nurses
and regular screening are integral to the efforts of have become advocates for these issues, and with
healthcare providers to reduce the occurrence of their coalition partners have taken to Capitol Hill to
breast cancer and to improve overall outcomes. educate their representatives and senators about
Even with this data-driven information, the federal the importance of healthcare coverage to include
government currently wants to eliminate funding things like breast cancer screening. To accomplish
to Planned Parenthood, thus potentially reducing this, (1) nurses will continue to educate their
access to breast exams and early detection of colleagues, patients, and families; (2) nurses will
breast cancer for the millions of women who continue to meet with their representatives on the
utilize these clinics annually. Nurses have been state and federal levels; (3) the ANA will continue
involved in lobbying efforts to better educate to write position statements and nurses will testify
and assist our representatives to understand the in front of legislators; and (4) nurses need to bring
importance of breast screening for all women real stories to their legislators about women with
regardless of socioeconomic status. Further, nurses breast cancer who have benefitted from healthcare
18 Chapter 1 Nursing’s History of Advocacy and Action
guided each year by their Connecticut (CT) continued funding for Planned Parent clinics is
legislative agenda and their prioritization of not addressed directly, successes can be made
issues, which is informed by nurses and their incrementally that will increase support of
relationships and partnerships with organizations important healthcare programs moving forward.
across the healthcare and health spectrum. Advocacy, in order to influence policy,
The CNA regularly engages in advocacy on is best operationalized through partnerships,
health and nursing throughout the year and collaboration, and coalitions. Although someone
during the legislative session. To address the in power, such as Governor Christie, can veto a
widespread impact of healthcare reform, the bill to reduce funding to a particular group, the
CNA is actively involved in the campaign entitled representatives in the New Jersey legislature can
Protect Our Care CT (PCCT) (Connecticut Nurses introduce bills that can, with a bipartisan majority,
Association, 2017). PCCT represents a coalition override a veto by the governor. Similarly, the
of organizations and individuals to support and Connecticut Nurses Association maximizes its
represent the health needs of people of CT, efforts through collaborating and partnering
including those who rely on the ACA, Medicare with various groups to form strong influential
and Medicaid, and women’s health programs coalitions that can educate legislators about all of
(personal interview Clear Sandor, 2017). For the pieces of breast cancer prevention and care.
example, the CT Senate Bill 586 supported The combined efforts, along with the increased
state Medicaid expansion of health benefits numbers of individuals actively participating in
for children and women (State of Connecticut the process, enhances the work of lobbyists, who
General Assembly, 2017). There is a long history of in turn influence the policymakers. The overall
CNA’s active participation in the state regarding consequence is the increase in the voice of the
access to essential services and their partnership public that influences the outcomes. This influence
with other groups and coalitions; the CNA enhances the possibility of providing more
has supported this bill for increased essential adequate healthcare services to all citizens.
benefits and access to care and members have
been very vocal about this to their legislators Case Study Questions
through lobbying efforts, letters, etc. Although 1. This case is a good example of nursing
the bill does not increase funding for or access to power through building partnerships and
breast screening mammograms, it does mandate coalitions that have similar missions. Can
breast cancer counseling, genetic testing, and you identify two coalitions that your state
risk assessment. In the future this bill could be nursing association actively works with? Can
expanded to include mandated mammograms you describe the policy issues that these
no matter what a person’s insurance status is. This coalitions address?
is an example of the impact of indirect action 2. Successful advocacy is best defined as
by multiple groups, including nurses, in strong moving toward the ultimate goal(s) in a
coalitions. The CNA works collaboratively with positive, substantive manner. Explain what
its coalitions to strategically exert its influence advocacy you have done, besides direct
and increase its voice on multiple healthcare patient advocacy, to support health care in
issues that affect women. Coalition building is a your nursing specialty.
key piece of being heard and getting legislation
passed. Coalitions have provided nurses with a References
strong voice and enhanced their ability to provide American Cancer Society. (2015, October 20). American Cancer
high-quality, safe care. Society releases new breast cancer guideline. Retrieved from
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.