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The Existentialism in Ernesto Sabatos Fi
The Existentialism in Ernesto Sabatos Fi
Директор ВШ .
«__»____________ 20__ г.
Выполнил
студент гр. 43804/2 К. Асеведо Ортиз
Руководитель
доцент, к.ф.н. О.В. Анисимова
Рецензент
ст. преподаватель А.Ф. Мамлеева
Санкт-Петербург
2019
Minister of Science and Higher Education of the Russian Federation
Peter the Great St. Petersburg Polytechnic University
Institute of Humanities
Graduate School of Pedagogy, Psychology and Applied Linguistics
«__»____________ y. 20__
Completed by
student of gr. 43804/2 K. Acevedo Ortiz
Supervisor
Ph.D. Senior Lecturer O.V. Anisimova
Consultant
Senior Lecturer A.F. Mamleeva
Saint Petersburg
2019
САНКТ-ПЕТЕРБУРГСКИЙ ПОЛИТЕХНИЧЕСКИЙ
УНИВЕРСИТЕТ ПЕТРА ВЕЛИКОГО
Высшая школа педагогики, психологии и прикладной
лингвистики
УТВЕРЖДАЮ
Директор ВШ .
Т.А. Баранова
« » 20 г.
ЗАДАНИЕ
по выполнению выпускной квалификационной работы
студенту
группы о 43804/2 Асеведо Ортиз Кевин
1. Тема работы: Экзистенциализм в художественной прозе Эрнесто
Сабато (литературоведческий анализ романа «Туннель»)
2. Срок сдачи студентом законченной работы: 08.05.2019
3. Исходные данные по работе: литературоведческие статьи,
монографии, справочники, художественные произведения.
4. Содержание работы (перечень, подлежащих разработке вопросов):
Экзистенциализм в художественной прозе, художественная проза
Эрнесто Сабато, литературоведческий анализ художественного
произведения.
5. Дата выдачи задания: 01.11.2018
Руководитель ВКР О.В. Анисимова
Задание принял к исполнению: 04.11.2018
Студент К. Асеведо Ортиз
РЕФЕРАТ
69 с., 6 приложений.
ЭКЗИСТЕНЦИАЛИЗМ, ЛИТЕРАТУРА, ХУДОЖЕСТВЕННАЯ
ПРОЗА, ЛИТЕРАТУРОВЕДЧЕСКИЙ АНАЛИЗ, САБАТО,
ЛАТИНСКАЯ АМЕРИКА, АРГЕНТИНА
В данной ВКР рассматриваются особенности
экзистенциализма в художественной прозе Эрнесто Сабато.
Проводится литературоведческий анализ художественного
произведения «Туннель», а также его сравнительно-сопоставительный
анализ с двумя другими романами: «Посторонним» Камю и
«Преступлением и наказанием» Достоевского.
В первой главе рассматриваются теоретические основы
экзистенциализма в России, Франции и Аргентине, а также
особенности художественной прозы Эрнесто Сабато. Во второй главе
предложен литературоведческий анализ выбранного произведения с
учетом особенностей поэтики экзистенциализма.
ABSTRACT
69 pp., 6 appendixes.
EXISTENTIALISM, LITERATURE, FICTION, LITERARY ANALYSIS,
SABATO, LATIN AMERICA, ARGENTINA
The present paper considers distinct features of the existentialism
in Ernesto Sabato’s fiction. The literary analysis of “The Tunnel” is
combined with the comparative analysis of this novel and the novels “The
Stranger” by Camus and “Crime and Punishment” by Dostoevsky’.
The first chapter regards the theoretical background of
existentialism in Russia, France, and Argentina, as well as the peculiarities
of Ernesto Sabato’s fiction. The second chapter introduces the literary
analysis of selected novels through the prism of existentialism poetics.
CONTENT
INTRODUCTION
The topic of this paper is “The existentialism in Ernesto Sabato’s
fiction (literary analysis of "The Tunnel")”. The presented topic is of great
current interest in modern literature studies and, partially, in Latin American
Literature, on which the existentialist philosophy had a great impact.
Having assimilated the tradition of the European and, in part, French
existentialism, the Latin American writers developed a unique method of
analysing that differed from the ones characteristic of the XX century
literature. The novelty of this paper resides in the use of a psychological
approach to analyse the relation existential issues have with the
development of an individual’s characteristic behavioural patterns.
The objective of this paper is to delve into Ernesto Sabato’s fiction
in order to expose how the author examines important issues for Latin
American literature through the prism of existentialism poetics.
The object of this paper is the existentialist philosophy in the
fictional literature of Russia, France and Argentina.
The subject of this paper is the study of the peculiarities of the
existentialism in Ernesto Sabato’s fiction.
The study material of this paper is the novels E. Sabato “The
Tunnel”, A. Camus “The Stranger” and F.M. Dostoevsky “Crime and
Punishment”.
In order to achieve the objective of this paper, the following tasks
were set:
1) To review the development of existentialism in Russia, France and
Argentina;
2) To expose and analyse the peculiarities of the existentialism in Ernesto
Sabato’s fiction;
10
explores not only the effects the idea and the execution of the crime has on
the main character, but it delves into the depths of the characters
consciousness dealing with questions that touch the most fundamental
concepts for any man, such as the ones of Good and Evil.
Golysheva considers Dostoevsky to be a “dialectic” figure in the
sense that in the course of his writings “he shows the interaction of different
ideas by proposing an antithesis to each statement he makes [9, p. 175].”
Through scepticism and contemplativeness, the constant process of
contrasting ideas gives the impression of “the impossibility to reach a peace
of mind for a personality oriented to the existential thought [11, p. 195],” as
it would mean that a ceaseless scepticism will keep pushing the soul to look
out for the faults in every idea and always seek for a deeper individual truth
in the process.
The most important part of this approach is that questions are
indeed being asked, even if they are not being conclusively answered. In
this sense, “Dostoevsky can only be considered an existentialist for
formulating questions, but not for developing their answers [9, p. 173].”
Koshechko states that reflecting on problems concerning the truthful
meaning of concepts and actions “allow man, according to Dostoevsky, to
actualise one’s own responsibility in relation to one’s life and the world [11,
p. 195].” The author believed in free will’s direct impact on shaping the
human spirit in constant transformation, because “man carries an individual
responsibility of the decisions he makes and their execution [11, p. 195].”
Regarding French existentialism, the philosopher and novelist
Sartre is probably the most well-known thanks to his getting involved in
various rallies against the bourgeois society. He became a great influence
among the young contemporary intellectuals, who “following his ideas
assumed existentialism as a rebellious form of thought, as a radical call to
15
from these two branches of existentialism was that they primordially “take
either history or God as their horizons, which is precisely ‘a leap out of the
problem’, ‘an evasion’, which is to say, its negation as a means to transcend
it [4, p. 3].” The route of having an “scape goat” was not something that
resonated with him.
Carassou, author of written works mostly devoted to examining
various modernist movements, exposes in his study of existentialism that
Camus places the origin of this constitutive leap of existential thought in the
absence of limits by absolutely denying reason and making off the absurd
an absolute. “The irrationality of the world authorises to call that absurd that
rejects reason “God” in order to escape from the human condition [6, p. 5],”
states Carassou. Camus consequentially proposed to accept living “in a
universe ruled by contradictions and ruptures, a universe with no values [4,
p. 5],” He recurs to the transmutation of pre-established values by replacing
any intrinsic value of “things in themselves” for the ones given by the
creator, the doer. This affirmation is what works as the premise for the
concept of liberty in Camus, according to Braz, liberty which “can only be
experienced through the means of confronting death, the final characteristic
of what awaits in the future [4, p. 6].” The idea of accepting the misery of
existence gives a new paradigm of dignity to the human being. It is only
through this idea that one can recognise this author as an existentialist.
It might sound gloomy at first, but the idea in fact was expressed
with the inherent intention of “keeping lucidity even when angst and despair
seem to spread everywhere [10, p. 126].” It arises from the above enounced
existential premise that Dostoevsky, Sartre and later Camus share in regards
to the human condition: “man is a being, with no subterfuge, who constructs
his own destiny [4, p. 7].” With this inherent intention, there is an air of
17
hope to be found within the absurd, an air of hope that Camus would delve
into in his late life.
The writer would develop the concept of the révolte as this hope
that would not avoid, but instead overcome the absurd. The idea is fully
developed in a book devoted to it that was published after seeing the
atrocities left by the Second World War. The term “révolte” should be
understood in this context as “rebellion, a rule to act, the foundation of a
value that imposes itself through the rejection of the unacceptable, the
rejection of generalised murder [6, p. 7],” according to Carassou’s study. In
simpler words, it is all about “carrying out the project of life and serving the
fellow man with no other satisfaction more than solidarity itself [10, p.
127].” It is embracing the responsibility of existing in absurdity and being
an agent of change that affects the social surroundings through the innate
power of taking action. Camus “knew that man is not almighty, that many
things are not to the reach of his hands, but this was no motive to not fight
[10, p. 134].” For Camus, if there were to be an answer, it would only be
found by means of an action, a “dynamic force that would make man
surpass himself, a surpassing act rooted in the very impossibility of finding
an answer [4, p. 7].”
With respect to Latin American existentialism, it is of paramount
importance to note that it primordially “betakes the immediate, the sphere of
emotivity and the real subject’s irrational strata, which is to say, the existent
man and the peculiar mobility of his temporal structures [1, p. 349],” as put
by the former professor of philosophy Astrada at Buenos Aires University,
considered one of the first existentialists of the region. With French
existentialism at its peak, its influence makes Latin American thinkers
question the actions of human beings that “put in doubt the faith in the
future due to the dominance demonstrations and the lack of solidarity that
18
took place in the history of this region and the world [7, p. 1],” states
Cardona, specialist in linguistics and literature at University of Cartagena.
It is worth noticing that Latin American existentialism, “although
not necessarily godless, upholds the philosophical tenet of privileging and
inflecting existence over essence [13, p. 94]” by taking history and,
consequently, social circumstances as the basis for its reasoning. Merrim,
professor of comparative and literature studies at Brown University,
emphasizes that the region’s Christian background provided for a way to
“create similes or existentialist facsimiles of religion, devising secular
scriptures that position values to stand on their own, to advance non-
religious goals [13, p. 100].” In this manner, the Hispanic branch of the
existentialist philosophy would join together elements of both religious and
atheistic branches in order to have an accurate tool for depicting its own
reality.
Argentina is the country where this became much more perceptible
than in any other due to the immigration of Europeans into its territory in
the 1900’s. This led to the mix of cultures and “the industrial society arrival
to Buenos Aires, entailing an objectification and mechanisation of the
human that would sink him in an also spiritual crisis [19, p. 6],” making it
the perfect example for examining the development of existentialism in the
region. From this phenomenon, Latin American literature experimented
changes in the techniques and the “aesthetic-literary objectives that tended
to get rid of the descriptive and objectivist pretensions from the realism of
the late XIX century in order to take up a vision of reality that comes from
within the individual [7, p. 5].”
Merrim [13, p. 98] identifies the key elements of interdiciplinarity,
transnationality and locality as the foregrounds for the new literary
movement that would inevitably form as a result of all this chaos. The first
19
at the time. In her study, Merrim also identified the subjacent themes of
feeling over thinking and community as the prevalent values that the
existentialist fiction authors would gear towards. She accurately explains it
is because “the two values accord, first and of course with their personal
beliefs, but second, with the time-honored concerns of their locales [13, p.
100].” This shows that, even though the individual subject and the
exploration of his subjective feelings were the axis around which everything
else developed, there was always present a sense of community, a sense of
responsibility for the fellow man expressed through the character’s
subjectivity.
The author to be analysed in the second section of this paper,
Ernesto Sabato, commented that “in any place in the world it is tough to
suffer the destiny of the artist, but here (Latin America) it is twice as tough,
because we also suffer the agonizing destiny of the Latin American man
[18, p. 6].” Despite the difficulties inherent to this region, Sabato and his
humble simplicity earned not only the respect of his contemporaries in
Argentina, but also the respect of Camus, who admired his work after
reading and writing a positive review about his first novel The Tunnel,
which he personally translated into French.
In this part of this section, the development of existentialism in
Russia, France and Argentina has been reviewed. It was found that each
region developed their independent approach to the existential questioning
by building their premises one upon the other. Although they differ due to
their particular social conditions and their cultural beliefs, their
existentialism append to a similar structure (see Appendix 2). Russian
existentialism is considered the first step into the emergence of an
existential consciousness. It is followed by French existentialism, in which
the social and political views are conjoined to the Russian approach.
21
lonely and abandoned foreigner [16, p. 7]” prevails in the author’s thoughts,
the images through which he represents solitude in his three novels are
“embellished in shades that give a hint of the registered evolution in the
Argentinian writer’s thoughts [2, p. 282],” in the words of Barrero.
For Sabato, solitude became much more apparent as a key element
of the human condition due to the development of a machinist society that
unwantedly revealed the biggest paradox: “On the way he conquered the
world, man lost himself. On the way he conquered the world of objects,
man objectified himself [14, p. 2].” Solitude is seen then as a product that
grew from within the social conditions of the XX century. Since it is
particularly appreciable in a place where a migratory society prevails,
Barrero notes that all the characters in On Heroes and Tombs (Sabato’s
second novel) suffer from a metropolis solitude in Buenos Aires, “the city
that can represent in the best way this territorial society that the
immigrant’s split from the roots of his homeland brings [2, p. 284].”
However, in The Tunnel, Sabato explicitly focuses on the problem
of solitude from the very beginning to the end, where he seemingly decides
“there is no better figure than the one of the tormented artist to represent
solitude in society [19, p. 11].” It is particularly noticeable that, as bachelor
graduate Verdu puts it in his graduate thesis, in this novel the solitude in the
characters is closely connected to “the impossibility of maintaining a real
communication with someone, with love being the absolute desire that
ultimately fails to be achieved [19, p. 33].”
B) Incommunication
Barrero clearly points out that an “impossibility of establishing a
communication develops into a profound solitude of creatures locked in an
insurmountable isolation [2, p. 282].” This manifests through hyperaesthetic
characters that are threatening, aggressive, hostile and even unknowable to
24
some degree. Sabato stated that for The Tunnel incommunication was to be
the pivot of the whole story, which would be presented in a very particular
manner. He explained that his initial idea was to write “the story of a painter
that goes crazy due to not being able to communicate with anybody, not
even with the woman that seemed to have understood him through his
painting [15, p. 38].” This idea, however, developed into a much more
complex story that goes deeper into the soul of the painter and explores
other themes derived from solitude and the absolute impossibility to
establish any kind of communication.
Incommunication leads to a confusing relationship between Castel
and Maria. A similar pattern can be noticed between the main characters of
On Heroes and Tombs, in which Martin (the main character) “seeks love for
his need to escape from solitude: incommunication does not emerge from a
sexual origin, but a metaphysical one [2, p. 290].” Incommunication will
function as a reinforcement of the character’s solitude, and the two themes
will always keep a stretch relation between each other. Sabato chooses love
and its different manifestations as the vehicle through which he exposes the
incommunication experienced by the characters. The writer believed in
“three strata of the human being – flesh, soul, spirit – that correspond to
three manifestations of love, from the rigorous animal and instinctual love
to the spiritual one, phenomenon peculiar to man [15, p. 16],” as he exposes
in Heterodoxy.
Coming from that premise, he would specifically state there is no
way to establish any real connection if the body of the lovers is treated by
each other only as an object, not integrating the three elements mentioned
above. Instead, the author affirmed that “only through a full relationship
with a subject (flesh and soul), could we be able to come out of our own
selves, transcend our own solitude and achieve communication [15, p. 34].”
25
The characters are so immersed in their own minds and lost in their desire
of filling a void within them that it is impossible for them to achieve that
kind of “full relationship”.
C) Obsession
Sabato’s literature is “obsessive (lucidly obsessive, we should
specify), and in that sense, repetitive of themes and characters that define
their universe [2, p. 286].” Obsession is a quality of the peculiar story-
telling method of the author that is also reflected in the characters
themselves as an independent theme to be analysed. This is clearly
appreciated in The Tunnel, as “the painter sees the other parting from his
own subjectivity [19, p. 21],” having his own mind and thoughts as the
undoubtable origin of his reasoning. This makes Castel see Maria (the girl
who “understood” his painting) as someone outside of society, as someone
who is in deep solitude just as he is. This leads him to develop an obsession
with her in order to finally establish the communion he has been longing
for.
The obsession develops into a possessive love from Castel that
manifests through “jealousy, justifying it to the reader through a halo of
ambiguity around the female character [19, p. 22],” comments Verdu in his
study. Maria closes herself to him and brings down the bridge that could
have been established between them if it wasn’t because of Castel’s
obsession. Sabato explains that the phenomenon of obsession in man is the
reason for which violence, sadism an death are usually tied with exclusively
sexual eroticism, because “without being able to reach the other’s
subjectivity, not being able to satisfy his desire of spiritual communion, man
takes revenge unconsciously, hurting and hating [15, p. 34].”
The theme of obsession is manifested mostly through an
unbreakable subjectivity of the characters, always perceiving the world
26
from within themselves. They leave outside from their reasoning anything
that does not come from their own thought process, a feature distinguishable
in Castel “not for his actions but for his decisions and reasoning [3, p. 15].”
This feature will also have its place in the character of Fernando in On
Heroes and Tombs when he clings to a point of reference based in his
subjective experiences to create the “scientific report” he is working on
about the nature of blind people. An obsession that reaches this point means
that, as Berg puts it, “the individual creates his own moral system, beliefs
and values [3, p. 18].” It leads him to be so deep within his subjectivity that
he completely loses touch with factual reality and the physical world.
D) Angst
Angst shines as an independent existential peculiarity in Sabato’s
fictions at almost every corner through the characters that “give birth to all
their psychological and existential problems precisely due to their excessive
analytic capacity [2, p. 291].” It gives an air of constant worrying and
unceasing uncertainty about every situation in which they are involved. For
instance, this is manifested in Castel through his fear of an inescapable
solitude and incommunication. He projects his angst through his endless
and many times nonsensical thought process, for his proposals are “often
contradictory, but constantly express pride and solitude [2, p. 292].”
Sabato comments about this expressive behaviour in Castel as the
construction of thoughts that do not actually transmit something truthful or
of real value, but instead thoughts that only “express feelings and emotions.
He strives to influence the mood of his peers, inciting them to act, to feel
sympathy or hate, making it seem, therefore, as a provocative, absurd and
contradictory language [15, p. 26].” Merrim seems to agree with this when
she refers to Castel as an emotional cripple, who “incorrigibly resorts to
logic in a bad faith effort to rationalize his feelings [13, p. 103].” Moreover,
27
there is a contrasting point that Berg mentions, saying that in fact “Castel
seeks for a point of reference in defining true love with Maria, but he is
unable to experiment it due to his absolute subjectivity [3, p. 18].” The
character’s angst grows for being unable to establish that longed connection
with someone and fulfil his desire of ending with his unbearable solitude.
The act of murder works as a “symbol of that incommunication and of
putting an end to the existential angst that it produces [19, p. 23]” by getting
rid of what Castel considered to be his last hope, which failed to provide
what he longed for.
E) Hope
Hope is often not identified as an individual existential theme
found in Sabato’s fictions even though it is a very important one that,
although not apparent, serves as the underlying layer that connects all the
acts and situations the characters put themselves through in the narrative.
This element is definitely present in Sabato’s philosophy of life. He stated
that “there is at the same time something else parallel to angst, being this
hope: if angst is the proof of the existence of nothingness, why not say that
hope is the proof of the existence of Something? [14, p. 8]” This premise is
then applied to his own fictions when he points out the existence of a desire
for the unachievable absolute in his characters, saying that, “even though
there is only frustration and punishment to be gotten from their futile
attempts, there is something like an absurd metaphysic of hope in them, just
as in real life [18, p. 15].”
Sabato points out how “by opposing to solitude and desperation,
communication, love, common works, common feelings and a strong faith
in existence always emerge, and we believe in all of this because it is
absurd [15, p. 73].” The emerging elements, although fragile and transitory,
manage to establish a connection between humans. It is this “what should
28
be enough for us to know there is something outside of our cage, and that
that something is something valuable and gives a meaning to our life [16, p.
67],” according to Sabato.
The Argentinian writer strongly believed that humans can only
escape from solitude, madness and their total subjectivity by seeking to
reach out and try establishing a communicative path with other human
beings. The possibility may be found “through the most extremely
subjective thing that exists: not through reason (which is objective), but
emotion; not through science and pure ideas, but through love and art [15, p.
34].” For Sabato, only through emotions can mankind appreciate its daily
life and the little events that most of the times pass unnoticed.
Consequently, from them arises the inspiration needed to keep standing
each day with the head straight up and with the most integral of hopes.
In this part of this section, the peculiarities of Ernesto Sabato’s
existentialism were exposed and thoroughly explained. The production of a
psychological approach in Argentinian existential novels allows examining
existential questions through characters in extreme situations. The
psychological approach as a means of analysing the existential problems in
Argentina’s society is clearly the core of Ernesto Sabato’s fictions. The five
existential peculiarities found in his works are solitude, incommunication,
obsession, angst and hope. These peculiarities are expressed through the
thought process and behavioural patterns of the main characters of the
author’s fictions.
29
intuitively that a great power, asleep till that moment, would unleash in me.
On the other hand, I realised it could be a long time before seeing her again.
Finding her was necessary. I kept repeating to myself, several times, "It is
necessary, it is necessary!" [17, p. 15]”
The hope for transcending the unbearable solitude, brought and
supported by incommunication, materialises in Maria. His obsession,
accompanied with a consequential angst, develops to the extreme as his
involvement with Maria continues. The painter thoroughly analyses with a
critical eye everything she does to the smallest detail in the interactions with
him and in her actions as an independent individual, just as he does with
himself. This is clearly exposed when Maria leaves to the country side
without telling Castel.
“The unexpected trip to the country awakened the first doubt. As
usual, I started to realise about previous suspicious details to which I hadn’t
given importance. Why change her voice tone when she spoke on the phone
the day before? Who were those people that were "going in and out" that
stopped her from speaking normally? Moreover, this proved she was
capable of simulating. Why did that woman hesitate the first time I asked
for Miss Iribarne? But one phrase above all had struck me like lightning:
"When I close the door, they know they shouldn’t bother me." I thought that
around Maria there were many shadows [17, p. 22].”
This example tells the reader that there is a desire of possession
and absolute control over this lady. From then on, for Castel, there is always
a hidden reason behind every of Maria’s actions. Nevertheless, as good as
this person is at dissecting the causes and consequences related to anything
that gets into his mind, Castel cannot make any sense out of his reasoning.
The uncertainty brought by his thought process translates into angst. He
needs to find answers and his obsessive personality makes him get more
34
occasion, he cannot contain himself and calls her a “whore”, making her
burst into tears:
“My apologies lasted while she was sad. As soon as she calmed
down and began to smile, it seemed to me unnatural she wasn’t sad
anymore: she could have calmed down, but it was extremely suspicious she
was in joy after having shouted at her such a word, and it seemed to me that
any woman must feel humiliated to be called like that, even real prostitutes,
but no woman would be able to go back to joyful again so quickly, unless
there was some truth in that word [17, p. 32].”
In this example, Castel reveals the “true facets” of her lover.
Through his subjectivity, he distorts in every possible way the things that
happen around him in order to justify his own beliefs and suspicions. Castel
praises his individual reasoning over everything because he is also obsessed
with himself and with being right. For him, truth lies in his thoughts alone
and he encourages himself to dig deeper every time. The acknowledgement
of this auto-destructive trait and its consequences in the painter’s
personality may be found in the following quote:
“I went back home with a feeling of absolute solitude. Usually, that
feeling of being alone in the world comes mixed with an arrogant feeling of
superiority: I despise people, I picture them filthy, ugly, incompetent, avid,
rude, mean; my solitude doesn’t scare me, it’s practically Olympic [17, p.
38].”
Through the filter of his dark subjectivity, Castel sees people as a
potential threat to his integrity and relationships. Such effect can be
appreciated in the judgements he makes of Hunter and Mimi (two
characters he finds in Hunter’s country house where he goes to meet Maria)
after having heard their conversation:
36
The main character is now looking for the key sign to “logically”
justify murder. Eventually, he finds it one late night being drunk and
spending time with a Rumanian prostitute in his workshop. Having sex, the
painter notices the expression of pleasure in her face similar to the one of
Maria. He kicks the prostitute out of her place, realising it is the key he was
looking for:
“These words were: Rumanian, Maria, prostitute, pleasure,
simulation. I thought: these words must represent the essential act, the
deepest truth from which I should begin. I made various efforts to arrange
them in the proper order till I managed to formulate the idea in this terrible,
but undeniable, way: Maria and the prostitute have had a similar
expression; the prostitute was simulating pleasure; Maria, therefore, was
simulating pleasure; Maria is a prostitute [17, p. 56].”
After Maria had unexpectedly left to Hunter’s country house, the
painter borrows his friend’s car and drives there having decided to kill her.
When he gets there, Castel sneaks into the vicinity of the house and sees
Hunter and Maria wandering in the garden. His reaction reveals his real
feelings:
“A triumphal bitterness possessed me as a demon. Just as
suspected! Infinite solitude and a foolish pride dominated me: the pride of
being right [17, p. 59].”
Nothing mattered as much as himself and his thoughts. Obsession
leads him to victimise himself inadvertently to avoid carrying the burden of
responsibility for his actions. Any conscious self-analysis brings a
victimised perspective of himself. His subjectivity is extended to others as
the absolute truth in which everybody is found, which can be clearly
confirmed in his thoughts after murdering Maria:
38
to analyse more his condition, making his obsession grow a little every
time he goes back. He consequently develops more angst in his
frustration and clings more to the hope of finding a solution.
There are two cycles to be found in this structure: the Cycle of
Impotence (CI) and the Cycle of Despair (CD). The CI rises when Castel
tests the core idea of his CI on the field. He fails communicate with the
outside world, hence failing to break out of the solitude perceived in his
theory. Failing makes him feel powerless to do anything to overcome
solitude. The CD sprouts upon the CI by Castel getting fixated on proving
the theory wrong. He isolates himself from the world even more due to
getting stuck within his own mind by putting his reasoning above all. The
two cycles are dependent from each other to function. Working in
reciprocity, they give birth to the colossal structure that ultimately shapes
the painter’s persona. This behavioural pattern will be herein called the
Castel Complex (see Appendix 4).
The Castel Complex is of an essentially existential nature. It
originates within the deepest questioning of the individuals existence in this
universe. Castel finds he is inevitably in solitude and the thought becomes
the origin of his problems. Solitude in itself only becomes a problem when
he finds out that it is impossible to communicate in anyway with anybody,
thus solitude being inescapable. As Castel becomes conscious of the
impossibility to communicate, his feelings of solitude grow and it is
inevitable for him to strive to overcome it.
The search for an answer to overcome solitude and
incommunication leads to obsession; the impossibility to find one leads to
angst. The latter traits can only be fully appreciated as psychological
symptoms that manifest in behaviours through the individual’s personality.
Nonetheless, both are deeply rooted in the first mentioned metaphysical
42
problems. The construction would fall apart if it was not for hope: the most
uncomprehended quality of humans. Hope is ultimately a double edged
sword. It drives the individual to surpass his limitations, but it might bring
him into an auto-destructive cycle as well, such as the one in this analysis.
In this part of this section, a psychological approach was used in
the analysis of the existential problems in Sabato’s novel The Tunnel. The
five peculiarities exposed in part two of section one (see Appendix 3) were
identified in Castel’s thought process and behavioural patterns. For their
examination, a methodological structure on the basis of the psychological
approach was developed. Its application revealed the inadvertent creation of
an endless cyclical system that structures the thought process of the
character into a never-ending loop. The developed methodological structure,
called herein the Castel Complex (see Appendix 4), made possible the
thorough explanation of the relation kept between the identified existential
peculiarities and the main character’s behavioural patterns.
2.2. Comparative analysis of the existential features in “The Tunnel”,
“The Stranger” and “Crime and Punishment”
The exposition of the existential features found in each of the
novels will be made individually and will have as its basis the peculiarities
found in The Tunnel. These previously identified peculiarities will be
looked for in both The Stranger and Crime and Punishment. The analysis
will show that the peculiarities are indeed present in the novels, as well as to
what degree they deviate from each other.
Moreover, The Tunnel explores the world only through the main
character’s personality. A similar approach will be taken in the analysis of
the other two selected fictions. Utilising the blueprint of peculiarities
identified in The Tunnel will result in a more rewarding analysis. The
Stranger will be analysed first.
43
“The whole time there was nothing but the sun and the silence,
with the low gurgling from the spring and the three notes. Then Raymond
put his hand in his hip pocket, but the others didn't move, they just kept
looking at each other. I noticed that the toes on the one playing the flute
were tensed [5, p. 48].”
The character’s absolute indifference makes him not judge
correctly the importance of the things he decides to ponder on in any given
situation. Raymond hands Mersault his gun and a fight breaks out.
Raymond is cut with a knife and he is taken to the doctor. They go back to
the beach house and, after some minutes, Mersault goes to wander alone.
He continues walking despite him feeling annoyed:
“All that heat was pressing down on me and making it hard for me
to go on. And every time I felt a blast of its hot breath strike my face, I
gritted my teeth, clenched my fists in my trouser pockets, and strained every
nerve in order to overcome the sun and the thick drunkenness it was spilling
over me [5, p. 49].”
Mersault is submerged in such an indifferent state that he is
completely careless. It does not matter to him whether something is to be
considered good or bad. He eventually finds himself once more in front of
the gang. He acknowledges it could be dangerous to step forward, but the
next thought makes him do it:
“I realised that all I had to do was turn around and that would be
the end of it. But the whole beach, throbbing in the sun, was pressing on my
back [5, p. 50].”
Raymond’s enemy pulls out his knife. The reflexion of the sun
strikes directly into Mersault’s face. Mersault pulls out Raymond’s gun and
shoots him.
45
this stupid urge to cry, because I could feel how much all these people hated
me [5, p. 73].”
Castel locks himself through his own reasoning in a victimised
perspective of being alone. On the contrary, Mersault’s solitude originates
from alienation due to his indifferent and careless personality. The
alienation is exposed in full in this contrast made by the hate people have
towards him and his manifestation of sadness that comes from a place of
helplessness, because he cannot do anything to change their appreciation of
him. The last statement can be confirmed by the next example where his
indifference plays against him once more:
“Everything was happening without my participation. My fate was
being decided without anyone so much as asking my opinion. There were
times when I felt like breaking in on all of them and saying, "Wait a minute!
Who's the accused here? Being the accused counts for something. And I
have something to say!" But on second thought, I didn't have anything to
say [5, p. 80].”
Even though Mersault inherently cares for his life, he never bothers
to defend himself in the court case. The prosecutor clearly states his dislike
for the unusual personality of Mersault and the way he presented himself in
court:
“I ask you for this man's head, – the prosecutor said, – and I do so
with a heart at ease. If in the course of my long career I have had occasion
to call for the death penalty, never as strongly as today have I felt this
painful duty made easier, lighter, clearer by the certain knowledge of a
sacred imperative and by the horror I feel when I look into a man's face and
all I see is a monster [5, p. 83].”
Mersault’s personality is so out of the ordinary that it automatically
makes him a matter of concern. At this moment Mersault gets the urge to
47
speak, as if there was a faint hope within him struggling to come out to help
him change his fate. The character states the reason for his pause between
the shots.
“Fumbling a little with my words and realizing how ridiculous I
sounded, I blurted out that it was because of the sun. People laughed [5, p.
83].”
Mersault is put in jail. As he spends more time in his cell waiting
for the time of his execution, he deeply ponders on the possibility of either
escaping or of something happening that would change the fate that was
chosen for him. By analysing himself, he notices the underlying cause for
his reasoning is hope.
“What counted was the possibility of escape, a leap to freedom, out
of the implacable ritual, a wild run that would give a chance for hope [5, p.
88].”
However, Mersault does not go to the extremes in order to achieve
what his hope calls for. On the contrary to Castel, he only acknowledges it
and keeps distant in order to observe it. Castel would be driven by the
tiniest of hopes to avoid being executed. Mersault accepts the fact that he
will be executed. He kills any possible burst of will rooted in hope that
would make him act against his written destiny.
“Everybody knows life isn't worth living. I knew it doesn't matter
whether you die at thirty or at seventy, since in either case other men and
women will naturally go on living for thousands of years. Nothing could be
clearer. Whether it was now or twenty years from now, I would still be the
one dying [5, p. 91].”
Mersault never loses his composure and his characteristic stoicism.
He becomes annoyed by a priest that insists in trying to explain him the
importance of confessing and taking the hand of God prior to his execution.
48
Mersault’s anger takes over him and yells at the priest. The priest leaves
confused. Mersault thinks about the priest’s confusion, showing in his
thoughts that his absolute carelessness is the reason for this impossibility to
be properly understood by the priest:
“What did other people's deaths or a mother's love matter to me;
what did his God or the lives people choose or the fate they think they elect
matter to me when we're all elected by the same fate, me and billions of
people like him who also called themselves my brothers? Couldn't he see,
couldn't he see that? [5, p. 96]”
Obsession brings the individual to insanity, as it did to Castel.
Indifference makes the individual be perceived as insane (or at least
uncomfortably odd), as it happened to Mersault. Sabato and Camus
expressed the existential issues they perceived at the time through the act of
murder. The two authors entertain in their particular manner an idea that
comes from Dostoevsky’s Crime and Punishment.
Dostoevsky uses the first person narrative only to express the
primordial ideas of the main character of his novel: Raskolnikov. The reader
learns of Raskolnikov’s personality through his inner monologue and the
omniscient narrator. The main character is an ex-student struggling with
poverty. He desperately looks for a way to put an end to his miserable state
of affairs.
A letter from his mother arrives. Raskolnikov reads through his
mother’s words as a sign that Dunya (his sister) giving herself into a rich
man’s hands in order to put his brother out of poverty. The disgusting idea
serves as a triggering point to execute the plan that has taken over his mind.
Raskolnikov’s personality falls between Castel and Mersault. He has a
tendency to obsession regarding his reasoning and the accomplishing of a
49
clear objective. At the same time he is indifferent with his surroundings due
to constantly finding himself within his mind.
Raskolnikov is contemplative. His inner questioning makes him
consider every variant before coming into a conclusion. He does not act
passionately nor carelessly, but thoughtfully. This brings him to pose
himself the main question:
“Whether the disease gives rise to crime, or whether crime from its
peculiar nature is always accompanied by something of the nature of
disease [8, p. 46].”
Raskolnikov decides to experiment it in his own flesh. He plans to
kill an old pawnbroker in the city for the manner in which she treated
everybody. At her place, he kills her mercilessly and looks for things and
money to steal. However, he does not realise the door was left open. The
old lady’s sister comes in and finds the lady lying on the ground. Her sister
was the complete opposite. Raskolnikov has to kill her as well due to her
seeing what he had done. With a small bounty in his pocket, the main
character escapes and gets home safely, but in a feverish state.
After some hours, Raskolnikov looks for a way to get rid of the
bounty. Nonetheless, he changes his mind and hides it far away from his
home. He notices an inconsistency in the reasoning that made him commit
the crime.
“If all was done deliberately and not idiotically, if I really had a
certain and definite object, how is it that I didn’t glance into the purse and
don’t know what I had there, for which I have undergone these agonies, and
have deliberately undertaken this base, filthy degrading business? Here I
wanted to throw into the water the purse and the things which I had not seen
either… how’s that? [8, p. 67]”
50
did he say bluntly, ‘With her’? Why did Zametov add that I spoke artfully?
Why do they speak in that tone? Yes, the tone… Razumihin is sitting here,
why does he see nothing? That innocent blockhead never does see anything!
Feverish again! [8, p. 149]”
The example shows that Raskolnikov may be identified as a less
extreme version of Castel’s personality. In the same conversation,
Raskolnikov explains the idea that made him kill the pawnbroker. It roots in
a theory he developed.
“I maintain that all great men or even men a little out of the
common, that is to say capable of giving some new word, must from their
very nature be criminals — more or less, of course. Otherwise it’s hard for
them to get out of the common rut; and to remain in the common rut is what
they can’t submit to, from their very nature again, and to my mind they
ought not, indeed, to submit to it [8, p. 152].”
The chief investigator cites him for a proper questioning at the
police department regarding the murdered pawnbroker. The meeting does
not go as Raskolnikov expected and he remains free. He then seeks
absolution through Sonya: the “incarnation” of true love. Through
confessing her his crime, he achieves to express his inner suffering without
being judged.
“I wanted to find out whether I was a louse like everybody else or a
man. Whether I can step over barriers or not, whether I dare stoop to pick
up or not, whether I am a trembling creature or whether I have the right…
[8, p. 244]”
Raskolnikov wanted to prove he was one of the “uncommon men”
because of a deep sense of dissociation lying beneath his actions. He felt the
need an astounding figure like Napoleon, to whom, in his mind, everything
was permitted to achieve their true potential. A deep-rooted hope drives him
52
Oh, sceptics and halfpenny philosophers, why do you halt half-way! [8, p.
316]”
Raskolnikov seeks dissociating himself from society. He is led by
his sceptic nature that makes him not be able to achieve real trust. He is in
constant contemplativeness of his thoughts and interactions with the world.
He poses endless questions that ultimately create unease in him due to never
being able to settle for a final answer. Hope raises as the trait that allows
him continue in his path. He senses there is something beyond him he must
achieve, a belief that has its foundations in his dissociation from the rest.
The personality of Raskolnikov makes him commit deeds potentially
dangerous to himself and others in order to come to a definite conclusion
about the rightfulness of his actions.
Through this analysis it has been discovered that there is an
underlying systematic structure closely similar in each of the three analysed
characters. After putting Castel, Mersault and Raskolnikov on the spotlight,
a connection in their behaviours make them part of a personality archetype.
They differ one from another in their approach to life and their existential
issues, but they project different facets of the same basic archetype. It is
proposed that the archetype represented by Castel, Mersault and
Raskolnikov can be comprehended through the understanding obtained
from the application of the Castel Complex.
From the three characters, Castel and Raskolnikov are the ones
closer in the variant of the archetype they represent. Castel’s personality is
an extrapolation of Raskolnikov’s identified peculiarities. The two
characters victimise themselves as a result of their thought process. The
antithesis of their archetype is represented by Mersault. He takes
responsibility of his actions through the acceptance of the consequences
brought by his thought process. None of these characters is free from the
54
thought loop that defines each of their personalities, identified through the
application of the Castel Complex. The main difference between them is
their individual conscious approach through which they face their own
existential issues.
In this part of this section, the methodological structure obtained
from the analysis of the main character of The Tunnel was applied to
examine the main characters of The Stranger and Crime and Punishment in
a thorough comparative analysis. On the basis of it, it has been found that
the characters share a cyclical structure in their thought processes, which
can be thoroughly explained through the application of the Castel Complex
structure (see Appendix 5). Its application allowed analysing the underlying
existential causes that dictate the behavioural patterns of their personalities.
As the characters were analysed through a psychological approach, their
existential peculiarities have been classified accordingly. Although they
deviate from each other, their personalities can be associated to a certain
archetype structured as in the Castel Complex scheme.
55
CONCLUSION
On the basis of the undertook study, a connection in the
development of existentialism in Russia, France and Argentina has been
found. Subjects of their social conditions and cultural beliefs, the regions
built one upon the other independent approaches on the basis of a similar
structure. At the end of the chain, Argentina developed a psychological
approach to examine existential problems.
The study in this paper revealed that the use of a psychological
approach in the analysis of existential problems allows a deeper exploration
of the core metaphysical issues of an individual. The issues manifest
through behavioural patterns that emerge as psychopathologies that become
key traits in a subject’s personality. A clear example of the successful
identification of underlying existential problems through the psychological
approach is Ernesto Sabato. In his novels he exposed five existential
peculiarities (solitude, incommunication, obsession, angst and hope)
through characters with extreme personalities.
The development of a methodological structure on the basis of the
psychological approach allowed an effective identification of the relation
kept between existential problems and behavioural patterns of an
individual’s personality. The structure obtained from the analysis of the
selected Sabato’s fiction, herein called the Castel Complex, proved to be
fruitful as a method for examining a character’s personality after applying it
on the main characters of the selected Camus’ and Dostoevsky’s fictions.
The comparative analysis granted the possibility of determining the
existence of certain personality archetypes that may be identified through
the effective appliance of the Castel Complex. In this way, the tasks and
objective set at the beginning of this paper were achieved in full.
58
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62
Region Features
Russia Religious – God was considered to be the final pillar in
which man would find the answers to all of his
concerns.
Peculiarity Description
A) Solitude The inherent condition of man to be a
metaphysically isolated existent being, a
condition that gets extrapolated in the
machinist society in constant development
to this date.
Castel Complex
A self-imposed restrictive psychological condition that consists in the
unconscious creation of a thought loop process within the subject’s
mind. This complex is characterised by the existence of two separate
cycles that depend on each other to keep themselves running. The
thought loop has its origin in the CI, which then gives birth to the CD,
finally returning to its origin. It goes back and forth indefinitely until the
loop is either forcefully stopped or stepped out of.